Unclaimed Profile

Erik Jason Canedy

SORRENTO PACIFIC FINANCIAL, LLC·SAN DIEGO, California

SIE, Series 4, Series 7, Series 24, Series 31, Series 52TO, Series 53, Series 66, Series 99TOClean record21 years registeredSORRENTO PACIFIC FINANCIAL, LLC

10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA 92131CRD# 4841685Firm CRD# 127787

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erik Jason Canedy · SAN DIEGO, CA

Registration

CRD #4841685 · SORRENTO PACIFIC FINANCIAL, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SORRENTO PACIFIC FINANCIAL, LLC

LPL FINANCIAL LLC

Oct 2022 – Dec 2025

SAN DIEGO, CA

CUSO FINANCIAL SERVICES, L.P.

May 2021 – Sep 2022

SAN DIEGO, CA

SORRENTO PACIFIC FINANCIAL, LLC

May 2021 – Sep 2022

SAN DIEGO, CA

LPL FINANCIAL LLC

Nov 2014 – May 2021

SAN DIEGO, CA

CUSO FINANCIAL SERVICES, L.P.

Aug 2007 – Nov 2014

SAN DIEGO, CA

XCU CAPITAL CORPORATION, INC.

Jul 2006 – Aug 2007

CARLSBAD, CA

LINSCO/PRIVATE LEDGER CORP.

Aug 2005 – Aug 2006

SAN DIEGO, CA

MORGAN STANLEY

Oct 2004 – Jun 2005

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 31

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · October 25, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SORRENTO PACIFIC FINANCIAL, LLC

CRD 127787 · SEC 801-70354

AUM

$193M

Regulatory assets under management

Employees

256

876 client accounts

Services offered by SORRENTO PACIFIC FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SORRENTO PACIFIC FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Erik Jason Canedy offer?

Erik Jason Canedy specializes in Financial Planning, Investment Management, Wealth Management.

What are Erik Jason Canedy's credentials?

Erik Jason Canedy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Erik Jason Canedy located?

Erik Jason Canedy is based in SAN DIEGO, California, last registered with SORRENTO PACIFIC FINANCIAL, LLC.

How does Erik Jason Canedy charge for services?

Erik Jason Canedy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SORRENTO PACIFIC FINANCIAL, LLC?

SORRENTO PACIFIC FINANCIAL, LLC has approximately 256 employees and manages $193M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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