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Daniel L Braverman

STEVEN CHARLES CAPITAL LTD·ROCHESTER, New York
Series 7, Series 65Clean recordSTEVEN CHARLES CAPITAL LTD
200 CANAL VIEW BLVD, ROCHESTER, NY 14623CRD# 5785012Firm CRD# 104814

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Daniel L Braverman · ROCHESTER, NY
Registration
CRD #5785012 · STEVEN CHARLES CAPITAL LTD
Brand Profile
Not yet started
01

Career History

WHITNEY & COMPANY
Nov 2025 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 65
Registration record
First registered · November 13, 2025
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
STEVEN CHARLES CAPITAL LTD
CRD 104814 · SEC 801-26716
AUM
$130M
Regulatory assets under management
Employees
2
114 client accounts
Services offered by STEVEN CHARLES CAPITAL LTD
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at STEVEN CHARLES CAPITAL LTD →
Introduction

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05

Frequently Asked Questions

What services does Daniel L Braverman offer?
Daniel L Braverman specializes in Investment Management, Wealth Management. Contact their office in ROCHESTER, New York for a consultation.
What are Daniel L Braverman's credentials?
Daniel L Braverman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daniel L Braverman located?
Daniel L Braverman is based in ROCHESTER, New York, working with STEVEN CHARLES CAPITAL LTD. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does Daniel L Braverman charge for services?
Daniel L Braverman's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STEVEN CHARLES CAPITAL LTD?
STEVEN CHARLES CAPITAL LTD has approximately 2 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at STEVEN CHARLES CAPITAL LTD

Steven Charles Braverman
ROCHESTER, NY

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