Unclaimed Profile

Jeremy Thomas Raco

NOVEM GROUP·ROCHESTER, New York

SIE, Series 6, Series 63, Series 6519 years registeredNOVEM GROUP

350 LINDEN OAKS, ROCHESTER, NY 14625CRD# 2641148Firm CRD# 158964

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeremy Thomas Raco · ROCHESTER, NY

Registration

CRD #2641148 · NOVEM GROUP · 19 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Oct 2024 – present

NOVEM GROUP

Apr 2015 – present

HORNOR, TOWNSEND & KENT, INC.

Jan 2008 – Feb 2013

ROCHESTER, NY

1717 CAPITAL MANAGEMENT COMPANY

Dec 2006 – Jan 2008

ROCHESTER, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · December 11, 2006

Years registered · 19

Disclosure History

2012Customer Dispute·Denied

2011Customer Dispute·Denied

2007Customer Dispute·Closed-No Action

1994Criminal·Final Disposition

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NOVEM GROUP

CRD 158964 · SEC 801-72741

AUM

$1.2B

Regulatory assets under management

Employees

4,381 client accounts

Services offered by NOVEM GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NOVEM GROUP →

Introduction

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Frequently Asked Questions

What services does Jeremy Thomas Raco offer?

Jeremy Thomas Raco specializes in Financial Planning, Investment Management. Contact their office in ROCHESTER, New York for a consultation.

What are Jeremy Thomas Raco's credentials?

Jeremy Thomas Raco is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeremy Thomas Raco located?

Jeremy Thomas Raco is based in ROCHESTER, New York, working with NOVEM GROUP. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.

How does Jeremy Thomas Raco charge for services?

Jeremy Thomas Raco's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVEM GROUP?

NOVEM GROUP has approximately 50 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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