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Austin James Gilbert

GILBERT FINANCIAL, LLC·ROCHESTER, New York
Series 65Clean record12 years registeredGILBERT FINANCIAL, LLC
200 CANAL VIEW BLVD., ROCHESTER, NY 14623CRD# 4125474Firm CRD# 130337

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Austin James Gilbert · ROCHESTER, NY
Registration
CRD #4125474 · GILBERT FINANCIAL, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

GILBERT FINANCIAL, LLC
Mar 2014 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · March 27, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GILBERT FINANCIAL, LLC
CRD 130337 · SEC 801-77806
AUM
$84M
Regulatory assets under management
Employees
1
150 client accounts
Services offered by GILBERT FINANCIAL, LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at GILBERT FINANCIAL, LLC →
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05

Frequently Asked Questions

What services does Austin James Gilbert offer?
Austin James Gilbert specializes in Investment Management, Fee-Only Advisory. Contact their office in ROCHESTER, New York for a consultation.
What are Austin James Gilbert's credentials?
Austin James Gilbert is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Austin James Gilbert located?
Austin James Gilbert is based in ROCHESTER, New York, working with GILBERT FINANCIAL, LLC. Their office serves clients in the ROCHESTER metropolitan area and surrounding communities.
How does Austin James Gilbert charge for services?
Austin James Gilbert's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GILBERT FINANCIAL, LLC?
GILBERT FINANCIAL, LLC has approximately 1 employees and manages $84M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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