RBC CAPITAL MARKETS, LLC

NEW YORK, New York·44 registered advisors·CRD# 31194
SEC# 801-13059320212-858-7000
01

Firm Overview

AUM
$201.3B
Regulatory assets under management
Employees
8204
Total firm employees
Advisors
44
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
Subscription fees
03

Specialties

Financial PlanningInvestment ManagementRetirement PlanningWealth Management
04

Advisors at RBC CAPITAL MARKETS, LLC

44 registered advisors
Ahmed Kachenoura
NEW YORK, New York
Alex Douglas Mr. Mcgregor
NEW YORK, New York
Andrew Christopher Small
NEW YORK, New York
Ann Marie Senne
NEW YORK, New York
Brett Lane Thorne
NEW YORK, New York
Cathleen Bridget Tobin
NEW YORK, New York
Cindy Louise Schreiner
NEW YORK, New York
Clinton Dale Lively
NEW YORK, New York
David Craig Downie
NEW YORK, New York
Deborah Anne Freer
NEW YORK, New York
Derek Arthur Neldner
NEW YORK, New York
Dorje Tsering Glassman
NEW YORK, New York
Edward Gray
NEW YORK, New York
Elizabeth Eileen Bailey
NEW YORK, New York
Howard R Plotkin
NEW YORK, New York
John Christopher Penn
NEW YORK, New York
John Christopher Walmsley
NEW YORK, New York
John J Thurlow
NEW YORK, New York
Jonathan Tsun Yin Yu
NEW YORK, New York
Kevin Robert Genirs
NEW YORK, New York
Kristen Elizabeth Espenak
NEW YORK, New York
Leah Marie Dezio
NEW YORK, New York
Mark Patrick Gorius
NEW YORK, New York
Mary Ellen Zimmer
NEW YORK, New York
Matthew Cody Lischin
NEW YORK, New York
Matthew Damien Abrusci
NEW YORK, New York
Matthew Ross Stopnik
NEW YORK, New York
Matthew Todd Demonte
NEW YORK, New York
Mona Thong
NEW YORK, New York
Nadine Ahn
NEW YORK, New York
Paul Adam Carlesimo
NEW YORK, New York
Richard Troy Chase
NEW YORK, New York
Robert Arthur Giegerich
NEW YORK, New York
Ryan Joseph Taylor
NEW YORK, New York
Sean Walter O'connor
NEW YORK, New York
Steven J Decicco
NEW YORK, New York
Suzanne Marie Taylor
NEW YORK, New York
Tammy Jean Buchert
NEW YORK, New York
Thomas Bryan Donovan
NEW YORK, New York
Thomas N Murphy
NEW YORK, New York
Thomas Steven Sagissor
NEW YORK, New York
Vito Antonio Sperduto
NEW YORK, New York
V. Troy Maxwell
NEW YORK, New York
Wendy J Gorman
NEW YORK, New York
05

Office Locations

NEW YORK, New York
44 advisors

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Data sourced from SEC Form ADV filings. RBC CAPITAL MARKETS, LLC (CRD# 31194) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.