Unclaimed Profile

Jeffrey Bernard Altieri

NOVEM GROUP·ROCHESTER, New York

SIE, Series 7, Series 8, Series 63, Series 6526 years registeredNOVEM GROUP

350 LINDEN OAKS, ROCHESTER, NY 14625CRD# 862821Firm CRD# 158964

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Bernard Altieri · ROCHESTER, NY

Registration

CRD #862821 · NOVEM GROUP · 26 years registered

Brand Profile

Not yet started

Career History

NOVEM GROUP

Mar 2021 – present

RBC CAPITAL MARKETS, LLC

May 2009 – Mar 2021

ROCHESTER, NY

WELLS FARGO ADVISORS, LLC

Jan 2000 – May 2009

ROCHESTER, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · January 16, 2000

Years registered · 26

Disclosure History

2019Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NOVEM GROUP

CRD 158964 · SEC 801-72741

AUM

$1.2B

Regulatory assets under management

Employees

4,381 client accounts

Services offered by NOVEM GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NOVEM GROUP →

Introduction

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Frequently Asked Questions

What services does Jeffrey Bernard Altieri offer?

Jeffrey Bernard Altieri specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are Jeffrey Bernard Altieri's credentials?

Jeffrey Bernard Altieri is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Bernard Altieri located?

Jeffrey Bernard Altieri is based in ROCHESTER, New York, working with NOVEM GROUP. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Jeffrey Bernard Altieri charge for services?

Jeffrey Bernard Altieri's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVEM GROUP?

NOVEM GROUP has approximately 50 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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