Unclaimed Profile

Robert Joseph Bartolotta

NOVEM GROUP·ROCHESTER, New York

SIE, Series 6, Series 22, Series 24, Series 26, Series 51, Series 52, Series 62, Series 63, Series 65, Series 72, Series 8219 years registeredNOVEM GROUP

350 LINDEN OAKS, ROCHESTER, NY 14625CRD# 1943239Firm CRD# 158964

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Joseph Bartolotta · ROCHESTER, NY

Registration

CRD #1943239 · NOVEM GROUP · 19 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Oct 2024 – present

NOVEM GROUP

Mar 2012 – present

AMERICAN PORTFOLIOS ADVISORS, INC

Jan 2007 – Oct 2024

HOLBROOK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 22

Series 24

Series 26

Series 51

Series 52

Series 62

Series 63

Series 65

Series 72

Series 82

Registration record

First registered · January 17, 2007

Years registered · 19

Disclosure History

1998Customer Dispute·Closed-No Action

1995Customer Dispute·Settled

1993Customer Dispute·Settled

1993Employment Separation After Allegations

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NOVEM GROUP

CRD 158964 · SEC 801-72741

AUM

$1.2B

Regulatory assets under management

Employees

4,381 client accounts

Services offered by NOVEM GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NOVEM GROUP →

Introduction

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Frequently Asked Questions

What services does Robert Joseph Bartolotta offer?

Robert Joseph Bartolotta specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are Robert Joseph Bartolotta's credentials?

Robert Joseph Bartolotta is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Joseph Bartolotta located?

Robert Joseph Bartolotta is based in ROCHESTER, New York, working with NOVEM GROUP. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Robert Joseph Bartolotta charge for services?

Robert Joseph Bartolotta's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVEM GROUP?

NOVEM GROUP has approximately 50 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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