LPL FINANCIAL LLC

FORT MILL, South Carolina·23 registered advisors·CRD# 6413
SEC# 801-1097017453704-733-3300
01

Firm Overview

AUM
$463.5B
Regulatory assets under management
Employees
35841
Total firm employees
Advisors
23
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
03

Specialties

Financial PlanningInvestment ManagementWealth Management
04

Advisors at LPL FINANCIAL LLC

23 registered advisors
Aneri Jambusaria
FORT MILL, South Carolina
CFP
Brent Blain Simonich
FORT MILL, South Carolina
Christopher Mills Mitchell
FORT MILL, South Carolina
Dan Hogan Jr Arnold
FORT MILL, South Carolina
Dayton John Semerjian
FORT MILL, South Carolina
Edward Fandrey
FORT MILL, South Carolina
James Mchale
FORT MILL, South Carolina
Joan Dominy Khoury
BOSTON, Massachusetts
John Hugh O'neill
FORT MILL, South Carolina
Judith Kohoskie Ricketts
FORT MILL, South Carolina
Kabir Sethi
FORT MILL, South Carolina
Mark Lawrence Seffinger
FORT MILL, South Carolina
Mark Robert Helliker
BOSTON, Massachusetts
Matthew Jon Audette
FORT MILL, South Carolina
Matthew J Pechulis
FORT MILL, South Carolina
Matthew Klaus Enyedi
FORT MILL, South Carolina
Paul Middlemiss
BOSTON, Massachusetts
Raymond Alexander Mccoy
FORT MILL, South Carolina
Richard C Steinmeier
FORT MILL, South Carolina
Steven Thomas Malfitano
FORT MILL, South Carolina
Tracy Ellen Calder
BOSTON, Massachusetts
Victor Peter Iii Fetter
BOSTON, Massachusetts
William E Walcher
FORT MILL, South Carolina
05

Office Locations

FORT MILL, South Carolina
18 advisors
BOSTON, Massachusetts
5 advisors

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Data sourced from SEC Form ADV filings. LPL FINANCIAL LLC (CRD# 6413) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.