Unclaimed Profile

Mary Jo Unland

SORRENTO PACIFIC FINANCIAL, LLC·SAN DIEGO, California

SIE, Series 7, Series 24, Series 63, Series 65Clean record28 years registeredSORRENTO PACIFIC FINANCIAL, LLC

10455 SORRENTO VALLEY RD, SAN DIEGO, CA 92121CRD# 1035028Firm CRD# 127787

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary Jo Unland · SAN DIEGO, CA

Registration

CRD #1035028 · SORRENTO PACIFIC FINANCIAL, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SORRENTO PACIFIC FINANCIAL, LLC

SORRENTO PACIFIC FINANCIAL, LLC

Sep 2005 – Jun 2018

SAN DIEGO, CA

LINSCO/PRIVATE LEDGER CORP.

Feb 1998 – Sep 2005

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 25, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SORRENTO PACIFIC FINANCIAL, LLC

CRD 127787 · SEC 801-70354

AUM

$193M

Regulatory assets under management

Employees

256

876 client accounts

Services offered by SORRENTO PACIFIC FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SORRENTO PACIFIC FINANCIAL, LLC →

Introduction

Speak with Mary Jo

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Mary Jo is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN DIEGO?

Browse all registered financial advisors in SAN DIEGO, California or claim this profile if it's yours.

Browse SAN DIEGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Mary Jo Unland offer?

Mary Jo Unland specializes in Financial Planning, Investment Management, Wealth Management.

What are Mary Jo Unland's credentials?

Mary Jo Unland is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary Jo Unland located?

Mary Jo Unland is based in SAN DIEGO, California, last registered with SORRENTO PACIFIC FINANCIAL, LLC.

How does Mary Jo Unland charge for services?

Mary Jo Unland's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SORRENTO PACIFIC FINANCIAL, LLC?

SORRENTO PACIFIC FINANCIAL, LLC has approximately 256 employees and manages $193M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →