Unclaimed Profile

Patrick Daniel Manuel

NOVEM GROUP·ROCHESTER, New York

SIE, Series 7, Series 66Clean record18 years registeredNOVEM GROUP

350 LINDEN OAKS, ROCHESTER, NY 14625CRD# 5198707Firm CRD# 158964

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Daniel Manuel · ROCHESTER, NY

Registration

CRD #5198707 · NOVEM GROUP · 18 years registered

Brand Profile

Not yet started

Career History

NOVEM GROUP

Feb 2014 – present

INVEST FINANCIAL CORPORATION

Sep 2007 – Oct 2007

ROCHESTER, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 17, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NOVEM GROUP

CRD 158964 · SEC 801-72741

AUM

$1.2B

Regulatory assets under management

Employees

4,381 client accounts

Services offered by NOVEM GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NOVEM GROUP →

Introduction

Speak with Patrick

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Patrick is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ROCHESTER?

Browse all registered financial advisors in ROCHESTER, New York or claim this profile if it's yours.

Browse ROCHESTER Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Patrick Daniel Manuel offer?

Patrick Daniel Manuel specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are Patrick Daniel Manuel's credentials?

Patrick Daniel Manuel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Daniel Manuel located?

Patrick Daniel Manuel is based in ROCHESTER, New York, working with NOVEM GROUP. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Patrick Daniel Manuel charge for services?

Patrick Daniel Manuel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVEM GROUP?

NOVEM GROUP has approximately 50 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →