Unclaimed Profile

Charles Gabriel Herendeen

NOVEM GROUP·ROCHESTER, New York

SIE, Series 6, Series 63, Series 65Clean record16 years registeredNOVEM GROUP

350 LINDEN OAKS, ROCHESTER, NY 14625CRD# 2786225Firm CRD# 158964

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Gabriel Herendeen · ROCHESTER, NY

Registration

CRD #2786225 · NOVEM GROUP · 16 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Oct 2024 – present

NOVEM GROUP

Feb 2015 – present

AMERICAN PORTFOLIOS ADVISORS, INC

Feb 2010 – Oct 2024

HOLBROOK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · February 3, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NOVEM GROUP

CRD 158964 · SEC 801-72741

AUM

$1.2B

Regulatory assets under management

Employees

4,381 client accounts

Services offered by NOVEM GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NOVEM GROUP →

Introduction

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Frequently Asked Questions

What services does Charles Gabriel Herendeen offer?

Charles Gabriel Herendeen specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are Charles Gabriel Herendeen's credentials?

Charles Gabriel Herendeen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Gabriel Herendeen located?

Charles Gabriel Herendeen is based in ROCHESTER, New York, working with NOVEM GROUP. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Charles Gabriel Herendeen charge for services?

Charles Gabriel Herendeen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVEM GROUP?

NOVEM GROUP has approximately 50 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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