CETERA INVESTMENT ADVISERS LLC

SCHAUMBURG, Illinois·12 registered advisors·CRD# 105644
SEC# 801-204061614310-257-7880
01

Firm Overview

AUM
$104.5B
Regulatory assets under management
Employees
6648
Total firm employees
Advisors
12
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03

Specialties

Financial PlanningInvestment ManagementWealth Management
04

Advisors at CETERA INVESTMENT ADVISERS LLC

12 registered advisors
Ami Shah
SCHAUMBURG, Illinois
George Andrew Gill
SCHAUMBURG, Illinois
Gregg Alan Ruvoli
SCHAUMBURG, Illinois
James Walter Shay
SCHAUMBURG, Illinois
Janani Ravi Iyengar
SCHAUMBURG, Illinois
John George Apostle
SCHAUMBURG, Illinois
Jon Howard Rothenberg
SCHAUMBURG, Illinois
Kimberley Holweger
SCHAUMBURG, Illinois
Kristy Marie Haley
SCHAUMBURG, Illinois
Leann Renee Rummel
SCHAUMBURG, Illinois
Ronald George Krueger
SCHAUMBURG, Illinois
William Thomas Holloran
SCHAUMBURG, Illinois
05

Office Locations

SCHAUMBURG, Illinois
12 advisors

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Data sourced from SEC Form ADV filings. CETERA INVESTMENT ADVISERS LLC (CRD# 105644) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.