Unclaimed Profile

Richard Claude Donnelly

DONNELLY WEALTH ADVISORS, INC.·SAN DIEGO, California

Series 5, Series 7, Series 24, Series 63, Series 6529 years registeredDONNELLY WEALTH ADVISORS, INC.

5151 SHOREHAM PLACE, SAN DIEGO, CA 92122CRD# 728521Firm CRD# 113067

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Claude Donnelly · SAN DIEGO, CA

Registration

CRD #728521 · DONNELLY WEALTH ADVISORS, INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DONNELLY WEALTH ADVISORS, INC.

EP WEALTH ADVISORS

Jun 2018 – Jan 2026

San Diego, CA

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

May 2004 – Nov 2004

PITTSBURGH, PA

DONNELLY WEALTH ADVISORS, INC.

May 2003 – Nov 2018

SAN DIEGO, CA

AFFILIATED WEALTH ADVISORS, LLC

Jan 2003 – Dec 2004

SAN DIEGO, CA

LONDON PACIFIC ADVISORS

Jul 1997 – May 2004

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

2008Customer Dispute·Closed-No Action

1983Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DONNELLY WEALTH ADVISORS, INC.

CRD 113067 · SEC 801-60531

AUM

$405M

Regulatory assets under management

Employees

368 client accounts

Services offered by DONNELLY WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DONNELLY WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Richard Claude Donnelly offer?

Richard Claude Donnelly specializes in Financial Planning, Investment Management, Wealth Management.

What are Richard Claude Donnelly's credentials?

Richard Claude Donnelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Claude Donnelly located?

Richard Claude Donnelly is based in SAN DIEGO, California, last registered with DONNELLY WEALTH ADVISORS, INC..

How does Richard Claude Donnelly charge for services?

Richard Claude Donnelly's firm is compensated through percentage of aum, subscription fees, other: third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DONNELLY WEALTH ADVISORS, INC.?

DONNELLY WEALTH ADVISORS, INC. has approximately 7 employees and manages $405M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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