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LPL FINANCIAL LLC
LPL FINANCIAL LLC
FORT MILL, South Carolina
·
33 registered advisors
·
CRD# 6413
SEC# 801-10970
17453
704-733-3300
01
Firm Overview
AUM
$463.5B
Regulatory assets under management
Employees
35841
Total firm employees
Advisors
33
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at LPL FINANCIAL LLC
33 registered advisors
Althea-Ann-Marie Brown
FORT MILL, South Carolina
CRD# 5216283
Aneri Jambusaria
FORT MILL, South Carolina
CRD# 7248335
Brent Blain Simonich
FORT MILL, South Carolina
CRD# 3254859
Christopher Feeney
BOSTON, Massachusetts
CRD# 3256593
Christopher Mills Mitchell
FORT MILL, South Carolina
CRD# 2420144
Dan Hogan Jr Arnold
FORT MILL, South Carolina
CRD# 2557410
David Paul Bergers
BOSTON, Massachusetts
CRD# 6238852
Dayton John Semerjian
FORT MILL, South Carolina
CRD# 7079660
Denise Maroon Abood
BOSTON, Massachusetts
CRD# 4763124
Edward Fandrey
FORT MILL, South Carolina
CRD# 5450689
Gregory Gates
FORT MILL, South Carolina
CRD# 7069201
James Mchale
FORT MILL, South Carolina
CRD# 6052977
Joan Dominy Khoury
BOSTON, Massachusetts
CRD# 4177581
John Hugh O'neill
FORT MILL, South Carolina
CRD# 4970379
Jonathan Galen Eaton
BOSTON, Massachusetts
CRD# 1433091
Judith Kohoskie Ricketts
FORT MILL, South Carolina
CRD# 2758924
Kabir Sethi
FORT MILL, South Carolina
CRD# 5933237
Labkhand Sara Dadyar
FORT MILL, South Carolina
CRD# 7852638
Mark Lawrence Seffinger
FORT MILL, South Carolina
CRD# 2294049
Mark Robert Helliker
BOSTON, Massachusetts
CRD# 3149815
Matthew Jon Audette
FORT MILL, South Carolina
CRD# 4003349
Matthew J Pechulis
FORT MILL, South Carolina
CRD# 6580835
Matthew Klaus Enyedi
FORT MILL, South Carolina
CRD# 4194266
Paul Middlemiss
BOSTON, Massachusetts
CRD# 2069562
Raymond Alexander Mccoy
FORT MILL, South Carolina
CRD# 4577286
Richard C Steinmeier
FORT MILL, South Carolina
CRD# 5109512
Sallie Rebecca Larsen
FORT MILL, South Carolina
CRD# 6061146
Scott Alan Seese
FORT MILL, South Carolina
CRD# 6831603
Steven Thomas Malfitano
FORT MILL, South Carolina
CRD# 3178848
Tracy Ellen Calder
BOSTON, Massachusetts
CRD# 2611255
Victor Peter Iii Fetter
BOSTON, Massachusetts
CRD# 6147410
William Edward Iii Dwyer
BOSTON, Massachusetts
CRD# 1274680
William E Walcher
FORT MILL, South Carolina
CRD# 2224860
05
Office Locations
FORT MILL, South Carolina
23 advisors
BOSTON, Massachusetts
10 advisors
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Data sourced from SEC Form ADV filings. LPL FINANCIAL LLC (CRD# 6413) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.