Unclaimed Profile

Keith Edward Dilloway

SORRENTO PACIFIC FINANCIAL, LLC·SAN DIEGO, California

SIE, Series 3, Series 4, Series 6, Series 7, Series 9, Series 10, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 66, Series 87, Series 99TOClean record22 years registeredSORRENTO PACIFIC FINANCIAL, LLC

10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA 92131CRD# 2524985Firm CRD# 127787

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Keith Edward Dilloway · SAN DIEGO, CA

Registration

CRD #2524985 · SORRENTO PACIFIC FINANCIAL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Jun 2023 – present

CETERA ADVISORS LLC

Dec 2021 – present

CETERA FINANCIAL SPECIALISTS LLC

Dec 2021 – present

CETERA INVESTMENT SERVICES LLC

Dec 2021 – present

CETERA WEALTH SERVICES, LLC

Dec 2021 – present

CETERA ADVISOR NETWORKS LLC

Dec 2021 – Jun 2023

SAN DIEGO, CA

COMMONWEALTH FINANCIAL NETWORK

Mar 2021 – Oct 2021

SAN DIEGO, CA

MORGAN STANLEY

Apr 2016 – Mar 2021

RANCHO SANTE FE, CA

SORRENTO PACIFIC FINANCIAL, LLC

Oct 2010 – Mar 2016

SAN DIEGO, CA

AXA ADVISORS, LLC

May 2009 – Oct 2010

HONOLULU, HI

LPL FINANCIAL CORPORATION

Dec 2003 – Jan 2009

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 6

Series 7

Series 9

Series 10

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 66

Series 87

Series 99TO

Registration record

First registered · December 1, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SORRENTO PACIFIC FINANCIAL, LLC

CRD 127787 · SEC 801-70354

AUM

$193M

Regulatory assets under management

Employees

256

876 client accounts

Services offered by SORRENTO PACIFIC FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SORRENTO PACIFIC FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Keith Edward Dilloway offer?

Keith Edward Dilloway specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Keith Edward Dilloway's credentials?

Keith Edward Dilloway is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Keith Edward Dilloway located?

Keith Edward Dilloway is based in SAN DIEGO, California, working with SORRENTO PACIFIC FINANCIAL, LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Keith Edward Dilloway charge for services?

Keith Edward Dilloway's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SORRENTO PACIFIC FINANCIAL, LLC?

SORRENTO PACIFIC FINANCIAL, LLC has approximately 256 employees and manages $193M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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