Unclaimed Profile

Barbara Ann Malone

STOLPER & COMPANY·SAN DIEGO, California

Series 7, Series 24, Series 65Clean record22 years registeredSTOLPER & COMPANY

2305 HISTORIC DECATUR RD, SAN DIEGO, CA 92106CRD# 2000659Firm CRD# 6911

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Barbara Ann Malone · SAN DIEGO, CA

Registration

CRD #2000659 · STOLPER & COMPANY · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STOLPER & COMPANY

STOLPER & CO., INC.

Nov 2003 – Jan 2026

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 65

Registration record

First registered · November 13, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STOLPER & COMPANY

CRD 6911 · SEC 801-11646

AUM

$616M

Regulatory assets under management

Employees

205 client accounts

Services offered by STOLPER & COMPANY

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STOLPER & COMPANY →

Introduction

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Frequently Asked Questions

What services does Barbara Ann Malone offer?

Barbara Ann Malone specializes in Financial Planning, Investment Management, Wealth Management.

What are Barbara Ann Malone's credentials?

Barbara Ann Malone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Barbara Ann Malone located?

Barbara Ann Malone is based in SAN DIEGO, California, last registered with STOLPER & COMPANY.

How does Barbara Ann Malone charge for services?

Barbara Ann Malone's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STOLPER & COMPANY?

STOLPER & COMPANY has approximately 3 employees and manages $616M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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