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Brian Patrick Costello

THE WATERFORD GROUP, LLC·ROCHESTER, New York
Series 6, Series 7, Series 63, Series 65Clean record5 years registeredTHE WATERFORD GROUP, LLC
1657 EAST AVENUE, ROCHESTER, NY 14610CRD# 1858915Firm CRD# 155738

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Patrick Costello · ROCHESTER, NY
Registration
CRD #1858915 · THE WATERFORD GROUP, LLC · 5 years registered
Brand Profile
Not yet started
01

Career History

ALERA INVESTMENT ADVISORS, LLC
Feb 2022 – present
ALERA RETIREMENT ADVISORS, LLC
Apr 2021 – Jul 2025
Rochester, NY
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · April 10, 2021
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THE WATERFORD GROUP, LLC
CRD 155738 · SEC 801-72033
AUM
$39M
Regulatory assets under management
Employees
5
89 client accounts
Services offered by THE WATERFORD GROUP, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at THE WATERFORD GROUP, LLC →
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05

Frequently Asked Questions

What services does Brian Patrick Costello offer?
Brian Patrick Costello specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in ROCHESTER, New York for a consultation.
What are Brian Patrick Costello's credentials?
Brian Patrick Costello is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian Patrick Costello located?
Brian Patrick Costello is based in ROCHESTER, New York, working with THE WATERFORD GROUP, LLC. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does Brian Patrick Costello charge for services?
Brian Patrick Costello's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE WATERFORD GROUP, LLC?
THE WATERFORD GROUP, LLC has approximately 5 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THE WATERFORD GROUP, LLC

Michael John Merriman
ROCHESTER, NY
Mary Katherine O'brian
ROCHESTER, NY

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