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CETERA INVESTMENT ADVISERS LLC
CETERA INVESTMENT ADVISERS LLC
SCHAUMBURG, Illinois
·
12 registered advisors
·
CRD# 105644
SEC# 801-20406
1614
310-257-7880
01
Firm Overview
AUM
$104.5B
Regulatory assets under management
Employees
6648
Total firm employees
Advisors
12
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at CETERA INVESTMENT ADVISERS LLC
12 registered advisors
Ami Shah
SCHAUMBURG, Illinois
CRD# 5773938
George Andrew Gill
SCHAUMBURG, Illinois
CRD# 4498537
Gregg Alan Ruvoli
SCHAUMBURG, Illinois
CRD# 2842596
James Walter Shay
SCHAUMBURG, Illinois
CRD# 3247381
Janani Ravi Iyengar
SCHAUMBURG, Illinois
CRD# 6780478
John George Apostle
SCHAUMBURG, Illinois
CRD# 4392136
Jon Howard Rothenberg
SCHAUMBURG, Illinois
CRD# 2737327
Kimberley Holweger
SCHAUMBURG, Illinois
CRD# 1572778
Kristy Marie Haley
SCHAUMBURG, Illinois
CRD# 4022155
Leann Renee Rummel
SCHAUMBURG, Illinois
CRD# 1965155
Ronald George Krueger
SCHAUMBURG, Illinois
CRD# 2651416
William Thomas Holloran
SCHAUMBURG, Illinois
CRD# 1194469
05
Office Locations
SCHAUMBURG, Illinois
12 advisors
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Data sourced from SEC Form ADV filings. CETERA INVESTMENT ADVISERS LLC (CRD# 105644) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.