Unclaimed Profile

Lizbeth Dawn Berg

SORRENTO PACIFIC FINANCIAL, LLC·SAN DIEGO, California

SIE, Series 3, Series 4, Series 5, Series 7, Series 15, Series 24, Series 53, Series 63, Series 66Clean record23 years registeredSORRENTO PACIFIC FINANCIAL, LLC

10455 SORRENTO VALLEY RD, SAN DIEGO, CA 92121CRD# 1035521Firm CRD# 127787

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lizbeth Dawn Berg · SAN DIEGO, CA

Registration

CRD #1035521 · SORRENTO PACIFIC FINANCIAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SORRENTO PACIFIC FINANCIAL, LLC

PARTNERVEST ADVISORY SERVICES LLC

Dec 2017 – Aug 2019

Lancaster, CA

GIRARD SECURITIES, INC.

Sep 2014 – Mar 2015

ENCINO, CA

GIRARD SECURITIES, INC.

Aug 2012 – May 2013

ENCINO, CA

RJL WEALTH MANAGEMENT, LLC

Mar 2012 – Apr 2012

SAN DIEGO, CA

SORRENTO PACIFIC FINANCIAL, LLC

Aug 2009 – Dec 2011

SAN DIEGO, CA

PARTNERVEST ADVISORY SERVICES LLC

Feb 2007 – Aug 2009

SANTA BARBARA, CA

ASSOCIATED SECURITIES CORP.

Mar 2006 – Feb 2007

EL SEGUNDO, CA

UBS PAINEWEBBER INC.

Apr 2003 – May 2003

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 5

Series 7

Series 15

Series 24

Series 53

Series 63

Series 66

Registration record

First registered · April 21, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SORRENTO PACIFIC FINANCIAL, LLC

CRD 127787 · SEC 801-70354

AUM

$193M

Regulatory assets under management

Employees

256

876 client accounts

Services offered by SORRENTO PACIFIC FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SORRENTO PACIFIC FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Lizbeth Dawn Berg offer?

Lizbeth Dawn Berg specializes in Financial Planning, Investment Management, Wealth Management.

What are Lizbeth Dawn Berg's credentials?

Lizbeth Dawn Berg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lizbeth Dawn Berg located?

Lizbeth Dawn Berg is based in SAN DIEGO, California, last registered with SORRENTO PACIFIC FINANCIAL, LLC.

How does Lizbeth Dawn Berg charge for services?

Lizbeth Dawn Berg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SORRENTO PACIFIC FINANCIAL, LLC?

SORRENTO PACIFIC FINANCIAL, LLC has approximately 256 employees and manages $193M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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