Percentage of AUM16,325 firms · 42%
Subscription fees8,972 firms · 23%
Hourly charges6,453 firms · 17%
Performance-based fees3,822 firms · 10%
Commissions571 firms · 1%
Other: REFERRAL FEES74 firms · 0%
Other: CONSULTING FEES36 firms · 0%
Other: SOLICITOR FEES32 firms · 0%
Other: THIRD PARTY ADVISORY FEES28 firms · 0%
Other: SOLICITOR/REFERRAL FEES26 firms · 0%
Other: CARRIED INTEREST24 firms · 0%
Other: SEE SCHEDULE D - MISCELLANEOUS23 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER ADVISEMENT22 firms · 0%
Other: A PERCENTAGE OF ASSETS UNDER ADVISEMENT17 firms · 0%
Other: SELECTION OF OTHER ADVISERS FEES17 firms · 0%
Other: REIMBURSEMENT OF EXPENSES16 firms · 0%
Other: FINANCIAL PLANNING FEES12 firms · 0%
Other: 12B-1 FEES9 firms · 0%
Other: EXPENSE REIMBURSEMENT9 firms · 0%
Other: SELECTION OF OTHER ADVISORS8 firms · 0%
Other: PERCENTAGE OF PLAN ASSETS8 firms · 0%
Other: SOLICITOR'S FEES7 firms · 0%
Other: THIRD PARTY REFERRAL FEES7 firms · 0%
Other: FLAT FEE7 firms · 0%
Other: REFERRAL FEE7 firms · 0%
Other: FINANCIAL PLANNING FEE7 firms · 0%
Other: RETIREMENT PLAN CONSULTING -PERCENTAGE OF PLAN ASSETS7 firms · 0%
Other: NEGOTIABLE7 firms · 0%
Other: NEGOTIATED FEES7 firms · 0%
Other: SHARE IN THIRD PARTY ADVISORY FEES6 firms · 0%
Other: CONSULTING6 firms · 0%
Other: FINANCIAL PLANNING6 firms · 0%
Other: SEMINAR FEES6 firms · 0%
Other: THIRD PARTY ADVISER/MANAGER FEES6 firms · 0%
Other: SELECTION OF OTHER ADVISERS6 firms · 0%
Other: ADMINISTRATIVE FEES6 firms · 0%
Other: PERFORMANCE-BASED ALLOCATIONS6 firms · 0%
Other: ACQUISITION FEES6 firms · 0%
Other: AS SPONSOR, WILL SHARE IN ETF PROFITS AFTER EXPENSES6 firms · 0%
Other: REVENUE SHARING ON ELIGIBLE CREDIT AND CASH MANAGEMENT SOLUTIONS6 firms · 0%
Other: PERCENTAGE RETIREMENT PLAN ASSETS UNDER ADVISEMENT6 firms · 0%
Other: THIRD PARTY FEES5 firms · 0%
Other: % OF ASSETS UNDER ADVISEMENT5 firms · 0%
Other: TRANSACTION FEES5 firms · 0%
Other: ORIGINATION FEES5 firms · 0%
Other: PERCENTAGE OF NET WORTH5 firms · 0%
Other: ASSETS UNDER ADVISEMENT5 firms · 0%
Other: SEE SCHEDULE D MISCELLANEOUS5 firms · 0%
Other: RETAINER5 firms · 0%
Other: SOLICITATION FEES5 firms · 0%
Other: REVENUE SHARING WITH FRS, AND ON CREDIT AND CASH MGMT SOLUTIONS5 firms · 0%
Other: CO-ADVISOR FEES5 firms · 0%
Other: THIRD PARTY ADVISER FEES5 firms · 0%
Other: SELECTION OF OTHER ADVISOR FEES5 firms · 0%
Other: SUB-ADVISER FEES4 firms · 0%
Other: SUB-ADVISORY FEES4 firms · 0%
Other: LICENSING FEES4 firms · 0%
Other: PLATFORM FEES4 firms · 0%
Other: PERCENTAGE OF ADVISED ASSETS4 firms · 0%
Other: PERCENTAGE OF RETIREMENT PLAN ASSETS UNDER ADVISEMENT4 firms · 0%
Other: A PERCENTAGE OF PLAN ASSETS4 firms · 0%
Other: % OF ASSETS MONITORED4 firms · 0%
Other: REIMBURSEMENT OF CERTAIN EXPENSES4 firms · 0%
Other: REVENUE SHARING WITH OUR AFFILIATE, FOCUS RISK SOLUTIONS4 firms · 0%
Other: ADDITIONAL INFO ON FEES CHARGED BY ADVISOR IN FORM ADV PART 24 firms · 0%
Other: FINANCIAL PLANNING AND CONSULTING4 firms · 0%
Other: EXPENSE REIMBURSEMENTS4 firms · 0%
Other: ADMINISTRATION FEE3 firms · 0%
Other: PROJECT FEES3 firms · 0%
Other: RETAINER FEES3 firms · 0%
Other: SERVICING FEES3 firms · 0%
Other: SUBADVISER FEES3 firms · 0%
Other: RETIREMENT PLAN ASSETS UNDER ADVISEMENT3 firms · 0%
Other: SELECTION AND MONITORING FEES3 firms · 0%
Other: ANNUALLY NEGOTIATED MANAGEMENT FEE3 firms · 0%
Other: INSURANCE COMMISSIONS3 firms · 0%
Other: REV. SHARING W/ FRS AND ON ELIGIBLE CREDIT & CASH MGMT SOLUTIONS3 firms · 0%
Other: PASS THROUGH REIMBURSEMENT3 firms · 0%
Other: INVESTMENT-RELATED FEES3 firms · 0%
Other: PERFORMANCE ALLOCATION3 firms · 0%
Other: REIMBURSEMENT OF COSTS3 firms · 0%
Other: NEGOTIABLE FEES3 firms · 0%
Other: MANAGEMENT FEES3 firms · 0%
Other: NONE AT THIS TIME3 firms · 0%
Other: PERFORMANCE-BASED PROFIT ALLOCATIONS3 firms · 0%
Other: % OF ASSETS UNDER CONSULTATION3 firms · 0%
Other: VALUE OF PLAN ASSETS3 firms · 0%
Other: MONITORING FEES3 firms · 0%
Other: SUBSCRIPTION FEES FOR FINANCIAL PLANNING3 firms · 0%
Other: PERCENTAGE OF CLIENT NET WORTH3 firms · 0%
Other: THIRD PARTY ADVISER REFERRAL FEES3 firms · 0%
Other: PERCENTAGE OF RETIREMENT PLAN ASSETS3 firms · 0%
Other: ACQUISITION FEE3 firms · 0%
Other: RETIREMENT PLAN CONSULTING3 firms · 0%
Other: SEE SCHEDULE D, MISCELLANEOUS3 firms · 0%
Other: REVENUE SHARING WITH OUR AFFILIATE, FOCUS RISK SOLUTIONS.3 firms · 0%
Other: FLAT FEES3 firms · 0%
Other: WRAP FEE3 firms · 0%
Other: RETAINER BASED FEE3 firms · 0%
Other: THIRD-PARTY ADVISORY FEES3 firms · 0%
Other: PRO BONO2 firms · 0%
Other: PASS-THROUGH EXPENSES2 firms · 0%
Other: RETAINERS2 firms · 0%
Other: PROMOTER FEES2 firms · 0%
Other: PERCENTAGE OF RETIREMENT PLAN ASSETS UNDER ADVISEMENT2 firms · 0%
Other: SOLICITORS FEES2 firms · 0%
Other: SOURCING, DUE DILIGENCE AND STRUCTURING FEES2 firms · 0%
Other: REVENUE SHARE2 firms · 0%
Other: PCT OF MODEL PORTFOLIO FEE2 firms · 0%
Other: PERCENTAGE OF THE OVERALL ASSETS OF THE QUALIFIED PLAN2 firms · 0%
Other: INSURANCE COMPENSATION2 firms · 0%
Other: EQUITY-TYPE INTEREST IN RELATED OR SEEDED MANAGERS2 firms · 0%
Other: PERCENTAGE OF TOTAL PLAN ASSETS2 firms · 0%
Other: FLAT PROJECT FEES FOR RETIREMENT & ESTATE PLANNING2 firms · 0%
Other: NEGOTIATED2 firms · 0%
Other: PERCENT OF ASSETS UNDER ADVISEMENT2 firms · 0%
Other: INTER-COMPANY CREDIT BASED ON AGREED UPON METRIC2 firms · 0%
Other: CARRIED INTEREST-CERTAIN PE VEHICLES2 firms · 0%
Other: CONSULTING SERVICES2 firms · 0%
Other: MINIMUM FEES2 firms · 0%
Other: CARRIED INTEREST DISTRIBUTIONS2 firms · 0%
Other: PERFORMANCE BASED ALLOCATION2 firms · 0%
Other: RECEIVE AN INVESTOR SERVICING FEE FROM SOME THIRD PARTY FUNDS2 firms · 0%
Other: % ASSETS UNDER CONSULTATION2 firms · 0%
Other: ASSET-BASED FEE FROM MODEL-ONLY RECIPIENTS2 firms · 0%
Other: REFERRAL COMPENSATION2 firms · 0%
Other: SUBSCRIPTION FEES2 firms · 0%
Other: FULCRUM FEE; ASSET-BASED FEE CONTINGENT ON PERFORMANCE2 firms · 0%
Other: NEGOTIATED FEES FOR RESEARCH-RELATED SERVICES2 firms · 0%
Other: A PERCENTAGE OF TOTAL NET WORTH2 firms · 0%
Other: PERCENTAGE OF ASSETS CONSULTED UPON2 firms · 0%
Other: GENERAL CONSULTING2 firms · 0%
Other: ACQUISITION, ORIGINATION AND/OR DISPOSITION FEES2 firms · 0%
Other: % OF PLAN ASSETS2 firms · 0%
Other: SEE SCHEDULE D2 firms · 0%
Other: NEGOTIATED MANAGEMENT FEE2 firms · 0%
Other: A PERCENTAGE OF ASSETS UNDER ADVISORY SERVICES2 firms · 0%
Other: REFERRAL FEES FROM ANOTHER RIA FIRM2 firms · 0%
Other: INVESTMENT MODEL DELIVERY SERVICES2 firms · 0%
Other: PERCENTAGE OF ASSETS ON WHICH WE CONSULT2 firms · 0%
Other: % OF REVENUE/INTRACOMPANY AGRMTS2 firms · 0%
Other: REFERRAL FEES FROM OTHER RIAS2 firms · 0%
Other: REFERRAL FEES FROM RIAS2 firms · 0%
Other: THIRD PARTY ADVISOR FEES2 firms · 0%
Other: SELECTION OF OTHER ADVISORS FEES2 firms · 0%
Other: SEMIANNUAL CHARGES2 firms · 0%
Other: ACQUISITION AND DISPOSITION FEES2 firms · 0%
Other: PLANNING FEES2 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER MANAGEMENT WITH THIRD PARTY MANAGER2 firms · 0%
Other: REFERRAL FEES ONLY2 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER MANAGEMENT WITH THIRD PARTY MANAGERS2 firms · 0%
Other: COMMISSIONS TO AFFILIATED BROKER2 firms · 0%
Other: SEMINARS2 firms · 0%
Other: DISCRETIONARY BONUS2 firms · 0%
Other: FEE SPLIT WITH UNDERLYING MANAGER2 firms · 0%
Other: HARD DOLLAR PAYMENTS FOR RESEARCH2 firms · 0%
Other: THIRD PARTY MONEY MANAGERS2 firms · 0%
Other: REFERRAL/SOLICITOR FEES2 firms · 0%
Other: ANNUAL RETAINER FEE2 firms · 0%
Other: NO COMPENSATION2 firms · 0%
Other: A PERCENTAGE OF AUM FROM PERSONS RECEIVING MODEL PORTFOLIOS2 firms · 0%
Other: SETUP FEE2 firms · 0%
Other: ADVISORY REFERRAL FEES2 firms · 0%
Other: COMPENSATION RELATED TO REFERRALS2 firms · 0%
Other: INCENTIVE ALLOCATION2 firms · 0%
Other: INCENTIVE ALLOCATION SIMILAR TO PERFORMANCE-BASED FEES2 firms · 0%
Other: CONCESSIONS PAID BY ISSUERS OF SECURITIES SOLD TO CLIENTS2 firms · 0%
Other: MONTHLY FEE2 firms · 0%
Other: PORTFOLIO MONITORING FEES2 firms · 0%
Other: TRANSFER PRICING ARRANGEMENTS WITH AFFILIATES2 firms · 0%
Other: NO LONGER PROVDING INVESTMENT ADVISORY SERVICES2 firms · 0%
Other: TRUSTEE FEES2 firms · 0%
Other: PORTION OF THIRD PARTY MANAGER FEES2 firms · 0%
Other: COULD BE AN ADDED TICKET CHARGE OR FEE AS DISCLOSED2 firms · 0%
Other: CONSULTING FEE2 firms · 0%
Other: FINANCIAL PLANNING & CONSULTING FEES2 firms · 0%
Other: SOLICITOR FEE2 firms · 0%
Other: SHARES IN THIRD PARTY ADVISORY FEES2 firms · 0%
Other: A PERCENTAGE OF ASSETS OR REVENUES UNDER OUR CLIENTS' MANAGEMENT2 firms · 0%
Other: PERCENTAGE OF PLAN ASSETS UNDER ADVISEMENT2 firms · 0%
Other: WRAP FEE PROGRAM2 firms · 0%
Other: PERCENTAGE OF PORTFOLIO INCOME2 firms · 0%
Other: PROJECT FEES, CONSULTING FEES2 firms · 0%
Other: AS SPONSOR OF ETF, SHARE IN ETF PROFITS AFTER EXPENSES1 firms · 0%
Other: AS SPONSOR OF ETF, WILL SHARE IN ETF PROFITS AFTER EXPENSES1 firms · 0%
Other: A STATED PERCENTAGE OF TAX SAVINGS.1 firms · 0%
Other: AS YET UNDETERMINED1 firms · 0%
Other: AT COST1 firms · 0%
Other: AT-COST REIMBURSEMENT1 firms · 0%
Other: AT COST TO AN AFFILIATE1 firms · 0%
Other: BASED ON A PERCENTAGE OF REVENUES1 firms · 0%
Other: BASED ON ASSETS MANAGED BY LICENSEE USING AN INDEX1 firms · 0%
Other: BASED ON ASSETS UNDER ADVISEMENT OR PER CAPITA1 firms · 0%
Other: BASED ON CLIENT MANAGED ASSETS, PER ANALYSIS, DBASE SUBSCRIPTION1 firms · 0%
Other: BASED ON NUMBER OF HOLDINGS FOR PORTFOLIO ACCOUNTING SERVICE1 firms · 0%
Other: BASED ON THE AMOUNT OF TIME AND RESOURCES DEVOTED TO EACH FUND.1 firms · 0%
Other: BASED UPON COST OF OPERATION PLUS MARK-UP.1 firms · 0%
Other: BASE FEE OR MINIMUM FEE1 firms · 0%
Other: BASE PAY PLUS DISCRETIONARY BONUS1 firms · 0%
Other: BASIS POINT PLATFORM FEE1 firms · 0%
Other: % BASIS PT. ON PORTFOLIO VALUE1 firms · 0%
Other: BCM, AN AFFILIATE, MAY RECEIVE PERFORMANCE RE-ALLOCATIONS1 firms · 0%
Other: BENEFICIAL TERMS ON PRIVATE INVESTMENTS1 firms · 0%
Other: BESPOKE ADVISORY AND CONSULTING SERVICES1 firms · 0%
Other: BILLED AT COST OF SERVICE1 firms · 0%
Other: BILL PAYMENT SERVICE AND TAX SERVICE COORDINATION1 firms · 0%
Other: BLENDED FEES BASED ON % OF AUM, NW AND SCOPE OF ENGAGEMENT1 firms · 0%
Other: BOARD FEES AND OTHER BOARD COMPENSATION1 firms · 0%
Other: BOARD, ORIGINATION, BUSINESS DEVELOPMENT AND MONITORING FEES1 firms · 0%
Other: BREAKUP, MONITORING, CONSULTING, DIRECTORS' FEES, ETC.1 firms · 0%
Other: BUDGET-BASED FEE1 firms · 0%
Other: BUDGETED MANAGEMENT FEE1 firms · 0%
Other: BUNDLED CONSULTING AND ADVISORY FEES1 firms · 0%
Other: BUNDLED FEES FOR ALL BUSINESS MANAGEMENT SERVICES1 firms · 0%
Other: BUNDLED/WRAP ACCOUNT FEES;1 firms · 0%
Other: BUSINESS ADVISORY SERVICES1 firms · 0%
Other: BUSINESS CONSULTING SERVICES1 firms · 0%
Other: BUSINESS MANAGEMENT SERVICES FEE = 1% OF CLIENT'S ANNUAL INCOME1 firms · 0%
Other: BY PLAN PARTICIPANT FLAT FEES1 firms · 0%
Other: % CAPITAL CONTRIBUTIONS1 firms · 0%
Other: CAPPED FEES: AUM UNTIL CAP IS REACHED1 firms · 0%
Other: CARRIED INTEREST AND OVERHEAD REIMBURSEMENT1 firms · 0%
Other: CARRIED INTEREST FROM PRIVATE FUND1 firms · 0%
Other: CARRIED INTEREST IN SOME OF THE ADVISED FUNDS, SEE PART 2A.1 firms · 0%
Other: CARRIED INTEREST PAID TO FUNDS GENERAL PARTNER/MANAGING PARTNER1 firms · 0%
Other: CARRIED INTEREST PAID TO GENERAL PARTNER1 firms · 0%
Other: CARRIED INTEREST PAYABLE TO AFFILIATES AND SUB-ADVISORY FEES1 firms · 0%
Other: CASH SWEEP INTEREST1 firms · 0%
Other: CEASED OPERATION 2-28-121 firms · 0%
Other: CERTAIN ACTUAL EXPENSES ARE REIMBURSED BY THE CLIENT1 firms · 0%
Other: CERTAIN EXPENSES AS DESCRIBED IN ITEM 5 OF PART 2A1 firms · 0%
Other: CERTAIN PORTFOLIO SERVICES TO FUND CLIENTS (SEE BROCHURE)1 firms · 0%
Other: CERTAIN PRIV FUNDS PAY A LIQUIDITY FEE AS % OF AUM1 firms · 0%
Other: CHARGE AN ASSET BASED FEE ON RETIREMENT PLANS UNDER ADVISEMENT1 firms · 0%
Other: CHARGE FEES FOR EDUCATIONAL COURSES AND SEMINARS1 firms · 0%
Other: CHARGE ON A COST ALLOCATION BASIS TO PRINCIPAL LIFE1 firms · 0%
Other: CIM HAS NO CLIENTS AND RECEIVES NO FEES.1 firms · 0%
Other: CLIENT OPTIONAL ADDITIONAL BONUS1 firms · 0%
Other: CLIENTS MAY RECEIVE SERVICES AT A DISCOUNT1 firms · 0%
Other: CLIENT SPECIAL REQUESTS AS DETERMINED PRIOR TO ENGAGEMENT.1 firms · 0%
Other: CLIENTS REIMBURSE CERTAIN INVESTMENT MANAGEMENT EXPENSES1 firms · 0%
Other: CLOSING, ORIGINATION AND SERVICING FEES, OTHER (SEE ADV,PART 2A)1 firms · 0%
Other: CO-ADVISOR1 firms · 0%
Other: COADVISOR FEES1 firms · 0%
Other: CO-ADVISOR FEES AND REFERRAL FEES1 firms · 0%
Other: CO-ADVISOR & REFERRAL FEES1 firms · 0%
Other: CO-ADVISOR/SOLICITOR % OF ASSETS1 firms · 0%
Other: CO-ADVISORY FEES FOR ASSETS MANAGED BY OTHER INVESTMENT ADVISERS1 firms · 0%
Other: CO-ADVISORY FEES FOR ASSETS MANAGED BY OTHER INVESTMENT ADVISORS1 firms · 0%
Other: COLLATERAL MANAGEMENT FEE WAIVED1 firms · 0%
Other: COLLATERAL MGMT. FEE ON COLL. PRINCIPAL & ACCRUED INTEREST.1 firms · 0%
Other: COMBINATION FOR FINANCIAL PLANNING1 firms · 0%
Other: COMBINATION MANAGEMENT AND PERFORMANCE FEES1 firms · 0%
Other: COMBINATION OF ASSETS UNDER MANAGEMENT, NET WORTH, AND BASE FEE.1 firms · 0%
Other: COMMISSIONS FOR FIXED INCOME PRINCIPAL TRANSACTIONS1 firms · 0%
Other: COMMISSION SHARING ARRANGEMENTS WITH 3RD PARTY BROKER-DEALERS1 firms · 0%
Other: COMMISSIONS ON INSURANCE PRODUCT SALES1 firms · 0%
Other: COMMISSIONS ON INSURANCE PRODUCTS ONLY1 firms · 0%
Other: COMMITMENT FEE1 firms · 0%
Other: COMMITMENT FEE AND ORGANIZATION FEES1 firms · 0%
Other: COMMITMENTS/CONTRIBUTIONS1 firms · 0%
Other: COMPENSATED THROUGH SOLICITATION AGREEMENTS WITH OTHER IAS1 firms · 0%
Other: COMPENSATION BASED ON A PERCENTAGE OF COMMITTED CAPITAL1 firms · 0%
Other: COMPENSATION FROM AFFILIATES1 firms · 0%
Other: COMPENSATION FROM LPL ENTERPRISE, LLC1 firms · 0%
Other: COMPENSATION FROM OWNERSHIP IN BITCORN, LLC.1 firms · 0%
Other: COMPENSATION FROM THE SALE OF INSURANCE ASSETS1 firms · 0%
Other: CONSULTING FEE NOT ASSET BASED1 firms · 0%
Other: CONSULTING FEES, ADDITIONAL SERVICES1 firms · 0%
Other: CONSULTING FEES BASED ON ASSETS AND NEGOTIATIONS1 firms · 0%
Other: CONSULTING FEES BASED ON SERVICES PROVIDED AND DURATION1 firms · 0%
Other: CONSULTING FEES FIXED AND HOURLY1 firms · 0%
Other: CONSULTING FEES TO RIA'S, FINDERS FEES, FEES THIRD PARTY MANAGER1 firms · 0%
Other: CONSULTING RETIREMENT PLANS1 firms · 0%
Other: CONSULTING SERVICES FEES1 firms · 0%
Other: CONSULTING SERVICES FOR FEE FOR SERVICE BASIS1 firms · 0%
Other: CONTINGENCY FEE BASED ON RETIREMENT PLAN SAVINGS1 firms · 0%
Other: CORPORATE EDUCATION AND SPEAKING ENGAGEMENTS1 firms · 0%
Other: COST AND EXPENSE REIMBURSEMENT PLUS MARGIN1 firms · 0%
Other: COST-BASED1 firms · 0%
Other: COST BASIS FOR CERTAIN AFFILIATED PARTIES, AND TRANSACTION FEES1 firms · 0%
Other: COST, COST PLUS PERCENTAGE1 firms · 0%
Other: COST/EXPENSE REIMBURSEMENT1 firms · 0%
Other: COST PLUS BASIS1 firms · 0%
Other: COST-PLUS BASIS1 firms · 0%
Other: COST PLUS FEE1 firms · 0%
Other: COST PLUS; FEE BASED ON BOOK VALUE1 firms · 0%
Other: COST PLUS MARGIN1 firms · 0%
Other: COST PLUS (WHEREIN RELATED PERSON AFFILIATE RECEIVES (1) & (6)1 firms · 0%
Other: COST REIMBURSABLE.1 firms · 0%
Other: COST REIMBURSEMENT1 firms · 0%
Other: COST REIMBURSEMENT FORMULA; SEE SCHEDULE D1 firms · 0%
Other: COSTS ASSOCIATED WITH THE CONTENT OF THE WORKSHOP AND/OR COURSE1 firms · 0%
Other: COSTS FOR ADVISORY SERVICES PLUS A RESIDUAL PROFIT1 firms · 0%
Other: COST SHARING AGREEMENT FOR CERTAIN AFFILIATED CLIENTS1 firms · 0%
Other: COSTS PLUS1 firms · 0%
Other: COSTS TO RECOVER MISSING ASSETS1 firms · 0%
Other: CSP RECEIVES THIRD PARTY REFERRAL, SELECTION & MONITORING FEES1 firms · 0%
Other: CSSA/SERVICE AGREEMENT1 firms · 0%
Other: CURRENTLY NO CLIENT ACCOUNTS1 firms · 0%
Other: CURRENTLY NO FEES ASSESSED1 firms · 0%
Other: CUSTOM WEALTH PLANNING SERVICES1 firms · 0%
Other: DATA DISTRIBUTION ARRANGEMENT1 firms · 0%
Other: DATA FEES1 firms · 0%
Other: DEAL-RELATED AND MONITORING FEES1 firms · 0%
Other: DEBT COLLECTION FEE1 firms · 0%
Other: DEFINED CONTRIBUTION FIDUCIARY SERVICES FEES1 firms · 0%
Other: DENTAL PRACTICE SALES REFERRAL1 firms · 0%
Other: DETERMINED BY AGREEMENT1 firms · 0%
Other: DEVELOPMENT, CONSTRUCTION, PROPERTY MANAGEMENT, LEASING1 firms · 0%
Other: DEVELOPMENT, CONTRACTOR AND OTHER FEES PAID TO AN AFFILIATE1 firms · 0%
Other: DEVELOPMENT FEES1 firms · 0%
Other: DIRECT AUTHORIZED EXPENSES FOR CERTAIN CLIENTS1 firms · 0%
Other: DIRECT BILLING TO THE CUSTODIAN OF CLIENT ASSETS1 firms · 0%
Other: DIRECT COST REIMBURSEMENT1 firms · 0%
Other: DIRECTOR COMPENSATION FOR ROLE AS DIRECTOR ON BOARD.1 firms · 0%
Other: DIRECTORS FEES, TRANSACTION FEES, IN-HOUSE PROFESSIONAL COSTS1 firms · 0%
Other: DIRECTOR'S, MONITORING, CLOSING, TRANSACTION FEES, ETC.1 firms · 0%
Other: DISCRETIONARY ACCT FEE; MEMBERSHIP FEE TO AFFILIATE1 firms · 0%
Other: DISCRETIONARY CASH BONUS1 firms · 0%
Other: DISPOSITION FEES, ORIGINATION FEES, ACQUISITION FEES1 firms · 0%
Other: DOCK SQUARE CAPITAL RECEIVES BOARD FEES AND MAY ALSO FROM TIME T1 firms · 0%
Other: DONATIONS ONLY1 firms · 0%
Other: DPL, NITROGEN1 firms · 0%
Other: DUE DILIGENCE EXPENSE FEES1 firms · 0%
Other: DUE DILIGENCE, EXTENSION/MODIFICATION, PROCESSING1 firms · 0%
Other: DUE DILIGENCE FEES1 firms · 0%
Other: DUNN IS NOT COMPENSATED DIRECTLY FOR INVESTMENT ADVISORY SERVICE1 firms · 0%
Other: DURING WIND-DOWN OF BUSINESS, NO ADVISORY FEES WILL BE CHARGED1 firms · 0%
Other: EARLY REDEMPTION FEES1 firms · 0%
Other: EARLY REDEMPTION FEES MAY BE CHARGED BY THE PRIVATE FUNDS1 firms · 0%
Other: EBITDA FEE1 firms · 0%
Other: EDUCATIONAL SEMINAR FEES CHARGED PER SEMINAR. SELECTION OF TPMM1 firms · 0%
Other: EDUCATIONAL SEMINARS1 firms · 0%
Other: EDUCATIONAL SEMINARS/WORKSHOPS & INSURANCE CONSULTING1 firms · 0%
Other: EDUCATIONAL WORKSHOPS1 firms · 0%
Other: EDUCATION ONLY SERVICE TO 401K PLANS1 firms · 0%
Other: ENTITY SET UP AND LIQUIDATION FEE1 firms · 0%
Other: EQLT LICENSING FEE1 firms · 0%
Other: ESTABLISHMENT FEES, ANNUAL FEES, REFERRAL FEES1 firms · 0%
Other: EXECUTION CHARGES, CUSTODY, MANAGEMENT FEE1 firms · 0%
Other: EXPENSE PASS-THROUGH1 firms · 0%
Other: EXPENSE REIMBURSEMENT, FINANCING COORDINATION & DISPOSITION FEES1 firms · 0%
Other: EXPENSE REIMBURSEMENT ONLY1 firms · 0%
Other: EXPENSE REIMBURSEMENT RECEIVED FROM THE LUBERT FAMILY1 firms · 0%
Other: EXPENSE REIMBURSEMENT & RECHARGE INCOME1 firms · 0%
Other: EXPENSES INCURRED TO MANAGE THE SMA'S INVESTMENT PROGRAM WILL BE1 firms · 0%
Other: EXPENSES PAID BY CLIENTS/REFERRAL FEES1 firms · 0%
Other: EXPENSES PLUS A FIXED PERCENTAGE OF EXPENSES.1 firms · 0%
Other: EXPENSES REIMBURSED BY FUND1 firms · 0%
Other: FACILITY FEE FOR ORGANIZING AND ADMINISTERING THE OFFERING1 firms · 0%
Other: FAMILY OFFICE, ADVISORY AND CONSULTING FEES1 firms · 0%
Other: FAMILY OFFICE FEES1 firms · 0%
Other: FAMILY OFFICE FEES, ENDORSEMENTS1 firms · 0%
Other: FAMILY OFFICE SERVICE1 firms · 0%
Other: FAMILY OFFICE, SERVICE , FINDER'S FEES $ 12B1 FEES VIA AFFLT1 firms · 0%
Other: FAMILY OFFICE SERVICES1 firms · 0%
Other: FAMILY OFFICE SERVICES FEES1 firms · 0%
Other: FAMILY OFFICE SERVICES: FLAT FEES/PROJECT FEES/A LA CARTE1 firms · 0%
Other: FEE ARRANGEMENTS WITH THIRD PARTY INVESTMENT MANAGERS1 firms · 0%
Other: FEE-BASED CONSULTING1 firms · 0%
Other: FEE BASED CONSULTING SERVICES MAY BE PROVIDED IN THE FUTURE.1 firms · 0%
Other: FEE BASED FINANCIAL PLANNING & CONSULTING1 firms · 0%
Other: FEE BASED ON A PERCENTAGE OF ASSETS ADVISED ON1 firms · 0%
Other: % FEE BASED ON ASSETS MANAGED BY A TPA1 firms · 0%
Other: FEE BASED ON NUMBER OF PLAN PARTICIPANTS1 firms · 0%
Other: FEE BASED ON PERCENTAGE OF THE FUND'S DAILY NET ASSETS1 firms · 0%
Other: FEE BASED ON THE NUMBER OF CUSTODIAL ACCOUNTS RECONCILED1 firms · 0%
Other: FEE BASED ON VARIOUS FACTORS - SEE PART 2 OF FORM ADV.1 firms · 0%
Other: FEE BASED ON VOLUME OF VOTES OR WORK PRODUCT1 firms · 0%
Other: FEE/COMMISSION OFFSET1 firms · 0%
Other: FEE COMPUTED BASED ON CENTS-PER-SHARE-DEPOSITED-INTO-THE-ACCOUNT1 firms · 0%
Other: FEE FOR FINANCIAL PLANNING SERVICES. FEES FOR TECHNOLOGY.1 firms · 0%
Other: FEE FOR INVESTMENT ADVICE1 firms · 0%
Other: FEE FOR MODEL PORTFOLIO DELIVERY (NON-DISCRETIONARY)1 firms · 0%
Other: FEE FOR MONITORING 3RD PARTY MANAGERS1 firms · 0%
Other: FEE FOR MONITORING THIRD PARTY MANAGERS1 firms · 0%
Other: FEE FOR PLAN DESIGN1 firms · 0%
Other: FEE FOR SECURITIES TRADING IDEAS AND RESEARCH1 firms · 0%
Other: FEE FOR SERVICE PROJECTS1 firms · 0%
Other: FEE FROM AFFILIATES.1 firms · 0%
Other: FEE FROM PARENT ENTITY BASED ON TRANSFER PRICING METHOD1 firms · 0%
Other: FEE INCOME1 firms · 0%
Other: FEE OFFSET1 firms · 0%
Other: FEE PAID FOR SUB-ADVISOR SERVICES PROVIDED TO RIA1 firms · 0%
Other: FEE PLUS COMMISSION1 firms · 0%
Other: FEES AND ACCT MINIMUMS MAY BE NEGOTIABLE1 firms · 0%
Other: FEES ARE BASED ON UNDERLYING CLIENT ASSETS UNDER ADVISEMENT1 firms · 0%
Other: FEES ARE NEGOTIABLE1 firms · 0%
Other: FEES ARE NEGOTIATED AND CUSTOMIZED.1 firms · 0%
Other: FEES ARE OCCASIONALLY NEGOTIATED.1 firms · 0%
Other: FEES ASSOCIATED WITH OFFSET OF AFFILIATED BROKER DEALER1 firms · 0%
Other: FEES AS SOLICITOR FOR SEABRIDGE INVEST ADVISOR1 firms · 0%
Other: FEES AS SUB-ADVISOR AND MODEL PROVIDER/STATEGIST1 firms · 0%
Other: FEES BASED ON CLIENT INCOME & NET WORTH1 firms · 0%
Other: FEES BASED ON CLIENTS INVESTED CAPITAL1 firms · 0%
Other: FEES BASED ON MARKETING SERVICES TO OTHER ADVISORS.1 firms · 0%
Other: FEES BASED ON MORTGAGE LOAN SALES1 firms · 0%
Other: FEES BASED ON PERCENTAGE OF ASSETS MANAGED BY 3RD PARTY ADVISORS1 firms · 0%
Other: FEES BASED ON RENTAL INCOME GENERATED BY REAL ESTATE INVESTMENTS1 firms · 0%
Other: FEES BASED ON SPECIFIC FORMULAS UNRELATED TO THOSE LISTED ABOVE.1 firms · 0%
Other: FEES BASED ON TOTAL ACCUMULATED PLAN ASSET VALUE1 firms · 0%
Other: FEES COLLECTED FROM THIRD-PARTY MANAGERS ARE PAID TO APPLICANT1 firms · 0%
Other: FEES EARNED FROM PORTFOLIO COMPANIES1 firms · 0%
Other: FEES EMBEDDED IN FRS CITS.1 firms · 0%
Other: FEES FOR ADMINISTRATIVE SERVICES; ETF ASSET BASED FEE1 firms · 0%
Other: FEES FOR EDUCATIONAL SEMINARS1 firms · 0%
Other: FEES FOR EDUCATION WORKSHOPS1 firms · 0%
Other: FEES FOR EQUITY INDEX LINKED ANNUITIES1 firms · 0%
Other: FEES FOR FINANCIAL PLANS1 firms · 0%
Other: FEES FOR ORGANIZATION COSTS THAT MAY EXCEED ACTUAL.1 firms · 0%
Other: FEES FOR ORIGINATING LOANS AND PARTICIPATION INTERESTS THEREIN1 firms · 0%
Other: FEES FOR ORIGINATION LOANS AND PARTICIPATION INTERESTS THEREIN1 firms · 0%
Other: FEES FOR RESEARCH SERVICES1 firms · 0%
Other: FEES FOR SECURITIES TRADING IDEAS AND RESEARCH1 firms · 0%
Other: FEES FOR SPEAKING ENGAGEMENTS1 firms · 0%
Other: FEES FOR SPEAKING ENGAGEMENTS/SEMINARS1 firms · 0%
Other: FEES FOR TAX PREPARATION1 firms · 0%
Other: FEES FOR TRUSTEE AND CONSULTING SERVICES FOR PORTFOLIO FAMILIES1 firms · 0%
Other: FEES FOR TRUSTEE SERVICES (A PERCENTAGE OF ASSETS UNDER TRUST)1 firms · 0%
Other: FEES FROM 3RD PARTIES (PERSHING, LOCKWOOD, SEI, ETC)1 firms · 0%
Other: FEES FROM OTHER INVESTMENT ADVISERS1 firms · 0%
Other: FEES FROM PORTFOLIO COMPANIES1 firms · 0%
Other: FEES FROM THE SALE AND MANAGEMENT OF INVESTMENT FUND1 firms · 0%
Other: FEE SHARE, STANDARD OF 50%1 firms · 0%
Other: FEE SHARING ARRANGEMENT1 firms · 0%
Other: FEE SHARING ARRANGEMENTS WITH INSURANCE BROKER1 firms · 0%
Other: FEE-SHARING ARRANGEMENT WITH ASCENSION CAPITAL ADVISORS, INC.1 firms · 0%
Other: FEE SHARING WITH INDEPENDENT INVESTMENT ADVISOR FIRMS1 firms · 0%
Other: FEE SHARING WITH INDEPENDENT REGISTERED INVESTMENT ADVISORS1 firms · 0%
Other: FEES MAY BE NEGOTIABLE1 firms · 0%
Other: FEES NEGOTIATED WITH AN INVESTMENT ADVISER OR SERVICE PROVIDER1 firms · 0%
Other: FEES PAID BY CAPULA INVESTMENT MANAGEMENT LLP1 firms · 0%
Other: FEES RECEIVED FROM THIRD PARTY INVESTMENT ADVISORS1 firms · 0%
Other: FEES RELATED TO 529 PLANS AND MODEL RECOMMENDATIONS.1 firms · 0%
Other: FEES RELATED TO ADVISORY ENGAGEMENTS CAN VARY1 firms · 0%
Other: FEES RELATED TO REAL ESTATE DEALS1 firms · 0%
Other: FEES SHARED WITH THIRD PARTY ADVISORS1 firms · 0%
Other: FEES: STRUCTURING, ASSET MGMT, RESTRUCTURING, CONSENT/AMENDMENT1 firms · 0%
Other: FEES THAT MAY BE A PERCENTAGE OF CLIENT GROSS INCOME/NET WORTH.1 firms · 0%
Other: FEE STRUCTURE MAY BE NEGOTIATED FOR TAILORED ACCT PROGRAMS1 firms · 0%
Other: FILING ADVISER WILL CHARGE AN EXPENSE PASS THROUGH EXPENSE1 firms · 0%
Other: FINANCIAL COACHING SERVICE1 firms · 0%
Other: FINANCIAL EDUCATION PROGRAM FEES1 firms · 0%
Other: FINANCIAL PLANNING ADMINISTRATIVE FEES; ASSETS UNDER ADVISEMENT;1 firms · 0%
Other: FINANCIAL PLANNING & ADVISORY1 firms · 0%
Other: FINANCIAL PLANNING AND RETAINER FEES, EXP. REIMB., REV. SHARING1 firms · 0%
Other: FINANCIAL PLANNING FEE CALCULATED ON TOTAL NET WORTH1 firms · 0%
Other: FINANCIAL PLANNING FEES ARE CALCULATED ON A % OF NET WORTH.1 firms · 0%
Other: FINANCIAL PLANNING FEES, TAX PREPARATION FEES1 firms · 0%
Other: FINANCIAL PLANNING -- FLAT OR HOURLY FEES1 firms · 0%
Other: FINANCIAL PLANNING FOR A FIXED FEE1 firms · 0%
Other: FINANCIAL PLANNING FOR FIXED FEE1 firms · 0%
Other: FINANCIAL PLANNING RETAINER1 firms · 0%
Other: FINANCIAL PLANNING RETAINER FEE1 firms · 0%
Other: FINANCIAL PLANNING SERVICES1 firms · 0%
Other: FINANCIAL PLANNING SERVICES ON A SUBSCRIPTION BASIS1 firms · 0%
Other: FINANCIAL PLANNING SUBSCRIPTION FEES1 firms · 0%
Other: FINANCIAL PLANNING WORKSHOPS; 1:1 CONSULTING1 firms · 0%
Other: FINANCIAL PLANNNING FEE1 firms · 0%
Other: FIN CHECK UP IS 50 BASIS PTS/YEAR; $250/HOUR FOR ADDITIONAL SERV1 firms · 0%
Other: FINDER'S FEES1 firms · 0%
Other: FIN.ED SEMINARS/WORKSHOPS AND RADIO PROGRAM1 firms · 0%
Other: FIRM IS NOT CURRENTLY RECEIVING ANY COMPENSATION1 firms · 0%
Other: FIRM MAY RECEIVE ADVISORY FEES FROM ACCOUNTS REFERRED TO OUT.ADV1 firms · 0%
Other: FIRM'S COMPENSATION IS BASED ON A % OF SHAREHOLDERS EQUITY.1 firms · 0%
Other: FIXED AND HOURLY FEES FOR FINANCIAL PLANING1 firms · 0%
Other: FIXED AND HOURLY FEES FOR FINANCIAL PLANNING1 firms · 0%
Other: FIXED BASIS POINTS OF OVERALL EXPENSE RATIO1 firms · 0%
Other: FIXED CHARGE PER ACCT/PERCENTAGE OF AUA/SUPERVISORY FEES-UITS1 firms · 0%
Other: FIXED DOLLAR AMOUNT PER UNIT OUTSTANDING OF REGISTERED UNITS.1 firms · 0%
Other: FIXED DOLLAR FEES THAT CAN CHANGE WITH AUM SIZE1 firms · 0%
Other: FIXED FEE FOR ADVISING PLAN SPONSER OF 401K1 firms · 0%
Other: FIXED FEES1 firms · 0%
Other: FIXED FEES ARE ONLY CHARGED FOR FINANCIAL PLANNING ARRANGEMENTS.1 firms · 0%
Other: FIXED FEES FOR FINANCIAL PLANNING SERVICES1 firms · 0%
Other: FIXED FEES PER UNIT (UITS) FOR PORTFOLIO SUPERVISORY SERVICES1 firms · 0%
Other: FIXED FEES; PLATFORM FEES1 firms · 0%
Other: FIXED IA CONTRACT FEE AND GROUP PERFORMANCE BASED BONUS1 firms · 0%
Other: FIXED INCOME SERVICING, LAUNCH, ACQUISITION AND DISPOSITION FEES1 firms · 0%
Other: FIXED MANAGEMENT FEE1 firms · 0%
Other: FIXED MONTHLY FEES1 firms · 0%
Other: FIXED % OF COMMITTED CAPITAL OR NAV FOR PRIVATE FUNDS.1 firms · 0%
Other: FIXED ORGANIZATION FEES1 firms · 0%
Other: FIXED PERCENTAGE OF DISTRIBUTIONS1 firms · 0%
Other: FIXED QUARTERLY MANAGEMENT FEE1 firms · 0%
Other: FIXED QUARTERLY RETAINER1 firms · 0%
Other: FIXED QUARTERLY RETAINERS1 firms · 0%
Other: FIXED RETAINER1 firms · 0%
Other: FIXED SPEAKING FEES1 firms · 0%
Other: FIXED TRANSACTION FEE BASED ON A CONTRACTUAL FEE SCHEDULE1 firms · 0%
Other: FLAT, ANNUAL FEE1 firms · 0%
Other: FLAT COMMISSION/EXECUTION FEE1 firms · 0%
Other: FLAT FEE ANNUALLY RENEWABLE1 firms · 0%
Other: FLAT FEE FOR FINANCIAL PLAN1 firms · 0%
Other: FLAT FEE FOR FINANCIAL PLANS FOR NON-AUM CLIENT1 firms · 0%
Other: FLAT FEE FOR USE OF INTERNET SITE1 firms · 0%
Other: FLAT FEE (NEGOTIABLE)1 firms · 0%
Other: FLAT FEES FOR VALUATION OPINION SERVICES1 firms · 0%
Other: FOR SERVICES DESCRIBED IN ITEM 5 (G)(12), THERE IS NO FEE.1 firms · 0%
Other: FOR SOLICITOR REFERRALS1 firms · 0%
Other: FOR SOME AFFILIATED CLIENTS, SERVICES ARE PROVIDED AT COST1 firms · 0%
Other: FOR SPECIFICS SEE THE PART 2A BROCHURE1 firms · 0%
Other: FREE ADVICE1 firms · 0%
Other: FROM AFFILIATES ON AN ARM'S LENGTH STANDARD AND LEGISLATION1 firms · 0%
Other: FUND ADMINSTRATION1 firms · 0%
Other: FUND EXPENSES1 firms · 0%
Other: FUND SPONSOR FEES1 firms · 0%
Other: GENERAL PARTNER ADMINISTRATIVE FEE1 firms · 0%
Other: GENERAL PARTNER OF FUND RECEIVES PERFORMANCE BASED COMPENSATION1 firms · 0%
Other: GENERAL PARTNER PERFORMANCE FEE1 firms · 0%
Other: GENERAL PARTNER PROFIT ALLOCATION BASED ON PERFORMANCE.1 firms · 0%
Other: GENERAL PARTNER PROFITS ALLOCATION AND INCENTIVE FEES1 firms · 0%
Other: GENERAL PARTNER PROFITS ALLOCATION & EARNED/CARRIED INTEREST1 firms · 0%
Other: GENERAL PARTNER PROFITS/INCENTIVE ALLOCATION1 firms · 0%
Other: GROSS INVESTMENT INCOME1 firms · 0%
Other: HARD DOLLAR PAYMENT FOR RESEARCH1 firms · 0%
Other: HOURLY AND FIXED FEES FOR FINANCIAL PLANNING SERVICES1 firms · 0%
Other: HOURLY CHARGES--FINANCIAL PLANNING--INFREQUENT1 firms · 0%
Other: HOURLY FEE FOR ACCOUNTS CANCELED PRIOR TO FUNDING1 firms · 0%
Other: HOURLY FEES AND FIXED FEES FOR CONSULTING1 firms · 0%
Other: HOURLY FEES FOR FINANCIAL PLANNING1 firms · 0%
Other: HOURLY/FIXED FEES FOR FINANCIAL PLANNING1 firms · 0%
Other: HOURLY-RATE TAX/ESTATE PLANNING ADVICE & FIDUCIARY ADVISORY SVCS1 firms · 0%
Other: HYBRID: FIXED+PERCENTAGE OF ASSETS UNDER MANAGEMENT1 firms · 0%
Other: IARS ARE COMPENSATED FOR REFERRALS1 firms · 0%
Other: I.E. PERCENTAGE OF ASSETS IN 401K PLANS/THIRD PARTY ADVISER FEES1 firms · 0%
Other: INCENTIVE FEE BASED ON NET INVESTMENT INCOME1 firms · 0%
Other: INCOME BASED FEE1 firms · 0%
Other: INCREASED BUSINESS TO AFFILIATE1 firms · 0%
Other: INDEX LICENSING FEE1 firms · 0%
Other: INDIRECT COMPENSATION (SOFT DOLLARS)1 firms · 0%
Other: INDIRECT COMPENSATION THROUGH PARENT COMPANY1 firms · 0%
Other: INDIRECTLY PAID BY AFFILIATED ISSUER OF VARIABLE INSURANCE PRODU1 firms · 0%
Other: INITIAL ACCOUNT ESTABLISHMENT FEE1 firms · 0%
Other: INITIAL ADMINISTRATIVE FEE; CONTRIBUTION AND DISTRIBUTION FEE1 firms · 0%
Other: INITIAL DUE DILIGENCE FEES, ADMINISTRATIVE FEES, SERVICING FEES1 firms · 0%
Other: INITIAL ONE-TIME CONTRACT FEE1 firms · 0%
Other: INITIAL ONE-TIME FEE FOR NEW CLIENTS.1 firms · 0%
Other: INITIAL SETUP FEE AND MINIMUM ANNUAL MANAGEMENT FEE1 firms · 0%
Other: IN LIEU OF HOURLY FEE, IA CAN CHARGE A FLAT FEE1 firms · 0%
Other: IN SOME CASES, INITIAL FEE BASED ON TOTAL CAPITALIZATION/BUDGET1 firms · 0%
Other: INSTITUTIONAL CLIENTS PRICED ON CASE-BY-CASE BASIS1 firms · 0%
Other: INSURANCE1 firms · 0%
Other: INTEND TO PROVIDE APPLICATION/WEBSITE AT NO FEE TO USERS1 firms · 0%
Other: INTER-COMPANY ALLOCATION1 firms · 0%
Other: INTERCOMPANY ARRANGEMENTS1 firms · 0%
Other: INTERCOMPANY PAYMENTS1 firms · 0%
Other: INTER-COMPANY SERVICE FEES1 firms · 0%
Other: INTER-COMPANY SERVICE FEES OR AS OTHERWISE AGREED WITH CLIENTS1 firms · 0%
Other: % INTEREST ON CASH BALANCES1 firms · 0%
Other: INTEREST SHARING ON CREDIT BALANCES1 firms · 0%
Other: INVESTED CAPITAL1 firms · 0%
Other: INVESTMENT ADVISORY FEE1 firms · 0%
Other: INVESTMENT ADVISORY FEE FROM CAPVEST PARTNERS LLP1 firms · 0%
Other: INVESTMENT ADVISORY SUPPORT SERVICES1 firms · 0%
Other: INVESTMENT FEE1 firms · 0%
Other: INVESTMENT FEES, MONITORING FEES AND OTHER SIMILAR FEES.1 firms · 0%
Other: INVESTMENT MANAGEMENT FEE SHARING1 firms · 0%
Other: INVESTMENT MANAGER SEED CASH FLOWS1 firms · 0%
Other: INVESTMENT MONITORING FEE1 firms · 0%
Other: INVESTMENT PLATFORM FEES1 firms · 0%
Other: INVESTOR SUBSCRIPTION, STRATEGY, LEADER SERVICES AND SERVICE FEE1 firms · 0%
Other: LICENSEE FEES1 firms · 0%
Other: LICENSE FEE1 firms · 0%
Other: LICENSE FEES1 firms · 0%
Other: LICENSE FEES BASED ON PERCENTAGE OF ASSETS IN INVESTMENT MODELS1 firms · 0%
Other: LICENSES FEES FROM MODELS & INDEXES1 firms · 0%
Other: LICENSING FEES AND PERCENTAGE OF ASSETS UNDER OUR CLIENTS MGMT.1 firms · 0%
Other: LICENSING FEES FOR INDEX USAGE1 firms · 0%
Other: LICENSING, PORTFOLIO CONSTRUCTION AND EVALUATION FEES1 firms · 0%
Other: LICENSING SERVICES FEES AND SUB-ADVISER FEES1 firms · 0%
Other: LIFE SETTLEMENT POLICY ACQUISITION FEES1 firms · 0%
Other: LIMITED TO DIRECT AND/OR INDIRECT COSTS1 firms · 0%
Other: LIQUIDATING FUNDS, NO FEES ARE BEING COLLECTED1 firms · 0%
Other: LIQUIDATION MANAGEMENT FEE1 firms · 0%
Other: LOAN ADMINISTRATION FEES/LEAD ARRANGER FEES1 firms · 0%
Other: LOAN ADMINISTRATION & RELATED FEES MAY BE CHARGED BY AFFILIATES1 firms · 0%
Other: LOAN ARRANGEMENT FEES1 firms · 0%
Other: LUMP SUM ADVISER'S FEE1 firms · 0%
Other: MANAGED ACCOUNTS MAY NEGOTIATE ADDITIONAL SERVICES FOR A FEE.1 firms · 0%
Other: MANAGEMENT FEES (A PORTION OF EACH UNDERLYING DAF'S AUM)1 firms · 0%
Other: MANAGEMENT FEES FOR LIMITED PARTNERSHIPS1 firms · 0%
Other: MANAGEMENT FEES FROM THIRD PARTY MANAGERS.1 firms · 0%
Other: MANAGEMENT FEES, OPERATING EXPENSES, OVERHEAD1 firms · 0%
Other: MANAGER EQUITY PLAN1 firms · 0%
Other: MARGIN INTEREST,MUTUAL FUND REVENUE SHARE, FUND TRANSFER PRICING1 firms · 0%
Other: MARGIN PARTICIPATION1 firms · 0%
Other: MARKETING FEE REVENUE SHARE1 firms · 0%
Other: MARKETING/PROMOTER FEES1 firms · 0%
Other: MARKETING SUPPORT FROM WHOLESALERS1 firms · 0%
Other: MARKETING SUPPORT SERVICES FEE1 firms · 0%
Other: MAY BE COMPENSATED FOR SEMINARS1 firms · 0%
Other: MAY RECEIVE A CARRY PERCENTAGE ON PRIVATE PARTNERSHIPS1 firms · 0%
Other: MAY RECEIVE EARLY REDEMPTION FEES FROM HEDGE FUND INVESTORS1 firms · 0%
Other: MGMT FEE BASED ON % OF COMMIT CAP.; RE ACQ. FEE % OF ACQ. COST1 firms · 0%
Other: MGMT FEES AND PROFITS INTERESTS OF OTHER COMPANIES1 firms · 0%
Other: MGMT OF POOLED INVESTMENT VEHICLES1 firms · 0%
Other: MINIMUM ACCOUNT CHARGE1 firms · 0%
Other: MINIMUM ACCOUNT FEE1 firms · 0%
Other: MINIMUM ACCOUNT FEES IN CONJUNCTION WITH ASSET-BASED FEES1 firms · 0%
Other: MINIMUM ANNUAL FEE1 firms · 0%
Other: MINIMUM ANNUAL FEE AND/OR MINIMUM ACCOUNT SIZE1 firms · 0%
Other: MINIMUM FEE1 firms · 0%
Other: MINIMUM FEE FOR STIPULATED AUM MAINTENANCE1 firms · 0%
Other: MINIMUM FEE IN CONTRACT1 firms · 0%
Other: MINIMUM FEES AND/OR TRANSACTION BASED.1 firms · 0%
Other: MINIMUM FEES AND REPORTING FEES1 firms · 0%
Other: MINIMUM FEES BASED ON NET WORTH AND ASSETS UNDER MANAGEMENT.1 firms · 0%
Other: MINIMUM FIXED FEE PAYABLE QUARTERLY1 firms · 0%
Other: MINIMUM MONTHLY ACCOUNT FEE1 firms · 0%
Other: MINIMUM MONTHLY FEE1 firms · 0%
Other: MINIMUM RETAINER FEE1 firms · 0%
Other: MISCELLANEOUS ADMINISTRATIVE FEES1 firms · 0%
Other: MISC. SERVICES IN EXCHANGE FOR FEES, AS DESCRIBED IN GOV. DOCS.1 firms · 0%
Other: MNA MAY NEGOTIATE THE FEE FOR CUSTOMIZED PORTFOLIOS AND SERVICES1 firms · 0%
Other: MODEL ASSETS1 firms · 0%
Other: MODEL DELIVERY FEE1 firms · 0%
Other: MODEL DELIVERY FEES1 firms · 0%
Other: MODEL DELIVERY FEES.1 firms · 0%
Other: MODEL-ONLY PORTFOLIO1 firms · 0%
Other: MODEL PORTFOLIO DELIVERY1 firms · 0%
Other: MODEL PORTFOLIO FEES BASED ON UNDERLYING ASSETS1 firms · 0%
Other: MODEL PORTFOLIO FEES BASED ON UNDERLYING ASSETS.1 firms · 0%
Other: MODEL PORTFOLIO PROVIDER FEES1 firms · 0%
Other: MODEL PORTFOLIO PROVIDER FOR ASSETS NOT INCLUDED IN FIRM AUM1 firms · 0%
Other: MODEL PORTFOLIOS ON THIRD PARTY PLATFORM FEES1 firms · 0%
Other: MODEL PROVIDER FEE1 firms · 0%
Other: MODEL PROVIDER FEES1 firms · 0%
Other: MODEL PROVIDER FEES (UMA PLATFORMS)1 firms · 0%
Other: MOD MP PLAT FEE TO UNAFF RIA MOD MP ONBRD & MAINT FEE MOD PRVDRS1 firms · 0%
Other: MONEY MARKET FUND REVENUE SHARING FEES1 firms · 0%
Other: MONITORING, ADVISORY AND DIRECTORS' FEES1 firms · 0%
Other: MONITORING AND BUSINESS CONSULTING FEES1 firms · 0%
Other: MONITORING, CONSULTING, DIRECTOR, TRANSACTION FEES, ETC.1 firms · 0%
Other: MONITORING FEES & ON-BOARDING FEES1 firms · 0%
Other: MONITORING FEES & OPERATIONS SERVICES FEES1 firms · 0%
Other: MONITORING FEES, TRANSACTION FEES1 firms · 0%
Other: MONITORING, TRANSACTION AND OTHER COMPENSATION FROM PORTFOLIO CO1 firms · 0%
Other: MONTHLY ENHANCED STATEMENT FEE1 firms · 0%
Other: MONTHLY OR DAILY FEES FOR SPECIAL PROJECTS1 firms · 0%
Other: MONTHLY RECURRING FINANCIAL PLANNING SERVICES FEE1 firms · 0%
Other: MONTHLY RETAINER FEES1 firms · 0%
Other: MONTHLY RETAINERS1 firms · 0%
Other: MONTHLY SUBSCRIPTION BASED FEES1 firms · 0%
Other: MONTHLY SUBSCRIPTION FEE1 firms · 0%
Other: MONTHLY SUBSCRIPTION FEE FOR FINANCIAL PLANNING1 firms · 0%
Other: MONTHLY SUBSCRIPTION FEE FOR RESEARCH WEBSITE;ANNUAL MINIMUM FEE1 firms · 0%
Other: MONTHLY SUBSCRIPTION FOR CUSTOMIZED PORTFOLIOS1 firms · 0%
Other: MONTHLY SUBSCRIPTION TO FINANCIAL PLANNING TOOLS1 firms · 0%
Other: MORTGAGE LOAN ORIGINATION FEES1 firms · 0%
Other: MORTGAGE LOAN & SERVICING FEES1 firms · 0%
Other: MUTUAL FD & VARIABLE PRODUCT 12B1'S, SALES CREDIT ON NEW ISSUES1 firms · 0%
Other: MUTUAL FUND FEES, BROKER FEES & TRANSACTION FEES1 firms · 0%
Other: MUTUAL FUND OR ETF FEES1 firms · 0%
Other: MUTUAL FUND REIMBURSEMENTS (SUB TA FEE)1 firms · 0%
Other: N/A. NO ADVISORY SERVICES AND NO ASSETS UNDER MANAGEMENT.1 firms · 0%
Other: N/A NO LONGER ADVISING A FUND1 firms · 0%
Other: N/A - SOLICITATION ONLY1 firms · 0%
Other: NDR RECEIVES BPS ON OTHER IA'S AUM USING NDR MODELS1 firms · 0%
Other: NEGOTIABLE FEES, SOLICITOR FEES, SUB ADVISORY FEES1 firms · 0%
Other: NEGOTIABLE PROJECT RELATED FEES1 firms · 0%
Other: NEGOTIATED ANNUAL FEES, PORTFOLIO MONITORING FEES1 firms · 0%
Other: NEGOTIATED CONSULTING FEE1 firms · 0%
Other: NEGOTIATED FEE1 firms · 0%
Other: NEGOTIATED FEE ARRANGEMENTS, INCLUDING SET FEES1 firms · 0%
Other: NEGOTIATED FEE BASED UPON SCOPE AND SIZE OF PROJECT1 firms · 0%
Other: NEGOTIATED FEE FOR ASSET MANAGEMENT1 firms · 0%
Other: NEGOTIATED FEE FOR SERVICE1 firms · 0%
Other: NEGOTIATED FEES FOR AD HOC UNSOLICITED INVESTMENT ADVICE1 firms · 0%
Other: NEGOTIATED FEES FOR BUNDLED SERVICES1 firms · 0%
Other: NEGOTIATED FEES FOR LIMITED ADVISORY SERVICES PROVIDED1 firms · 0%
Other: NEGOTIATED FEES FOR RESEARCH - RELATED SERVICES1 firms · 0%
Other: NEGOTIATED FEES FOR RISKPRO1 firms · 0%
Other: NEGOTIATED FEE STRUCTURE1 firms · 0%
Other: NEGOTIATED FLAT ADVISORY FEE1 firms · 0%
Other: NEGOTIATED MINIMUM FEES1 firms · 0%
Other: NEGOTIATED PROJECT FEES1 firms · 0%
Other: NEGOTIATED RATES BASED ON EST. TIME SPENT ON SPECIFIC PROJECT1 firms · 0%
Other: NET WORTH1 firms · 0%
Other: NET-WORTH BASED FEES1 firms · 0%
Other: NET WORTH BASED PERCENTAGE OF VALUE1 firms · 0%
Other: % NET WORTH; % BUSINESS PLANNING PROJECT1 firms · 0%
Other: NET WORTH FEES1 firms · 0%
Other: NET WORTH PRICING / SUBADVISER FEES1 firms · 0%
Other: NEW ACCOUNT DOCUMENTATION AND TRANSFER FEES1 firms · 0%
Other: NO ACTIVE CLIENTS1 firms · 0%
Other: NO ACTIVE CLIENTS AT THIS TIME.1 firms · 0%
Other: NO ADVISORY CLIENTS1 firms · 0%
Other: NO ADVISORY COMPENSATION PAID APPLICANT1 firms · 0%
Other: NO ADVISORY SERVICES PROVIDED1 firms · 0%
Other: NO COMP AT THIS TIME1 firms · 0%
Other: NO COMPENSATION FOR IA SERVICES, GP PAID FOR ADMIN SERVICES1 firms · 0%
Other: NO COMPENSATION IS RECEIVED FOR OUR SERVICES.1 firms · 0%
Other: NO COMPENSATION RECEIVED1 firms · 0%
Other: NO COMP. FOR IA SVCS; MEMBERSHIP FEE TO AFFILIATE1 firms · 0%
Other: NO COST1 firms · 0%
Other: NO FEE ARRANGEMENTS AT THIS TIME1 firms · 0%
Other: NO FEE CHARGED1 firms · 0%
Other: NO FEES ARE BEING CHARGED AS OF 1/1/18 (FIRM WINDING DOWN)1 firms · 0%
Other: NO FEES ARE CURRENTLY BEING COLLECTED.1 firms · 0%
Other: NO FEES ARE PAID1 firms · 0%
Other: NO LONGER CHARGING FEES1 firms · 0%
Other: NO LONGER PROVIDING INVESTMENT ADVISORY SERVICES1 firms · 0%
Other: NO LONGER PROVIDING INVESTMENT ADVISORY SERVICES.1 firms · 0%
Other: NON-DISCRETIONARY INVESTMENT CONSULTING SERVICES1 firms · 0%
Other: NONE. CEASED OPERATIONS.1 firms · 0%
Other: NONE EXCEPT CARRIED INTEREST EARNED BY RELATED PARTIES1 firms · 0%
Other: NONE FOR INVESTMNT ADVISE. HRLY OR FIXED AMNT FOR OTHER BUS. ADV1 firms · 0%
Other: NONE. SEE SCHEDULE D MISCELLANEOUS1 firms · 0%
Other: NON-INVESTMENT ADVISORY RELATED REFERRAL FEES1 firms · 0%
Other: NON-VARIABLE LIFE INSURANCE AND LONG TERM CARE INSURANCE1 firms · 0%
Other: NO RETAIL CLIENTS. COMPENSATED ON AN INCIDENTAL BASIS.1 firms · 0%
Other: NO SEPARATE FEE CHARGED.1 firms · 0%
Other: NOT COMPENSATED FOR INV ADVISORY SERVICES THROUGH THIS ORG1 firms · 0%
Other: NOT DETERMINED AS YET1 firms · 0%
Other: OCCASIONAL FEE SHARING WITH UNDERLYING MONEY MANAGERS1 firms · 0%
Other: OCIO SERVICES1 firms · 0%
Other: % OF ADVISED ASSETS1 firms · 0%
Other: % OF ASSETS ON COMMITTED CAPITAL, % OF CLIENT INVESTABLE ASSETS1 firms · 0%
Other: % OF ASSETS UNDER ADVISEMENT; SOLICITOR'S FEE1 firms · 0%
Other: % OF ASSETS UNDER ANOTHER ADVISER'S MANAGEMENT1 firms · 0%
Other: % OF ASSETS UNDER ANOTHER RIA'S MANAGEMENT1 firms · 0%
Other: % OF ASSETS UNDER CLIENTS' MANAGEMENT OR ADVISEMENT1 firms · 0%
Other: % OF ASSETS UNDER OTHER MANAGEMENT1 firms · 0%
Other: % OF ASSETS UNDER REVIEW1 firms · 0%
Other: % OF ASSET UNDER ANOTHER TRUST COMPANY'S MANAGEMENT1 firms · 0%
Other: % OF AUM FOR RETIREMENT ED/CONS/INV MGMT, REF FEES, REV SHARE,1 firms · 0%
Other: % OF AUM IN MODEL PORTFOLIO1 firms · 0%
Other: % OF CAPITAL COMMITTED1 firms · 0%
Other: % OF CAPITAL COMMITTED OR INVESTED; EXPENSES PER FUND DOCUMENTS1 firms · 0%
Other: % OF CAPITAL CONTRIBUTIONS1 firms · 0%
Other: % OF CAPITAL CONTRIBUTION, WORKING CAPITAL AND/OR DISTRIBUTIONS1 firms · 0%
Other: %OF CLIENT ASSETS INVESTED IN MODEL PORTFOLIOS MANAGED BY OTHERS1 firms · 0%
Other: % OF CLIENT COMMITMENT ADMIN,CONSULTING AND OTHER FEES1 firms · 0%
Other: % OF CLIENT INCOME OR CAPITAL CONTRIBUTED;TRANSACTION BASED FEES1 firms · 0%
Other: % OF COMMITTED CAPITAL1 firms · 0%
Other: % OF COMMITTED INVESTMENT CAPITAL1 firms · 0%
Other: % OF CONSULTING ASSETS UNDER ASSIGNMENT1 firms · 0%
Other: % OF FEE-BASED ASSETS PER MODEL PROVIDER RELATIONSHIPS1 firms · 0%
Other: % OF FEES PAID BY CLIENTS TO OUTSIDE MANAGERS1 firms · 0%
Other: % OF FEES SUBJECT TO MINIMUM AMOUNT, % OF NAV OF UIT1 firms · 0%
Other: % OF FEES THAT OTHER ADVISER RECEIVE1 firms · 0%
Other: % OF INCOME1 firms · 0%
Other: % OF INITIAL INVESTMENT COSTS1 firms · 0%
Other: % OF PLAN ASSETS; SHARES IN FEES PAID TO THIRD-PARTY ADVISERS1 firms · 0%
Other: % OF PLAN ASSETS UNDER ADVISEMENT1 firms · 0%
Other: % OF PROFESSIONAL INCOME FOR BUSINESS & FAMILY MGMT SERVICE1 firms · 0%
Other: % OF REVENUE/INTRACOMPANY AGRMTS AND % OF ASSETS/ADVSMT1 firms · 0%
Other: % OF THIRD PARTY FEES/% OF THIRD PARTY'S CLIENT ASSETS1 firms · 0%
Other: ONE TIME CONSULTING FEE1 firms · 0%
Other: ONE-TIME FEE BASED ON THE SIZE OF THE TRANS.1 firms · 0%
Other: ONE TIME INITIAL SET-UP FEE OF $2501 firms · 0%
Other: ONE-TIME INITIAL SET UP FEE OF $250.001 firms · 0%
Other: ONE-TIME PROJECT FEES1 firms · 0%
Other: ONE-TIME PROJECTS, WITH NEGOTIATED FEE1 firms · 0%
Other: ONGOING ANNUAL1 firms · 0%
Other: ONGOING CONSULTING FEES1 firms · 0%
Other: ON-GOING FINANCIAL PLANNING1 firms · 0%
Other: ONGOING FINANCIAL PLANNING SUBSCRIPTION1 firms · 0%
Other: ONGOING FINANCIAL PLANNING SUBSCRIPTION FEE1 firms · 0%
Other: ONLINE EDUCATIONAL CLASSES1 firms · 0%
Other: ONLY PROMOTER ACTIVITY1 firms · 0%
Other: ON OCCASION, NEGOTIATED FLAT QUARTERLY FEE1 firms · 0%
Other: ON THE BASIS OF ACTUAL OR ALLOCABLE COSTS1 firms · 0%
Other: OPERATING EXPENSE PASS THROUGH1 firms · 0%
Other: OPERATING EXPENSES PLUS 7% EXCLUDING "PASS THROUGH"1 firms · 0%
Other: OPERATING FEE FOR ASSET MANAGEMENT PLATFORM1 firms · 0%
Other: OPTIONAL PAYMENT FOR DEBT AND EQUITY RESEARCH REPORTS TO CLIENTS1 firms · 0%
Other: ORDINARY OFFICE OVERHEAD & OPERATING EXPENSES PLUS MARK-UP1 firms · 0%
Other: ORIGINATION, ASSET MANAGEMENT AND SERVICING FEES1 firms · 0%
Other: ORIGINATION/EXIT/EXTENSION FEES1 firms · 0%
Other: ORIGINATION, EXTENSION, AND DISPOSITION FEES1 firms · 0%
Other: ORIGINATION FEE1 firms · 0%
Other: ORIGINATION FEE AND/OR TERMINATION FEES1 firms · 0%
Other: ORIGINATION FEES/CONVERSION PREMIUMS1 firms · 0%
Other: ORIGINATION FEES, DEFERRED ORIGINATION FEES, MODIFICATION FEES1 firms · 0%
Other: ORIGINATION FEES FOR COMMERIAL MORTGAGE LENDING ACTIVITIES1 firms · 0%
Other: ORIGINATION FEES OF REAL ESTATE LOANS/ PRIVATE PLACEMENT DEALS1 firms · 0%
Other: ORIGINATION FEES ON PRINCIPAL LOAN TRANSACTIONS1 firms · 0%
Other: ORIGINATION & OTHER FEES RELATED TO ARRANGEMENT OF LOANS1 firms · 0%
Other: OTHER APPROPRIATE MEASURE OF PROGRAM SIZE1 firms · 0%
Other: OTHER FEES1 firms · 0%
Other: OTHER FEES MAY APPLY AS DISCLOSED IN CERTAIN OFFERING DOCUMENTS.1 firms · 0%
Other: OTHER FIDUCIARY SERVICES1 firms · 0%
Other: PACKAGE FEE1 firms · 0%
Other: PAID ON A COST-PLUS BASIS1 firms · 0%
Other: PARENT COMPANY PROVIDES COMPENSATION1 firms · 0%
Other: PARTICIPANT BASED FEES1 firms · 0%
Other: PARTICIPATION RATE1 firms · 0%
Other: PASSING THROUGH CERTAIN INVESTMENT MANAGER EXPENSES1 firms · 0%
Other: PASS THROUGH EXPENSES1 firms · 0%
Other: PASS THROUGH OF INVESTMENT MANAGER EXPENSES1 firms · 0%
Other: PASS-THROUGH REIMBURSEMENT1 firms · 0%
Other: PAYMENT FOR CLIENT REFERRALS1 firms · 0%
Other: PAYMENT FOR RESEARCH SERVICES1 firms · 0%
Other: PAYMENT FOR RESERACH SERVICES1 firms · 0%
Other: PAYMENT OF INDIRECT AND DIRECT EXPENSES +ADMINISTRATIVE FEE1 firms · 0%
Other: PENSION ADVISORY SERVICES (SERVICE LEVELS)1 firms · 0%
Other: PENSION CONSULTING1 firms · 0%
Other: PENSION CONSULTING FEE1 firms · 0%
Other: PENSION CONSULTING FEES; INVESTMENT CONSULTING FEES1 firms · 0%
Other: PENSION CONSULTING FEES ON 11.5 BILLON IN AUA1 firms · 0%
Other: PENSION CONSULTING SERVICES1 firms · 0%
Other: PENSION CONSULTING SERVICES/ERISA PLAN SERVICES1 firms · 0%
Other: PER ANALYSIS FOR PROXY ANALYSES; PER VOTE FOR PROXY VOTING; ESG1 firms · 0%
Other: PER-ASSET ONBOARDING AND DEBOARDING DUE DILIGENCE FEES1 firms · 0%
Other: PERCENTAGE ASSETS MONITORED1 firms · 0%
Other: PERCENTAGE ASSETS UNDER CONSULTATION1 firms · 0%
Other: PERCENTAGE BASED ON ASSETS OF ADVISERS UTILIZING THE PLATFORM1 firms · 0%
Other: PERCENTAGE COMMITTED CAPITAL, CAPITAL ACCT &/OR ACQUISITION FEE1 firms · 0%
Other: PERCENTAGE FEE BASED ON ASSETS MANAGED BY 3RD PARTY MANAGER1 firms · 0%
Other: PERCENTAGE FEE BASED ON ASSETS MANAGED BY A TPMM1 firms · 0%
Other: PERCENTAGE FEE BASED UPON THE VALUE OF ASSETS CONSULTED ON1 firms · 0%
Other: PERCENTAGE FEE FOR ASSETS WITH THIRD PARTY MANAGER1 firms · 0%
Other: PERCENTAGE OF ADVISORY FEE,PORTION OF ALL INCLUSIVE FEE1 firms · 0%
Other: PERCENTAGE OF ANNUAL INCOME OR NET WORTH1 firms · 0%
Other: PERCENTAGE OF ASSETS ADVISED THAT ARE NOT REGULATORY AUM1 firms · 0%
Other: PERCENTAGE OF ASSETS AS TO WHICH IPS PROVIDES INVESTMENT ADVICE1 firms · 0%
Other: PERCENTAGE OF ASSETS CONSULTED/MONITORED1 firms · 0%
Other: PERCENTAGE OF ASSETS FOR PENSION CONSULTING SERVICES.1 firms · 0%
Other: PERCENTAGE OF ASSETS FROM THIRD PARTY INVESTMENT ADVISERS1 firms · 0%
Other: PERCENTAGE OF ASSETS MANAGED BY OTHERS USING OUR MODEL (UMA)1 firms · 0%
Other: PERCENTAGE OF ASSETS MANAGED BY OUTSIDE ADVISOR FIRMS1 firms · 0%
Other: PERCENTAGE OF ASSETS MANAGED BY SUB-ADVISERS1 firms · 0%
Other: PERCENTAGE OF ASSETS MANAGED BY THIRD-PARTY ADVISOR FIRMS1 firms · 0%
Other: PERCENTAGE OF ASSETS SUPERVISED1 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER ADMINISTRATION1 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER ADVISEMENT-CONSULTING1 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER CONSOLIDATION1 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER MANAGEMENT BY OTHER MONEY MANAGERS1 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER MANAGEMENT WITH A MINIMUM FIXED FEE1 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER OTHER INVESTMENT ADVISERS' MANAGEMENT1 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER OUTSIDE ADVISOR: SOLICTOR FEE1 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER OUTSIDE MANAGEMENT1 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER REVIEW1 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER THIRD PARTY INVESTMENT MANAGEMENT1 firms · 0%
Other: PERCENTAGE OF AUM IN VEHICLES MANAGED BY THIRD PARTIES1 firms · 0%
Other: PERCENTAGE OF BORROWED FUNDS1 firms · 0%
Other: PERCENTAGE OF CAPITAL1 firms · 0%
Other: PERCENTAGE OF CAPITAL COMMITMENTS1 firms · 0%
Other: PERCENTAGE OF CAPITAL COMMITTMENTS1 firms · 0%
Other: PERCENTAGE OF CAPITAL CONTRIBUTED1 firms · 0%
Other: PERCENTAGE OF CAPITAL INVESTED1 firms · 0%
Other: PERCENTAGE OF CASH FLOW GENERATED1 firms · 0%
Other: PERCENTAGE OF CLIENT NET WORTH/ANNUAL INCOME; SOLICITOR/REFERRAL1 firms · 0%
Other: PERCENTAGE OF CLIENT'S GROSS ANNUAL INCOME1 firms · 0%
Other: PERCENTAGE OF CLIENT'S NET WORTH1 firms · 0%
Other: PERCENTAGE OF COMMITTED CAPITAL1 firms · 0%
Other: PERCENTAGE OF COMMITTED CAPITAL, DISPOSITION AND ACQUISITION FEE1 firms · 0%
Other: PERCENTAGE OF COMMITTED CAPITAL, PROJECT-BASED FEES1 firms · 0%
Other: PERCENTAGE OF COMMITTED OR INVESTED CAPITAL1 firms · 0%
Other: PERCENTAGE OF FEES1 firms · 0%
Other: PERCENTAGE OF FEES SOLICITED1 firms · 0%
Other: PERCENTAGE OF FUND NET INCOME OF PORTFOLIO MANAGERS1 firms · 0%
Other: PERCENTAGE OF INCURRED MANAGEMENT COSTS1 firms · 0%
Other: PERCENTAGE OF INITIAL INVESTMENT1 firms · 0%
Other: PERCENTAGE OF INTEREST EARNED ON CLIENT DEPOSITS1 firms · 0%
Other: PERCENTAGE OF INVESTED CAPITAL1 firms · 0%
Other: PERCENTAGE OF MANAGEMENT FEE1 firms · 0%
Other: PERCENTAGE OF MODEL PORTFOLIO ASSETS1 firms · 0%
Other: PERCENTAGE OF MONITORED ASSETS1 firms · 0%
Other: PERCENTAGE OF NET SALES VALUES OF MUTUAL FUNDS/THIRD PARTY FEES1 firms · 0%
Other: PERCENTAGE OF NET WORTH AND INCOME1 firms · 0%
Other: PERCENTAGE OF NET WORTH & INCOME1 firms · 0%
Other: PERCENTAGE OF NET WORTH/THIRD PARTY ADVISORY FEES1 firms · 0%
Other: PERCENTAGE OF NON-INVESTMENT INCOME1 firms · 0%
Other: PERCENTAGE OF OPERATIONS; PERCENTAGE OF ACQUISITIONS1 firms · 0%
Other: PERCENTAGE OF OUTSTANDING PRINCIPAL BALANCE1 firms · 0%
Other: PERCENTAGE OF PAR/FACE AMOUNT1 firms · 0%
Other: PERCENTAGE OF PRE-SPECIFIED "PROGRAM AMOUNT"1 firms · 0%
Other: PERCENTAGE OF PROFITS1 firms · 0%
Other: PERCENTAGE OF PROGRAM MANAGEMENT FEE AND PERCENTAGE OF AUA1 firms · 0%
Other: PERCENTAGE OF PURCHASE PRICE OF ACQUIRED RECEIVABLES1 firms · 0%
Other: PERCENTAGE OF QUALIFIED PLAN ASSETS, SOLICITOR FEES1 firms · 0%
Other: PERCENTAGE OF REFERRED CLIENT'S ASSETS UNDER ANOTHER RIA'S MGMT1 firms · 0%
Other: PERCENTAGE OF RETIREMENT PLAN CONSULTING ASSETS1 firms · 0%
Other: PERCENTAGE OF RETURNED CAPITAL1 firms · 0%
Other: PERCENTAGE OF REVENUE FROM AFFILIATES1 firms · 0%
Other: PERCENTAGE OF REVENUE OR COSTS1 firms · 0%
Other: PERCENTAGE OF SOLICITED CLIENTS' FEES1 firms · 0%
Other: PERCENTAGE OF THIRD PARTY ADVISER FEES1 firms · 0%
Other: PERCENTAGE OF TOTAL DISTRIBUTIONS PROVIDED TO INVESTOR1 firms · 0%
Other: PERCENTAGE OF UNDERLYING PORTFOLIO COMPANY EARNINGS1 firms · 0%
Other: PERCENTAGE RATE FEES1 firms · 0%
Other: PERCENTAGE RETIREMENT ASSETS UNDER ADVISEMENT1 firms · 0%
Other: PERCENTAGE UNDER ADVISEMENT1 firms · 0%
Other: PERCENT OF ADJUSTED STOCKHOLDER EQUITY OF CLIENT1 firms · 0%
Other: PERCENT OF ASSETS INVESTED1 firms · 0%
Other: PERCENT OF CAPITAL COMMITMENTS1 firms · 0%
Other: PERCENT OF CAPITAL, PROPERTY MGT, ACQUISITION, CONSTRUCTION1 firms · 0%
Other: PERCENT OF CONSULTING, FLAT FEE FOR FINANCIAL PLANNING1 firms · 0%
Other: PERCENT OF MODEL PORTFOLIO FEE1 firms · 0%
Other: PERCENT OF RETIREMENT PLAN ASSETS UNDER ADVISEMENT; REFERRAL FEE1 firms · 0%
Other: PER CONSULTING AGREEMENT1 firms · 0%
Other: PERFORMANCE-BASED ALLOCATION1 firms · 0%
Other: PERFORMANCE BASED ALLOCATIONS1 firms · 0%
Other: PERFORMANCE-BASED ALLOCATIONS1 firms · 0%
Other: PERFORMANCE-BASED ALLOCATIONS.1 firms · 0%
Other: PERFORMANCE-BASED COMPENSATION1 firms · 0%
Other: PERFORMANCE BASED FEES1 firms · 0%
Other: PERFORMANCE-BASED FEES FOR CERTAIN PRIVATE FUNDS1 firms · 0%
Other: PERFORMANCE BASED FEES PD TO GPS OF AFFILIATED ENTITIES1 firms · 0%
Other: PERFORMANCE BASED INCENTIVE ALLOCATIONS1 firms · 0%
Other: PERFORMANCE-BASED PROFIT ALLOCATION1 firms · 0%
Other: PERFORMANCE BASED PROFIT ALLOCATION SIMILAR TO FEES1 firms · 0%
Other: PERFORMANCE-BASED SERVICE FEE1 firms · 0%
Other: PERFORMANCED BASED PROFIT ALLOCATION1 firms · 0%
Other: PERFORMANCE FEE PAID TO RELATED PARTY1 firms · 0%
Other: PERFORMANCE FEES PAID TO AFFIIATED GENERAL PARTNER1 firms · 0%
Other: PERFROMANCE BASED PROFIT ALLOCATIONS1 firms · 0%
Other: PERIODIC CONSULTATION FEE ONE CLIENT RE HIS MUTUAL FUND CHOICES1 firms · 0%
Other: PER PARTICIPANT (ERISA)1 firms · 0%
Other: PER PROJECT FEES1 firms · 0%
Other: PER RULE 206(4)-3 FEE AGREEMENTS1 firms · 0%
Other: PERSONAL TRUSTEE SERVICES, BILL PAY, AND TAX PREP ASSISTANCE1 firms · 0%
Other: PHILANTHROPIC SUPPORT1 firms · 0%
Other: PLAN ADVISEMENT1 firms · 0%
Other: PLAN ASSETS UNDER ADVISEMENT1 firms · 0%
Other: PLANNING FEES BASED ON A PERCENTAGE OF CLIENT'S INCOME1 firms · 0%
Other: PLANNING SUBSCRIPTION FEE1 firms · 0%
Other: PLAN PREPARATION FEES1 firms · 0%
Other: PLATFORM FEE1 firms · 0%
Other: PLATFORM FEE AND MONTHLY TECHNOLOGY FEEH1 firms · 0%
Other: PLATFORM FEE FROM SUB-ADVISERS1 firms · 0%
Other: PLATFORM FEE, TRADING/FINANCING FEES1 firms · 0%
Other: PLEASE SEE SCHEDULE D - MISCELLANEOUS.1 firms · 0%
Other: PLUS A VARIABLE FEE ON AVG DAILY NOTIONAL OF FUT/CUR.1 firms · 0%
Other: POOLED EMPLOYER PLAN CLIENTS-ASSET BASED FEES1 firms · 0%
Other: POOLED FUNDS BASED ON FEES IN OPERATING MEMORANDUM1 firms · 0%
Other: PORTFOLIO COMPANY ADVISORY FEES1 firms · 0%
Other: PORTFOLIO COMPANY AND MANAGEMENT FEES1 firms · 0%
Other: PORTFOLIO COMPANY CONSULTING FEES1 firms · 0%
Other: PORTFOLIO COMPANY FEES1 firms · 0%
Other: PORTFOLIO COMPANY FEES AND COST PLUS 5% FROM PARENT ADVISER1 firms · 0%
Other: PORTFOLIO COMPANY FEES, MONITORING FEES, TRANSACTION FEES1 firms · 0%
Other: PORTFOLIO COMPANY MANAGEMENT AND BOARD FEES, TRANSACTION FEES1 firms · 0%
Other: PORTFOLIO COMPANY MONITORING FEES & ADMINISTRATIVE SERVICES FEES1 firms · 0%
Other: PORTFOLIO COMPANY RELATED FEES1 firms · 0%
Other: PORTFOLIO COMPANY SERVICE FEES1 firms · 0%
Other: PORTFOLIO COMPANY SERVICE LEVEL FEES AND TRANSACTION FEES1 firms · 0%
Other: PORTFOLIO CONSULTING / FLAT FEE1 firms · 0%
Other: PORTFOLIO MANAGEMENT FOR UCITS FUNDS1 firms · 0%
Other: PORTION OF FEES CHARGED BY THIRD-PARTY INVESTMENT ADVISER FIRMS1 firms · 0%
Other: PORTION OF FEES CHARGED BY THIRD-PARTY INVESTMENT ADVISORS1 firms · 0%
Other: PORTION OF FEES MANAGED BY THIRD PARTY MONEY MANAGERS1 firms · 0%
Other: PORTION OF FEES MANAGED BY THIRD-PARTY MONEY MANAGERS1 firms · 0%
Other: PORTION OF FOUNDERS SHARE ALLOCATION PURCHASED AT NOMINAL COST1 firms · 0%
Other: PORTION OF PORTFOLIO COMPANY TRANSACTION AND MONITORING FEES1 firms · 0%
Other: PORTION OF SUBSCRIPTION FEE DUE TO PEP SPONSOR1 firms · 0%
Other: PORTIONS OF 3RD PARTY ADVISORY FEES1 firms · 0%
Other: PRE-AUTHORIZED EXPENSE REIMBUSEMENT AND RETAINER1 firms · 0%
Other: PRIVATE FUND ADMINISTRATION FEES1 firms · 0%
Other: PRIVATE FUND INCENTIVE FEES1 firms · 0%
Other: PRIVATELY MANAGED FUNDS1 firms · 0%
Other: PRODUCTION FEES FOR PRIVATE PLACEMENTS AND COMMERCIAL MORTGAGES.1 firms · 0%
Other: PROFITS ALLOCATION1 firms · 0%
Other: PROFITS DISTRIBUTIONS TO GENERAL PARTNERS AND MANAGERS1 firms · 0%
Other: PROJECT1 firms · 0%
Other: PROJECT ADMINISTRATION FEES1 firms · 0%
Other: PROJECT BASED FEES1 firms · 0%
Other: PROJECT-BASED FEES1 firms · 0%
Other: PROJECT BASED FEES- RESEARCH FEE FOR ALTERNATIVES1 firms · 0%
Other: PROJECT BASIS1 firms · 0%
Other: PROJECT BY PROJECT BASIS1 firms · 0%
Other: PROJECT FEES FOR PLANNING1 firms · 0%
Other: PROJECT FEES FOR REAL ESTATE CLIENTS1 firms · 0%
Other: PROJECT FLAT FEES1 firms · 0%
Other: PROJECT LEVEL CARRIED INTEREST1 firms · 0%
Other: PROJECT RATE1 firms · 0%
Other: PROJECT RATES OR ESTIMATES OF COMPREHENSIVE FINANCIAL PLANNING1 firms · 0%
Other: PROMOTER FEES AND THIRD PARTY MONEY MANAGER FEES1 firms · 0%
Other: PROMOTER FEES FROM OTHER ADVISORS1 firms · 0%
Other: PROPERTY DISPOSITION, ACQUISITION, AND OPERATIONS MANAGEMENT FEE1 firms · 0%
Other: PROPERTY-LEVEL FEES1 firms · 0%
Other: PROPERTY MANAGEMENT, ACQUISITION/SALE AND EQUITY RAISING FEES1 firms · 0%
Other: PROPERTY MANAGEMENT, CONSTRUCTION MANAGEMENT, DEVELOPMENT MANAGE1 firms · 0%
Other: PROPERTY MGT, LEASING, DEVELOPMENT, CONSTRUCTION FEES1 firms · 0%
Other: PRO RATA EXPENSE REIMBURSEMENT1 firms · 0%
Other: PROVIDE GENERAL ADVICE & FIN. PLANNING SVCS FOR A NEGOTIATED FEE1 firms · 0%
Other: PROVIDE MODEL PORTFOLIO DATA TO CLIENTS1 firms · 0%
Other: PROVIDE MODELS TO 3RD PARTIES AND RECEIVE ASSET-BASED FEES1 firms · 0%
Other: PROVIDER FEES1 firms · 0%
Other: PROVIDING INVESTMENT ADVISORY SERVICES TO MANAGED ACCOUNTS1 firms · 0%
Other: PUBLISHER PROVIDES PER-CLIENT PAYMENT FOR NEWSLETTER SUBSCRIBERS1 firms · 0%
Other: PURSUANT TO CSA AGREEMENTS1 firms · 0%
Other: PYMT/REIMB OF FULLY-LOADED COSTS FOR PROVIDING INVST SERVICES1 firms · 0%
Other: QUARTERLY ADVISORY FEE1 firms · 0%
Other: QUARTERLY ASSET-BASED LICENSING FEE1 firms · 0%
Other: QUARTERLY, ASSET-BASED LICENSING FEE1 firms · 0%
Other: QUARTERLY FEES1 firms · 0%
Other: R/E ACQUISITION & DISPOSITION, LOAN SVCG, MODEL PORTFOLIO FEES1 firms · 0%
Other: REAL ESTATE ACQUISITION/DISPOSITION FEES1 firms · 0%
Other: REAL ESTATE ACQUISITION FEES AND OVERSIGHT FEES1 firms · 0%
Other: REALIZATION FEES1 firms · 0%
Other: REAL PROPERTY MANAGEMENT FEES1 firms · 0%
Other: REBATE OF FEES FROM FUND MANAGERS AND ASSET CUSTODIAN1 firms · 0%
Other: REBATES/TRAILER FEES1 firms · 0%
Other: RECEIVES ASSET-BASED FEES AS A SUB-ADMINISTRATOR1 firms · 0%
Other: RECURRING FEE1 firms · 0%
Other: RECURRING FEES1 firms · 0%
Other: REFERRAL ARRANGEMENTS1 firms · 0%
Other: REFERRAL-BASED FEES AND AFFILIATE MARKETING FEES1 firms · 0%
Other: REFERRAL FEE.1 firms · 0%
Other: REFERRAL FEE, CONSULTING FEE1 firms · 0%
Other: REFERRAL FEE FOR MONEY MANAGER SEARCH/MONITORING1 firms · 0%
Other: REFERRAL FEE FOR REFERRAL OF THIRD-PARTY INVESTMENT ADVISORS.1 firms · 0%
Other: REFERRAL FEES AND REVENUE SHARE FOR REFERRALS TO THIRD PARTIES1 firms · 0%
Other: REFERRAL FEES AND SUBSPTN FEE FOR CO. SPONSORED PLANS1 firms · 0%
Other: REFERRAL FEES, ASSET BASED CONSULTING FEES1 firms · 0%
Other: REFERRAL FEES/ERISA FEES1 firms · 0%
Other: REFERRAL FEES FOR NON-ADVISORY INTRODUCTIONS TO OTHER ADVISERS1 firms · 0%
Other: REFERRAL FEES FOR SELECTION OF OTHER ADVISORS1 firms · 0%
Other: REFERRAL FEES FOR SOLICITATION SERVICES ONLY1 firms · 0%
Other: REFERRAL FEES FROM AFFILIATED ENTITIES1 firms · 0%
Other: REFERRAL FEES FROM CUSTODIANS1 firms · 0%
Other: REFERRAL FEES FROM OTHER ADVISORS1 firms · 0%
Other: REFERRAL FEES FROM OTHER INVESTMENT ADVISORS.1 firms · 0%
Other: REFERRAL FEES FROM THIRD-PARTY INVESTMENT ADVISERS1 firms · 0%
Other: REFERRAL FEES FROM THIRD PARTY INVESTMENT ADVISORS1 firms · 0%
Other: REFERRAL FEES FROM THIRD-PARTY MANAGERS1 firms · 0%
Other: REFERRAL FEES FROM THIRD PARTY MONEY MANAGER1 firms · 0%
Other: REFERRAL FEES FROM THIRD-PARTY MONEY MANAGERS1 firms · 0%
Other: REFERRAL FEES FROM THIRD-PARTY MONEY MANAGERS, WORKSHOPS / SEMIN1 firms · 0%
Other: REFERRAL FEES FROM THIRD-PARTY RIAS1 firms · 0%
Other: REFERRAL FEES, LICENSING FEES1 firms · 0%
Other: REFERRAL FEES OR PORTION OF FEE PAID TO THIRD PARTY ADVISER.1 firms · 0%
Other: REFERRAL FEES/ PERCENTAGE OF ASSETS UNDER ADVISEMENT1 firms · 0%
Other: REFERRAL FEES & PERCENTAGE OF PLAN ASSETS1 firms · 0%
Other: REFERRAL FEES PURSUANT TO A REFERRAL AGREEMENT1 firms · 0%
Other: REFERRAL FEES; REVENUES FROM EDUCATIONAL PRODUCT SALES1 firms · 0%
Other: REFERRAL FEES (SOLICITOR FOR OTHER INVESTMENT ADVISER)1 firms · 0%
Other: REFERRAL OR SOLICITOR FEE FROM THIRD PARTY MANAGERS1 firms · 0%
Other: REFERRAL SERVICES ON A NON-FEE BASIS1 firms · 0%
Other: REFERRAL/SOLICITOR FEES; SEMINAR FEES1 firms · 0%
Other: REFER TO DISCUSSION OF OTHER FEES IN ITEM 5 OF FORM ADV PART 2A1 firms · 0%
Other: REFER TO SCHEDULE D MISC1 firms · 0%
Other: REFER TO SCHEDULE D - MISCELLANEOUS1 firms · 0%
Other: REFER TO SCHEDULE D, MISCELLANEOUS1 firms · 0%
Other: REFER TO SCHEDULE D-MISCELLANEOUS FOR ADDT'L FEE INFORMATION1 firms · 0%
Other: REF'L FEES FROM 3RD PARTY RIAS; EDUCATIONAL SEMINARS & WORKSHOPS1 firms · 0%
Other: REGISTRANT IS NOT COMPENSATED FOR ADVISORY SERVICES AT THIS TIME1 firms · 0%
Other: REIMBURSED APPROVED MANAGER EXPENSES;FEES FROM PORTFOLIO COS1 firms · 0%
Other: REIMBURSED EXPENSES AND PAID ACTUAL COSTS1 firms · 0%
Other: REIMBURSED EXPENSES; ASSET MGMT FEE1 firms · 0%
Other: REIMBURSED FOR COSTS INCURRED IN PERFORMING ADVISORY SERVICES1 firms · 0%
Other: REIMBURSE DIRECT EXPENSES I.E. TRAVEL AND VENDOR SUPPORT1 firms · 0%
Other: REIMBURSEMENT FOR BOARD-APPROVED EXPENSES AND COMPENSATION1 firms · 0%
Other: REIMBURSEMENT FOR CERTAIN COSTS AND EXPENSES1 firms · 0%
Other: REIMBURSEMENT FOR COSTS AND EXPENSES1 firms · 0%
Other: REIMBURSEMENT FOR OPERATING EXPENSES1 firms · 0%
Other: REIMBURSEMENT OF ADMINISTRATION COSTS AND OVERHEAD1 firms · 0%
Other: REIMBURSEMENT OF CERTAIN COSTS1 firms · 0%
Other: REIMBURSEMENT OF CERTAIN OPERATING EXPENSES1 firms · 0%
Other: REIMBURSEMENT OF COSTS PLUS/MINUS PROFITS - SEE SCHEDULE D MISC1 firms · 0%
Other: REIMBURSEMENT OF EXPENSES AS PERMITTED BY ERISA1 firms · 0%
Other: REIMBURSEMENT OF EXPENSES (PER PART 2A)1 firms · 0%
Other: REIMBURSEMENT OF INVESTMENT MANAGER EXPENSES1 firms · 0%
Other: REIMBURSEMENT OF INVESTMENT-RELATED EXPENSES1 firms · 0%
Other: REIMBURSEMENT OF OFFICE AND OPERATIONS EXPENSES1 firms · 0%
Other: REIMBURSEMENT OF OPERATING EXPENSES1 firms · 0%
Other: REIMBURSEMENT OF OVERHEAD EXPENSES1 firms · 0%
Other: REIMBURSEMENT/PAYMENT OF EXPENSES1 firms · 0%
Other: REIMBURSEMENTS1 firms · 0%
Other: REIMBURSEMENTS, CARRIED INTEREST1 firms · 0%
Other: RELATED PARTY RECEIVES PERFORMANCE BASED ALLOCATION OF PROFITS1 firms · 0%
Other: RELATED PERSONS MAY RECEIVE COMMISSIONS FROM PRODUCT SALES1 firms · 0%
Other: REPORTING AND MONITORING SERVICES1 firms · 0%
Other: REPORTING FEES FOR FAMILY OFFICE CLIENTS1 firms · 0%
Other: RESEARCH PROVIDED ON PROPRIETARY INDEX.1 firms · 0%
Other: RESEARCH REIMBURSEMENT FEES1 firms · 0%
Other: RESIDUAL CASH FLOW1 firms · 0%
Other: RESIDUAL INTEREST1 firms · 0%
Other: RETAINER BASED ON SCOPE OF WORK1 firms · 0%
Other: RETAINER FEE1 firms · 0%
Other: RETAINER FEE, PROJECT FEE, ENGAGEMENT FEE1 firms · 0%
Other: RETAINER FEES AND SPECIAL SERVICE FEES1 firms · 0%
Other: RETAINER FOR FINANCIAL PLANNING1 firms · 0%
Other: RETAINER NOT CALCULATED BY AUM OR HOURLY.1 firms · 0%
Other: RETAINER OR SERVICE FEES OR SOME COMBINATION OF 1, 2, 4, 5 & 71 firms · 0%
Other: RETAINERS & EQUITY INTERESTS1 firms · 0%
Other: RETAINER, SERVICE FEES, OR COMBINATION1 firms · 0%
Other: RETIREMENT PLAN CONSULTING - PERCENTAGE OF PLAN ASSETS1 firms · 0%
Other: RETIREMENT PLAN CONSULTING PERCENTAGE OF PLAN ASSETS1 firms · 0%
Other: RETIREMENT PLAN FEES AND TRAILS1 firms · 0%
Other: RETIREMENT PLAN SERVICES -PERCENTAGE OF PLAN ASSETS1 firms · 0%
Other: RETIREMENT PLAN SERVICES-PERCENTAGE OF PLAN ASSETS1 firms · 0%
Other: RETIREMENT PLANS - PERCENTAGE OF PLAN ASSETS1 firms · 0%
Other: RETROCESSIONS1 firms · 0%
Other: REVENUE BASED ON CLIENT BALANCES IN MONEY MARKET FUNDS1 firms · 0%
Other: REVENUE SHARE AGREEMENTS1 firms · 0%
Other: REVENUE SHARE WITH AFFILIATE - BD1 firms · 0%
Other: REVENUE SHARING1 firms · 0%
Other: REVENUE SHARING AGREEMENTS1 firms · 0%
Other: REVENUE SHARING ARRANGEMENT1 firms · 0%
Other: REVENUE SHARING CASH & MGMT SOLUTIONS , FOCUS RISK SOLUTIONS1 firms · 0%
Other: REVENUE SHARING. FINANCIAL INSTITUTION CONSULTING SERVICES1 firms · 0%
Other: REVENUE SHARING FRS & ELIGIBLE CREDIT & CASH MANAGEMENT SOLUTION1 firms · 0%
Other: REVENUE SHARING MARGIN INTEREST, CASH BALANCES AND HANDLING FEES1 firms · 0%
Other: REVENUE SHARING ON ELIGIBLE CREDIT, CASH MANAGEMENT, & INSURANCE1 firms · 0%
Other: REVENUE SHARING WITH AFFILIATE FOCUS TREASURY & CREDIT SOLUTIONS1 firms · 0%
Other: REVENUE SHARING WITH CERTAIN THIRD PARTIES1 firms · 0%
Other: REVENUE SHARING WITH FRS, AND ON CREDIT AND CASH MGT SOLUTIONS1 firms · 0%
Other: REVENUE SHARING WITH FRS AND ON ELIBIBLE CREDIT AND CASH MANAGEM1 firms · 0%
Other: REVENUE SHARING WITH FRS (OUR AFFILIATE), UPTIQ AND FLOURISH1 firms · 0%
Other: REVENUE SHARING WITH OUR AFFILIATES, FRS (SEE SCHEDULE D)1 firms · 0%
Other: REVENUE SHARING WITH UPTIQ AND FRS1 firms · 0%
Other: REVIEW AND MONITORING FEES1 firms · 0%
Other: REV SHARE FOR INSTITUTIONAL ADVISEMENT FOR CORPS1 firms · 0%
Other: REV SHARE ON ELIGIBLE CREDIT & CASH SOLUTIONS, FOCUS RISK SOL1 firms · 0%
Other: REV SHARING W/ FRS AND ON ELIGIBLE CREDIT & CASH MGMT SOLUTIONS1 firms · 0%
Other: REV SHARING WITH FRS & ELIGIBLE CREDIT & CASH MGMT SOLUTIONS1 firms · 0%
Other: RIA HAS NO ASSETS OR CLIENTS AT THIS TIME1 firms · 0%
Other: ROBOADVISORY OFFERING1 firms · 0%
Other: ROBO-ADVISORY SUBSCRIPTION FIXED FEE1 firms · 0%
Other: ROYALTIES BASED ON VIEWS OF PUBLICATION1 firms · 0%
Other: SALARY1 firms · 0%
Other: SALE OF BOOKS & PRODUCTS AND PUBLIC SPEAKING FEES1 firms · 0%
Other: SECURITIES LENDING1 firms · 0%
Other: SEE ADV 2A, SECTION 5A: FEES & COMPENSATION1 firms · 0%
Other: SEE ADV 2A, SECTION 5: FEES & COMPENSATION1 firms · 0%
Other: SEE ADV PART 2A FOR A DESCRIPTION OF FEES THAT MAY BE CHARGED1 firms · 0%
Other: SEE ADV PART 2A RE PRIVATE EQUITY & SEEDED MANAGERS1 firms · 0%
Other: SEE DESCRIPTION IN MISC. SECTION1 firms · 0%
Other: SEE MISCELLANEOUS NOTE IN SCHEDULE D1 firms · 0%
Other: SEE MISCELLANEOUS SECTION IN SCHEDULE D1 firms · 0%
Other: SEE NOTE IN SCHEDULE D- MISCELLANEOUS1 firms · 0%
Other: SEE PART 2A BROCHURE ITEM 41 firms · 0%
Other: SEE PART 2A, ITEMS 5 AND 14.1 firms · 0%
Other: SEE RESPOSE TO 5G BELOW1 firms · 0%
Other: SEE SCHEDULE D ITEM 5E(7)1 firms · 0%
Other: SEE SCHEDULE D MISC.1 firms · 0%
Other: SEE SCHEDULE D-MISCELLANEOUS1 firms · 0%
Other: SEE SCHEDULE D. MISCELLANEOUS1 firms · 0%
Other: SEE SCHEDULE D MISCELLANEOUS 5E (7)1 firms · 0%
Other: SEE SCHEDULE D, MISCELLANEOUS FOR DETAILS.1 firms · 0%
Other: SEE SCHEDULE D, PAGE 5-MISCELLANEOUS1 firms · 0%
Other: SELECTION FEE FOR OUTSIDE MANAGERS1 firms · 0%
Other: SELECTION & MONITORING FEES UTILIZING SAWTOOTH ASSET MANAGEMENT1 firms · 0%
Other: SELECTION OF OTHER ADVISERS FEES; SOLICITOR FEES1 firms · 0%
Other: SELECTION OF OTHER THIRD PARTY MONEY MANAGERS (ADVISORS)1 firms · 0%
Other: SELECTION OF TPMM1 firms · 0%
Other: SEMINAR AND SPEAKING ENGAGEMENT FEES1 firms · 0%
Other: SEMINAR ATTENDANCE FEES1 firms · 0%
Other: SEMINAR BASED ADVICE AND INSTRUCTION1 firms · 0%
Other: SEMINAR FEE1 firms · 0%
Other: SEMINAR FEES, PROMOTER FEES, SUBSCRIPTION FEE FINANCIAL PLANS1 firms · 0%
Other: SEMINAR FEES, SOLICITORS FEES, SUBSCRIPTION CONSULTING FEES1 firms · 0%
Other: SEMINAR REGISTRATION FEE, BOOK ROYALTIES1 firms · 0%
Other: SEMINAR TUITION/HONORARIUMS1 firms · 0%
Other: SEMINAR/WORKSHOP ATTENDANCE FEES1 firms · 0%
Other: SEPARATE ACCOUNT MANAGER1 firms · 0%
Other: SERVICE AS A SUB-ADVISOR TO OTHER REGISTERED INVESTMENT ADVISERS1 firms · 0%
Other: SERVICE FEE1 firms · 0%
Other: SERVICE FEE OF 3% OF ALL FUNDS ADDED TO THE MATTY ACCOUNT1 firms · 0%
Other: SERVICE FEES1 firms · 0%
Other: SERVICE PROVIDER FEES FROM CERTAIN MONEY MARKET FUNDS1 firms · 0%
Other: SERVICING, ASSUMPTION, LATE, WORKOUT AND LIQUIDATION FEES1 firms · 0%
Other: SERVICING FEES FOR DEBT RECOVERY SERVICES.1 firms · 0%
Other: SERVICING FEES FROM CUSTODIANS1 firms · 0%
Other: SERVICING, ORIGINATION, PROPERTY MGT, CONSTRUCTION FEES1 firms · 0%
Other: SET FEES FOR FINANCIAL PLANNING1 firms · 0%
Other: SET UP FEE1 firms · 0%
Other: SET UP FEE, DEVELOPMENT FEE, EDUCATION MEETING FEES1 firms · 0%
Other: SET-UP FEES AND RELATED SERVICES1 firms · 0%
Other: SET-UP FEES & RELATED SVCS; REIMBURSEMENTS FOR PRINTED MATERIALS1 firms · 0%
Other: SETUP / ONBOARDING FEES1 firms · 0%
Other: SET-UP, REFERRAL, SERVICE & ADMINISTRATION FEES & FIXED FEES1 firms · 0%
Other: SHARED FEES FROM 3D PARTY MANAGERS1 firms · 0%
Other: SHARED MANAGEMENT FEES FOR REFERAL1 firms · 0%
Other: SHARE IN 3RD PARTY MANAGER FEES1 firms · 0%
Other: SHARE IN ADVISORY FEE CHARGED BY THIRD-PARTY ADVISERS1 firms · 0%
Other: SHARE IN A FEE CHARGED BY THIRD PARTY ADVISER.1 firms · 0%
Other: SHARE IN ETF PROFITS AFTER EXPENSES1 firms · 0%
Other: SHARE IN FEE CHARGED BY SUB-ADVISER.1 firms · 0%
Other: SHARE IN FEE CHARGED BY THIRD PARTY.1 firms · 0%
Other: SHARE IN FEE PAID TO SUB-ADVISOR, BACK OFFICE CLERICAL AND ADMIN1 firms · 0%
Other: SHARE IN FEES CHARGED BY SUB-ADVISER.1 firms · 0%
Other: SHARE IN FEES PAID TO TPMMS1 firms · 0%
Other: SHARE IN THE FEE CHARGED BY THE SUB ADVISER1 firms · 0%
Other: SHARE IN THE FEE PAID TO SUB ADVISERS1 firms · 0%
Other: SHARE IN THE FEE PAID TO THIRD PARTY ADVISERS1 firms · 0%
Other: SHARE IN THIRD PARTY ADVISOR FEES1 firms · 0%
Other: SHARE IN THIRD PARTY FEES1 firms · 0%
Other: SHARE OF FEES CHARGED BY THIRD PARTY ADVISERS1 firms · 0%
Other: SHARES IN FEES CHARGED BY THIRD PARTY MONEY MANAGERS1 firms · 0%
Other: SHARES IN FEES PAID TO THIRD-PARTY ADVISERS1 firms · 0%
Other: SHARES IN FEES PAID TO THIRD PARTY ADVISERS; % OF PLAN ASSETS1 firms · 0%
Other: SHARES IN FEES PAID TO THIRD PARTY INVESTMENT ADVISERS1 firms · 0%
Other: SHARES IN THIRD-PARTY ADVISER FEES1 firms · 0%
Other: SHARES IN THIRD-PARTY ADVISORY FEES1 firms · 0%
Other: SHARING IN PERFORMANCE-BASED FEES FOR CERTAIN PRIVATE FUNDS1 firms · 0%
Other: SHARING IN UNDERWRITING FEES FROM AN AFFILIATED BROKER-DEALER1 firms · 0%
Other: SOFTWARE LICENSE FEES AND SERVICE FEES1 firms · 0%
Other: SOFTWARE LICENSING FEES, CONSULTING FEES1 firms · 0%
Other: SOFTWARE RETAINER FEES1 firms · 0%
Other: SOFTWARE SUBSCRIPTION FEE1 firms · 0%
Other: SOFTWARE SUBSCRIPTION FEES1 firms · 0%
Other: SOLICITATION FEE EQUAL TO PERCENTAGE OF ADVISORY FEES1 firms · 0%
Other: SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS1 firms · 0%
Other: SOLICITATION FEES FROM OTHER INVESTMENT ADVISORY FIRMS1 firms · 0%
Other: SOLICITATION FEES FROM THIRD-PARTY MANAGERS1 firms · 0%
Other: SOLICITATION OR REFERRAL FEES1 firms · 0%
Other: SOLICITOR-CO-ADVISOR FEES1 firms · 0%
Other: SOLICITOR/ENDORSEMENT FEES1 firms · 0%
Other: SOLICITOR FEES FOR ASSETS MANAGED BY OTHER INVESTMENT ADVISORS1 firms · 0%
Other: SOLICITOR FEES FROM OTHER ADVISERS; PERCENTAGE OF PLAN ASSETS1 firms · 0%
Other: SOLICITOR FEES FROM OTHER INVESTMENT ADVISORS1 firms · 0%
Other: SOLICITOR FEES FROM OTHER INVESTMENT ADVISORY FIRMS1 firms · 0%
Other: SOLICITOR FEES FROM OTHER REGISTERED INVESTMENT ADVISORS1 firms · 0%
Other: SOLICITOR FEES - PORTION OF ASSETS MANAGED BY OTHER ADVISORS1 firms · 0%
Other: SOLICITOR FEES, SEMINARS FOR FEES1 firms · 0%
Other: SOLICITOR FOR 3RD PARTY MONEY MANAGERS1 firms · 0%
Other: SOLICITOR FOR THIRD-PARTY MANAGERS1 firms · 0%
Other: SOLICITOR/REFERRAL FEES; ASSET BASED FEE FOR REVIEWS/CONSULTING1 firms · 0%
Other: SOLICITOR/REFERRAL FEES FROM OTHER RIA'S1 firms · 0%
Other: SOLICITOR/REFERRAL FEES(ICON)1 firms · 0%
Other: SOLICITOR'S FEE1 firms · 0%
Other: SOLICITORS' FEES FOR REFERRALS TO OTHER MONEY MANAGERS1 firms · 0%
Other: SOLICITOR/THIRD PARTY MANAGER FEES1 firms · 0%
Other: SOME ARE FREE1 firms · 0%
Other: SPECIAL PROJECT FEES AS REQUESTED1 firms · 0%
Other: SPECIAL PROJECTS FOR HOURLY FEE1 firms · 0%
Other: SPECIAL SERVICING FEES1 firms · 0%
Other: SPECIAL SERVICING FEES & 12B-1 REIMBURSEMENTS1 firms · 0%
Other: SPECIALTY CONSULTING FEES1 firms · 0%
Other: SPECIFIC PROJECT FEES1 firms · 0%
Other: SPLIT FEES FROM THIRD-PARTY MONEY MANAGERS OR RIAS1 firms · 0%
Other: SPREADS1 firms · 0%
Other: STRUCTURING FEE1 firms · 0%
Other: STRUCTURING FEE AND TRANSACTION FEES1 firms · 0%
Other: STRUCTURING FEE BASED ON THE TOTAL COST OF INVESTMENT PROPERTY1 firms · 0%
Other: STRUCTURING FEES1 firms · 0%
Other: STRUCTURING FEES; ASSET SERVICING FEES; TRANSACTION FEES1 firms · 0%
Other: STRUCTURING FEES, FINANCING FEES, DISPOSITION FEES1 firms · 0%
Other: STRUCTURING, SERVICING, & CO-INVESTMENT FEES1 firms · 0%
Other: SUBADVISER FEE1 firms · 0%
Other: SUB ADVISER FEES1 firms · 0%
Other: SUB-ADVISER FEES/SOLICITOR FEES1 firms · 0%
Other: SUB-ADVISER OF POOLED INVESTMENT VEHICLE CHARGES A PERFORMANCE F1 firms · 0%
Other: SUB-ADVISER RELATIONSHIPS1 firms · 0%
Other: SUBADVISOR AND MODEL PROVIDER/STRATEGIST FEES1 firms · 0%
Other: SUB-ADVISOR FEE1 firms · 0%
Other: SUB-ADVISOR FEES1 firms · 0%
Other: SUBADVISOR FEES1 firms · 0%
Other: SUB ADVISORY1 firms · 0%
Other: SUB-ADVISORY SERVICE FEES1 firms · 0%
Other: SUBADVISORY SERVICES1 firms · 0%
Other: SUB-LICENSE FEES, INTRODUCTION FEES1 firms · 0%
Other: SUBSCRIPTION FEE1 firms · 0%
Other: SUBSCRIPTION FEE AS A FLAT TRADING FEE.1 firms · 0%
Other: SUBSCRIPTION FEE FOR MODEL PORTFOLIO1 firms · 0%
Other: SUBSCRIPTION FEE FOR PLANNING1 firms · 0%
Other: SUBSCRIPTION FEE FOR WEB-BASED SERVICES1 firms · 0%
Other: SUBSCRIPTION FEE - INTERACTIVE WEALTH MANAGEMENT PORTAL SERVICE1 firms · 0%
Other: SUBSCRIPTION FEE LONG TERM PLANNING1 firms · 0%
Other: SUBSCRIPTION FEE - SECURITIES RATINGS1 firms · 0%
Other: SUBSCRIPTION FEES FOR GROUP INVESTMENT ADVISORY PLAN1 firms · 0%
Other: SUBSCRIPTION FEES FOR ONLINE SERVICES1 firms · 0%
Other: SUBSCRIPTION FEES FOR PERSONALIZED FINANCIAL PLANNING SERVICES1 firms · 0%
Other: SUBSCRIPTION FEES FOR PRICING AND VALUATION SERVICES1 firms · 0%
Other: SUBSCRIPTION FEES FOR SOFTWARE OR WEB BASED APPLICATIONS1 firms · 0%
Other: SUBSCRIPTION FEES FROM ADVISORY FIRMS FOR MARKET INDICATORS1 firms · 0%
Other: SUBSCRIPTION FEES - ONGOING FINANCIAL PLANNING1 firms · 0%
Other: SUBSCRIPTION FEES TO WEBSITE1 firms · 0%
Other: SUBSCRIPTION SERVICES1 firms · 0%
Other: SUBSCRIPTIONS FOR ASSET ALLOCATION SERVICES1 firms · 0%
Other: SUBSCRIPTION TO ONLINE DATABASE1 firms · 0%
Other: SWA PROGRAM PAID BY WRAP SPONSOR PURSUANT TO COST PLAN FORMULA.1 firms · 0%
Other: TAGLICH RECEIVES PLACEMENT AGENT FEES IN CONNECTION WITH ADVISOR1 firms · 0%
Other: TAX PREPARATION1 firms · 0%
Other: TAX RETURN PREP. FEE-NON ADVISORY RELATED BUSINESS1 firms · 0%
Other: TEACHING CLASS & SEMINAR FEES1 firms · 0%
Other: TECHNOLOGY FEE1 firms · 0%
Other: TECHNOLOGY FEES BASED ON AUM, FEES BASED ON OVERLAY SERVICES1 firms · 0%
Other: TECHNOLOGY LICENSING FEES, PERCENTAGE OF ASSETS UNDER ADVISEMENT1 firms · 0%
Other: TECHNOLOGY PLATFORM FEE $12.50 PER QUARTER1 firms · 0%
Other: TERMINATION AND LIQUIDATION FEES APPLY1 firms · 0%
Other: TERMINATION FEE1 firms · 0%
Other: THE ADVISER DOES NOT CHARGE FOR THE SERVICES1 firms · 0%
Other: THE FIRM NO LONGER RECEIVES COMPENSATION.1 firms · 0%
Other: THE FUND ALSO PAYS OPERATING EXPENSES TO US1 firms · 0%
Other: THE INVESTMENT ADVISORY FIRM DOES NOT CHARGE ADVISORY FEES1 firms · 0%
Other: THIRD PARTY1 firms · 0%
Other: THIRD PARTY ADVISER FEE1 firms · 0%
Other: THIRD PARTY ADVISER / MANAGER FEES1 firms · 0%
Other: THIRD-PARTY ADVISER/MANAGER FEES1 firms · 0%
Other: THIRD PARTY ADVISOR/MANAGER FEES1 firms · 0%
Other: THIRD PARTY ASSET MANAGEMENT FEES1 firms · 0%
Other: THIRD PARTY ASSET MANAGEMENT, SERVICES1 firms · 0%
Other: THIRD-PARTY FEE SHARING1 firms · 0%
Other: THIRD-PARTY INVESTMENT ADVISER REFERRAL FEES1 firms · 0%
Other: THIRD PARTY INVESTMENT ADVISER SERVICES/PRIVATE PLACEMENTS CO-PA1 firms · 0%
Other: THIRD PARTY INVESTMENT MANAGERS1 firms · 0%
Other: THIRD PARTY INVESTMENT MGMT FEES1 firms · 0%
Other: THIRD PARTY MANAGED ASSET PROGRAM1 firms · 0%
Other: THIRD-PARTY MANAGEMENT FEES1 firms · 0%
Other: THIRD-PARTY MANAGEMENT PROGRAM1 firms · 0%
Other: THIRD PARTY MANAGER FEES1 firms · 0%
Other: THIRD-PARTY MANAGER FEES1 firms · 0%
Other: THIRD PARTY MANAGERS1 firms · 0%
Other: THIRD-PARTY MANAGERS1 firms · 0%
Other: THIRD PARTY MONEY MANAGER1 firms · 0%
Other: THIRD-PARTY REFERRAL FEES1 firms · 0%
Other: THIRD PARTY REFERRAL FEES (SELECTION OF OTHER ADVISERS)1 firms · 0%
Other: THROUGH BUMPED INC. SPONSORS ASSOCIATED WITH THE LOYALTY PROGRAM1 firms · 0%
Other: TICKET CHARGES1 firms · 0%
Other: TIERED FEES FOR LEVELS OF FINANCIAL PLANNING SERVICES1 firms · 0%
Other: TIERED FEE STRUCTURE1 firms · 0%
Other: TIERED MONTHLY SUBSCRIPTION1 firms · 0%
Other: TIMBERLAND ACQUISITION & DISPOSITION FEES1 firms · 0%
Other: TIMING SERVICES PROVIDED BY OTHERS1 firms · 0%
Other: TPMM SOFTWARE1 firms · 0%
Other: TRAIL COMMISSIONS, DISTRIBUTION ASSISTANCE FEES1 firms · 0%
Other: TRANSACT, ADMIN, GUARANTY, FINANCING, AM, PROPERTY/CONSTRUCT FEE1 firms · 0%
Other: TRANSACTIONAL FEE INCOME AND ADVISORY FEES1 firms · 0%
Other: TRANSACTIONAL PROFIT SPLIT1 firms · 0%
Other: TRANSACTION-BASED FEE1 firms · 0%
Other: TRANSACTION BASED FEE ON MUNICIPAL BOND ISSUES1 firms · 0%
Other: TRANSACTION FEE1 firms · 0%
Other: TRANSACTION FEES AS DESCRIBED IN PART 2A1 firms · 0%
Other: TRANSACTION FEES, MONITORING FEES & BOARD COMPENSATION1 firms · 0%
Other: TRANSACTION FEES & PORTFOLIO MONITORING FEES1 firms · 0%
Other: TRANSACTION, MONITORING1 firms · 0%
Other: TRANSACTION & MONITORING FEES1 firms · 0%
Other: TRANS FEE, SERVICE CHARGES; 12B-1; MONEY MARKET TRLS; BDSP1 firms · 0%
Other: TRANSFER PRICING METHOD BASED ON RESIDUAL PROFIT AS PART OFGROUP1 firms · 0%
Other: TRANSITION MANAGEMENT SERVICE FEES1 firms · 0%
Other: TRAVEL REIMBURSEMENT1 firms · 0%
Other: TRUST ADMINISTRATION FEES1 firms · 0%
Other: TRUST MANAGEMENT FEE1 firms · 0%
Other: TRUST SERVICES1 firms · 0%
Other: TUITION FEES1 firms · 0%
Other: UNITARY FEES1 firms · 0%
Other: UP FRONT FEES1 firms · 0%
Other: UPFRONT FEES1 firms · 0%
Other: UP FRONT FEES FOR CERTAIN TYPES OF ACCTS1 firms · 0%
Other: USAA FPS CURRENTLY DOES NOT CHARGE FOR ADVISORY SERVICES1 firms · 0%
Other: USE OF SUB-ADVISERS1 firms · 0%
Other: VALUE-ADDED CONSULTING1 firms · 0%
Other: VARIABLE-BASED FEES LINKED TO COSTS.1 firms · 0%
Other: VARIABLE, BASED ON SPECIFIC EQUITY RESEARCH SERVICE1 firms · 0%
Other: VARIABLE FEES TAKING INTO ACCOUNT COST AND QUALITY OF SERVICES.1 firms · 0%
Other: VARIABLE NEGOTIATED FEES1 firms · 0%
Other: VARIOUS MORTGAGE LOAN, BRIDGE LOAN AND REAL ESTATE FEES1 firms · 0%
Other: VARYING FEES FOR EDUCATIONAL WORKSHOPS AND SEMINARS1 firms · 0%
Other: VARYING FEES FOR SEMINARS AND EDUCATIONAL CLASSES1 firms · 0%
Other: VFP DOES NOT RECEIVE FEES FOR INVESTMENT ADVICE1 firms · 0%
Other: WAIVED MANAGEMENT FEES1 firms · 0%
Other: WEALTH PLANNING CONSULTING ENGAGEMENT-FEES RANGE FROM $5K-$20K1 firms · 0%
Other: WE ARE GENERAL PTR FOR 4 LPS W/PERFORMANCE & MAINTENANCE FEES.1 firms · 0%
Other: WEBSITE FEE1 firms · 0%
Other: WILL BE PAID FOR INTRODUCING ASSETS AS A % ASSETS INTRODUCED1 firms · 0%
Other: WILL SHARE IN FEES CHARGED BY PRIMARY INVESTMENT ADVISOR1 firms · 0%
Other: WORK OUTSIDE ENGAGEMENT SCOPE; NEGOTIATED FEE1 firms · 0%
Other: WORKSHOPS AND SEMINARS1 firms · 0%
Other: WRAP FEE BASED ON PERCENTAGE OF ASSETS UNDER MANAGEMENT1 firms · 0%
Other: WRAP FEES AS OUTLINED IN PART 2A1 firms · 0%
Other: WRAP FEES FROM ADVISORS TO WHOM WE INTRODUCE CLIENTS1 firms · 0%
Other: WRAP MANAGER AND SUB-ADVISOR1 firms · 0%
Other: WRAP PROGRAM FEE1 firms · 0%
Other: WRAP ROGRAM FEE BASED ON INVESTMENT STRATEGY AND ASSETS1 firms · 0%
Other: SOLICITATION & CLIENT SERVICING AGMT W OTHER ADV'R; MODEL PORT.1 firms · 0%
Other: $100 ANNUAL SERVICE FEE1 firms · 0%
Other: $1-5/MONTH DISCRETIONARY ACCT FEE; MEMBERSHIP FEE TO AFFILIATE1 firms · 0%
Other: $2000/YR MIN FEE FOR CLIENTS ESTD AFTER 4/1/02.(NEGOTIABLE)1 firms · 0%
Other: $50 MINIMUM QUARTERLY FEE1 firms · 0%
Other: 1031 ADVISORY FEES1 firms · 0%
Other: 110% OF REGISTRANT'S COSTS INCURRED FOR SERVICES TO AFFILIATES1 firms · 0%
Other: 12B-1 FEES AND/OR SHAREHOLDER SERVICING FEES1 firms · 0%
Other: 12B-1 FEES FROM THOMAS CROWN GLOBAL LONG/SHORT EQUITY FD1 firms · 0%
Other: 12B-1 FEES IN MONEY MARKET PRODUCT AND REFERRAL FEES1 firms · 0%
Other: 12B-1 MUTUAL FUND TRAILERS1 firms · 0%
Other: 12B-1,NETWORKING&SHAREHOLDER SERV,PRODUCT PARTNER ARRANGEMENTS1 firms · 0%
Other: 12B1; NTF MUTAL FUND SERVICE FEES1 firms · 0%
Other: 1 NON-DISCRETIONARY ACCOUNT1 firms · 0%
Other: 2% OF NET WORTH OR ASSETS FOR FINANCIAL PLANNING CLIENTS1 firms · 0%
Other: 3RD PARTY ADVISER FEE SHARE1 firms · 0%
Other: 3RD PARTY ADVISER/MANAGER FEES1 firms · 0%
Other: 3RD PARTY COMPENSATION IS RECEIVED FOR TRUST DEED INVESTMENTS.1 firms · 0%
Other: 3RD PARTY MANAGEMENT FEES (EDELMAN MANAGED ASSET PROGRAM)1 firms · 0%
Other: 3RD PARTY PRIVATE EQUITY REFERRALS1 firms · 0%
Other: 5% CARRIED INTEREST IN ADVISORY CLIENTS1 firms · 0%
Other: 5% NET PROFITS AS COMP/EXP AND EARNS 50% OF NET TRADING PROFITS1 firms · 0%
Other: 5% OF PROFESSIONAL OR GROSS INCOME1 firms · 0%
Other: ACCOUNT MAINTENANCE FEE OF $45 PER CALENDAR QUARTER SEE SCHED D1 firms · 0%
Other: ACCOUNT SET-UP FEES AT THE DISCRETION OF RSOA AN ACCOUNT WILL BE1 firms · 0%
Other: A COMBINATION OF 1 & 41 firms · 0%
Other: ACQ,DISP,FINANCING, DEVLPMT SUPERVSRY,RE ORIGNATN FEES,SERVICING1 firms · 0%
Other: ACQUISITION BASED FEES1 firms · 0%
Other: ACQUISITION, DISPOSITION AND ASSET MANAGEMENT FEES1 firms · 0%
Other: ACQUISITION & DISPOSITION FEES: ALL FEES SEPARATELY NEGOTIATED.1 firms · 0%
Other: ACQUISITION/DISPOSITION FEES AND MARKETING FEES1 firms · 0%
Other: ACQUISITION, DISPOSITION & FINANCING FEES1 firms · 0%
Other: ACQUISITION / DISPOSITION / LEASING FEES1 firms · 0%
Other: ACQUISITION FEE & ASSET MANAGEMENT FEE (NET OPERATING INCOME-BAS1 firms · 0%
Other: ACQUISITION, TRANSACTION FINANCING FEES1 firms · 0%
Other: ACTUAL COST REIMBURSEMENT, PAID QUARTERLY IN ARREARS1 firms · 0%
Other: ADDITIONAL ADVISORY MGT FEES1 firms · 0%
Other: ADDITIONAL FEES BASED ON GROSS INCOME.1 firms · 0%
Other: ADDITIONAL INFORMATION ON FEES CAN BE FOUND IN ADV PART 2A1 firms · 0%
Other: ADDITIONAL INFORMATION ON FEES CHARGED CAN BE FOUND IN PART 2A1 firms · 0%
Other: AD HOC CONSULTING OR ADMINISTRATIVE FEES1 firms · 0%
Other: AD HOC EXPERT CONSULTING FEES1 firms · 0%
Other: ADMINISTRATION FEES1 firms · 0%
Other: ADMINISTRATION FEES, CONTRIBUTION FEES1 firms · 0%
Other: ADMINISTRATION FEES. PERCENTAGE OF REVENUE FROM AFFILIATES1 firms · 0%
Other: ADMINISTRATION FEES. PERCENTAGE OF REVENUE FROM AFFILIATES.1 firms · 0%
Other: ADMINISTRATION & SERVICING FEES1 firms · 0%
Other: ADMINISTRATION/SETUP/MAINTENANCE FEES, AS DESCRIBED IN PART 2A1 firms · 0%
Other: ADMINISTRATIVE AND BACK OFFICE SUPPORT FEES, FINANCIAL ADVISORY1 firms · 0%
Other: ADMINISTRATIVE AND TECHNOLOGY FEE1 firms · 0%
Other: ADMINISTRATIVE FEE EXPENSES AND REIMBURSEMENT OF EXPENSES1 firms · 0%
Other: ADMINISTRTIVE SERVICE, FINANCIAL PLANNING, AND SUB-ADVISORY FEES1 firms · 0%
Other: ADVICEPAY MONTHLY QTRLY SUBSCRIPTION1 firms · 0%
Other: ADVISER PERCENTAGE1 firms · 0%
Other: ADVISER REFERRAL FEES1 firms · 0%
Other: ADVISOR TRANSACTIONS FEES1 firms · 0%
Other: ADVISORY AFFILIATE, FUND (GP), RECEIVES PERFORMANCE BASED INCOME1 firms · 0%
Other: ADVISORY FEE.1 firms · 0%
Other: ADVISORY FEE CALCULATED AS A PERCENT OF INVESTED CAPITAL1 firms · 0%
Other: ADVISORY FEES1 firms · 0%
Other: ADVISORY FEES FROM THIRD PARTY MANAGERS1 firms · 0%
Other: ADVISORY FEES PAID BASED ON COMMERCIALLY AGREED-UPON TERMS1 firms · 0%
Other: ADVISORY, MONITORING AND OTHER SIMILAR FEES1 firms · 0%
Other: ADVISORY PLATFORM FEES1 firms · 0%
Other: ADVISORY REFERRAL FEE1 firms · 0%
Other: ADVISORY SERVICES TO EMPLOYEE TRUSTEES. TRUSTEES PAY ZAM FEES.1 firms · 0%
Other: A % FEE BASED UPON SHAREHOLDER'S EQUITY1 firms · 0%
Other: AFFILIATED ADVISER PAYS REGISTRANT FOR SERVICES1 firms · 0%
Other: AFFILIATED ENTITIES RECEIVE CARRIED INTEREST1 firms · 0%
Other: AFFILIATE MUTUAL FUND COM./ 12B1 FEES CREDITED AGAINST MGMT FEES1 firms · 0%
Other: AFFILIATE ORIGINATION AND VARIOUS SERVICE RELATED FEES.1 firms · 0%
Other: AFFILIATE SERVICES AGREEMENTS1 firms · 0%
Other: A FLAT ANNUAL RETAINER FEE1 firms · 0%
Other: A FLAT ANNUAL RETAINER FEE (PAID QUARTERLY)1 firms · 0%
Other: AGREED NEGOTIATED RATES1 firms · 0%
Other: AGREED UPON RATE FOR SPECIAL PROJECTS1 firms · 0%
Other: ALL ADVISORY FEES ARE PAID TO TERRA REIT ADVISORS1 firms · 0%
Other: ALL EXPENSES OF THE ADVISER ARE BY PAID BY ONE OF ITS CLIENTS1 firms · 0%
Other: ALLOCATED PORTION OF COSTS AND TAXES1 firms · 0%
Other: ALLOCATED SHARE OF VANGUARD'S TOTAL COST OF OPERATIONS1 firms · 0%
Other: A MINIMUM ANNUAL FEE OF $4,000 IS REQUIRED PER CLIENT.1 firms · 0%
Other: A MINIMUM FEE OF UP TO $625.00 PER QUARTER MAY BE CHARGED.1 firms · 0%
Other: A MIX OF THE ABOVE COMPENSATION ARRANGEMENTS.1 firms · 0%
Other: AN AFFILIATE MAY RECEIVE REAL ESTATE ACQUISITION & OTHER FEES1 firms · 0%
Other: A NEGOTIATED % OF ATHLETE'S ANNUAL COMPENSATION REC'D FROM TEAM1 firms · 0%
Other: ANNUAL $450 FEE FROM INS CO AFFILIATE1 firms · 0%
Other: ANNUAL ACCOUNT FEE1 firms · 0%
Other: ANNUAL FEE FROM AFFILIATE BASED IN PART ON AUM OF ADVISED ASSETS1 firms · 0%
Other: ANNUAL FIXED ADVISORY RETAINER FOR INSTITUTIONAL ADVISORY WORK1 firms · 0%
Other: ANNUAL FLAT ADMINISTRATIVE FEE FOR MORE LIMITED SERVICES1 firms · 0%
Other: ANNUAL MANAGEMENT FEES BASED ON AUM (TO CLARIFY E(1)1 firms · 0%
Other: ANNUAL MGMT FEE FOR OUTSIDE ASSETS/THIRD PARTY REFERRAL FEES1 firms · 0%
Other: ANNUAL/MONTHLY FIXED CONSULTING FEE1 firms · 0%
Other: ANNUAL RETAINER1 firms · 0%
Other: ANNUAL RETAINER BASED1 firms · 0%
Other: ANNUAL RETAINER FOR SERVICES NOT COVERED BY AN ASSET BASED FEE.1 firms · 0%
Other: ANNUAL TECHNOLOGY FEE1 firms · 0%
Other: A % OF ASSETS UNDER MY MONEY MANAGER'S MANAGEMENT1 firms · 0%
Other: A % OF REVENUE COLLECTED FOR SUB-ADVISORY SERVICES1 firms · 0%
Other: A PERCENTAGE BASED ON ASSETS IN A PENSION PLAN1 firms · 0%
Other: A PERCENTAGE BASED ON THE PURCHASED LOAN PRINCIPAL1 firms · 0%
Other: A PERCENTAGE FEE BASED ON THE VALUE OF RETIREMENT PLAN ASSETS1 firms · 0%
Other: A PERCENTAGE OF ADJUSTED EBITDA1 firms · 0%
Other: A PERCENTAGE OF ASSETS1 firms · 0%
Other: A PERCENTAGE OF ASSETS ADVISED ON1 firms · 0%
Other: A PERCENTAGE OF ASSETS ALLOCATED TO MODEL PORTFOLIOS1 firms · 0%
Other: A PERCENTAGE OF ASSETS HELD BY THE ADVISEE-PENSION PLAN1 firms · 0%
Other: A PERCENTAGE OF ASSETS MANAGED BY OTHERS1 firms · 0%
Other: A PERCENTAGE OF ASSETS MANAGED VIA A SUBADVISORY ARRANGEMENT1 firms · 0%
Other: A PERCENTAGE OF ASSETS NOT UNDER OUR DIRECT MANAGEMENT1 firms · 0%
Other: A PERCENTAGE OF ASSETS ON WHICH WE CONSULT1 firms · 0%
Other: A PERCENTAGE OF ASSETS TO WHICH WE CONSULT1 firms · 0%
Other: A PERCENTAGE OF ASSETS UNDER 3RD PARTY MANAGEMENT1 firms · 0%
Other: A PERCENTAGE OF ASSETS UNDER ADVISEMENT OR FLAT FEE1 firms · 0%
Other: A PERCENTAGE OF ASSETS UNDER CONSULTANCY (NON-DISCRETIONARY).1 firms · 0%
Other: A PERCENTAGE OF ASSETS UNDER CONSULTATION1 firms · 0%
Other: A PERCENTAGE OF ASSETS UNDER CONSULTATIVE REVIEW1 firms · 0%
Other: A PERCENTAGE OF ASSETS UNDER MANAGEMENT BY SUBADVISORS1 firms · 0%
Other: A PERCENTAGE OF ASSETS UNDER OUR CLIENT'S MANAGEMENT1 firms · 0%
Other: A PERCENTAGE OF ASSETS UNDER PONTERA ADVISORY1 firms · 0%
Other: A PERCENTAGE OF ASSETS UNDER SUPERVISION1 firms · 0%
Other: A PERCENTAGE OF AUM ALLOCATED TO OUR MODEL PORTFOLIO1 firms · 0%
Other: A PERCENTAGE OF AUM OF CIT FUNDS FOR OVERLAY ADVISORY SERVICES1 firms · 0%
Other: A PERCENTAGE OF AUM SUBJECT TO A MINIMUM FEE1 firms · 0%
Other: A PERCENTAGE OF CLIENT'S NET WORTH.1 firms · 0%
Other: A PERCENTAGE OF COMMITTED AND/OR INVESTED CAPITAL1 firms · 0%
Other: A PERCENTAGE OF COMMITTED CAPITAL1 firms · 0%
Other: A PERCENTAGE OF COMMITTED OR CONTRIBUTED CAPITAL1 firms · 0%
Other: A PERCENTAGE OF DRAWN INVESTED CAPITAL1 firms · 0%
Other: A PERCENTAGE OF EXPENSES1 firms · 0%
Other: A PERCENTAGE OF FEES UNDER MANAGEMENT1 firms · 0%
Other: A PERCENTAGE OF GROSS EQUITY RAISED1 firms · 0%
Other: A PERCENTAGE OF GROSS INCOME AND NET WORTH1 firms · 0%
Other: A PERCENTAGE OF INCOME COLLECTED1 firms · 0%
Other: A PERCENTAGE OF INITIAL SUBSCRIPTION AMOUNTS.1 firms · 0%
Other: A PERCENTAGE OF INVESTED AMOUNTS1 firms · 0%
Other: A PERCENTAGE OF INVESTED CAPITAL1 firms · 0%
Other: A PERCENTAGE OF MANAGEMENT FEES1 firms · 0%
Other: A PERCENTAGE OF NET WORTH1 firms · 0%
Other: A PERCENTAGE OF NET WORTH UNDER MANAGEMENT1 firms · 0%
Other: A PERCENTAGE OF NOI (NET OPERATING INCOME)1 firms · 0%
Other: A PERCENTAGE OF PLAN ASSETS UNDER ADVISEMENT1 firms · 0%
Other: A PERCENTAGE OF RECURRING INCOME1 firms · 0%
Other: A PERCENTAGE OF SHAREHOLDERS' EQUITY1 firms · 0%
Other: A PERCENTAGE OF THE DEBT UNDERLYING LEVERAGED PORTFOLIOS1 firms · 0%
Other: A PERCENTAGE OF WRAP SPONSOR FEES.1 firms · 0%
Other: A PORTION OF FEES PAID TO 3RD PARTY ADVISORS1 firms · 0%
Other: APPLICABLE MONTHLY EXPENSES1 firms · 0%
Other: APPLICANT WILL RECEIVE SOLICITOR FEES FROM THIRD-PARTY ADVISERS1 firms · 0%
Other: A PROFIT SPLIT OR COST PLUS BASIS1 firms · 0%
Other: AS AGREED UPON IN A MANNER THAT COVERS REGISTRANT'S COSTS1 firms · 0%
Other: AS A PERCENTAGE OF ASSETS UNDER ADVISEMENT1 firms · 0%
Other: AS NEGOTIATED WITH CLIENT1 firms · 0%
Other: AS NOTED IN SCHEDULE D MISC,AFFILIATE BY INTERCOMPANY AGREEMENT1 firms · 0%
Other: AS OF 12/31/2012 - NO FEE-PAYING ADVISORY CLIENTS1 firms · 0%
Other: A SOLICITOR AGREEMENT FOR LEGACY ACCOUNTS (SEE PART 2)1 firms · 0%
Other: ASSET ACQUISITION FEE1 firms · 0%
Other: ASSET-BASED AND FLAT FEES FOR MODEL PORTFOLIO ADVISER SERVICES1 firms · 0%
Other: ASSET BASED COMPENSATION ALLOCATED OUT OF NET PROFITS1 firms · 0%
Other: ASSET BASED FEE FOR PENSION CONSULTING SERVICES1 firms · 0%
Other: ASSET BASED FEE FOR PORTFOLIO ADVICE1 firms · 0%
Other: ASSET-BASED FEE FOR PROVISION OF MODEL PORTFOLIOS1 firms · 0%
Other: ASSET-BASED FEES1 firms · 0%
Other: ASSET-BASED FEES FOR NON-DISCRETIONARY ADVICE1 firms · 0%
Other: ASSET-BASED FEES FOR NONDISCRETIONARY MODEL ADVICE1 firms · 0%
Other: ASSET-BASED FEES FOR RETIREMENT PLAN CONSULTING1 firms · 0%
Other: ASSET BASED FEES FOR WRAP PGRMS & SUBSC PRICING FOR FIN PLANNING1 firms · 0%
Other: ASSET BASED FEES FROM MODEL ONLY RECIPIENTS1 firms · 0%
Other: ASSET-BASED FEES ON PENSION PLANS UNDER ADVISEMENT1 firms · 0%
Other: ASSET BASED FEES RELATED TO MODEL PORTFOLIO DELIVERY1 firms · 0%
Other: ASSET-BASED OR REVENUE-BASED FEE ON MODEL-ONLY PORTFOLIOS1 firms · 0%
Other: ASSET LEVEL FEES1 firms · 0%
Other: ASSET MANAGEMENT FEES MANAGING REAL ESTATE; DUE DILIGENCE FEES1 firms · 0%
Other: ASSET MANAGEMENT SOLICITOR FEES1 firms · 0%
Other: ASSET MANAGEMET FEES RECEIVED FROM OTHER INVESTMENT ADVISORS1 firms · 0%
Other: ASSET SERVICING EXPENSE1 firms · 0%
Other: ASSETS ON 3RD PARTY PLATFORMS. SEE 5.D.1 firms · 0%
Other: % ASSETS UNDER ADVISEMENT1 firms · 0%
Other: ASSETS UNDER ADVISEMENT (FOR UMA)1 firms · 0%
Other: ASSETS UNDER A RESEARCH PROVIDER ARRANGEMENT1 firms · 0%
Other: ASSETS UNDER A RESEARCH PROVIDER ARRANGEMENT1 firms · 0%
Other: % ASSETS UNDER CONSULTATION & REPORTING FEES1 firms · 0%
Other: ASSETS UNDER PROTECTION; TOTAL NOTIONAL EXPOSURE COMMITMENT1 firms · 0%
Other: ASSETS UNDER SUPERVISION1 firms · 0%
Other: ASSOCIATED ACCOUNTS ARE NOT CHARGED FEES.1 firms · 0%