Unclaimed Profile

Amanda Rachel Esteves

NOVEM GROUP·ROCHESTER, New York

SIE, Series 4, Series 7, Series 24, Series 63, Series 66Clean record12 years registeredNOVEM GROUP

350 LINDEN OAKS, ROCHESTER, NY 14625CRD# 5597000Firm CRD# 158964

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Amanda Rachel Esteves · ROCHESTER, NY

Registration

CRD #5597000 · NOVEM GROUP · 12 years registered

Brand Profile

Not yet started

Career History

NOVEM GROUP

Oct 2013 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · October 11, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NOVEM GROUP

CRD 158964 · SEC 801-72741

AUM

$1.2B

Regulatory assets under management

Employees

4,381 client accounts

Services offered by NOVEM GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NOVEM GROUP →

Introduction

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Frequently Asked Questions

What services does Amanda Rachel Esteves offer?

Amanda Rachel Esteves specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are Amanda Rachel Esteves's credentials?

Amanda Rachel Esteves is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Amanda Rachel Esteves located?

Amanda Rachel Esteves is based in ROCHESTER, New York, working with NOVEM GROUP. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Amanda Rachel Esteves charge for services?

Amanda Rachel Esteves's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVEM GROUP?

NOVEM GROUP has approximately 50 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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