Unclaimed Profile

Richard Stewart Dahl

SORRENTO PACIFIC FINANCIAL, LLC·SAN DIEGO, California

SIE, Series 4, Series 7, Series 14, Series 24, Series 31, Series 52TO, Series 53, Series 63, Series 66, Series 99TOClean record21 years registeredSORRENTO PACIFIC FINANCIAL, LLC

10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA 92131CRD# 1080878Firm CRD# 127787

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Stewart Dahl · SAN DIEGO, CA

Registration

CRD #1080878 · SORRENTO PACIFIC FINANCIAL, LLC · 21 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

May 2025 – present

CUSO FINANCIAL SERVICES, L.P.

Jan 2020 – May 2025

SAN DIEGO, CA

SORRENTO PACIFIC FINANCIAL, LLC

Jun 2005 – May 2025

SAN DIEGO, CA

LINSCO/PRIVATE LEDGER CORP.

Jan 2005 – Jun 2005

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 31

Series 52TO

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · January 11, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SORRENTO PACIFIC FINANCIAL, LLC

CRD 127787 · SEC 801-70354

AUM

$193M

Regulatory assets under management

Employees

256

876 client accounts

Services offered by SORRENTO PACIFIC FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SORRENTO PACIFIC FINANCIAL, LLC →

Introduction

Speak with Richard Stewart

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard Stewart is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN DIEGO?

Browse all registered financial advisors in SAN DIEGO, California or claim this profile if it's yours.

Browse SAN DIEGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Stewart Dahl offer?

Richard Stewart Dahl specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Richard Stewart Dahl's credentials?

Richard Stewart Dahl is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Stewart Dahl located?

Richard Stewart Dahl is based in SAN DIEGO, California, working with SORRENTO PACIFIC FINANCIAL, LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Richard Stewart Dahl charge for services?

Richard Stewart Dahl's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SORRENTO PACIFIC FINANCIAL, LLC?

SORRENTO PACIFIC FINANCIAL, LLC has approximately 256 employees and manages $193M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →