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MORGAN STANLEY SMITH BARNEY LLC
MORGAN STANLEY SMITH BARNEY LLC
MORGAN STANLEY
PURCHASE, New York
·
31 registered advisors
·
CRD# 149777
SEC# 801-70103
930
914-225-5510
01
Firm Overview
AUM
$1402.4B
Regulatory assets under management
Employees
29300
Total firm employees
Advisors
31
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
Subscription fees
Commissions
Performance-based fees
Other: SEE SCHEDULE D MISCELLANEOUS
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at MORGAN STANLEY SMITH BARNEY LLC
31 registered advisors
Adam Miles Kudelka
PURCHASE, New York
CRD# 3248465
Anastasia Catherine Ondek
PURCHASE, New York
CRD# 4964954
Andrew Michael Saperstein
PURCHASE, New York
CRD# 4728253
Chad Edward Turner
PURCHASE, New York
CRD# 6009808
Daniel Eliot Kosowsky
PURCHASE, New York
CRD# 4875178
David Anthony Galasso
PURCHASE, New York
CRD# 1926502
David Morano
PURCHASE, New York
CRD# 2189287
Edward Noel Pick
PURCHASE, New York
CRD# 2083303
Jacques Carlo Jr Adrien
PURCHASE, New York
CRD# 2996942
James Arthur Rosenthal
PURCHASE, New York
CRD# 4490808
James Patrick Gorman
PURCHASE, New York
CRD# 4026328
James Troy Janover
PURCHASE, New York
CRD# 2818307
Jed Finn
PURCHASE, New York
CRD# 5658048
Jeffrey Allen Gelfand
PURCHASE, New York
CRD# 3198911
Jennifer A Grego
PURCHASE, New York
CRD# 4928947
Jerry John Camera
PURCHASE, New York
CRD# 1132460
Jill A Richmond
PURCHASE, New York
CRD# 2400492
Joyce Paumen Michael
PURCHASE, New York
CRD# 1654603
Mary Richards Ambrecht
PURCHASE, New York
CRD# 2022454
Michael Louis Corbat
PURCHASE, New York
CRD# 1176747
Michael S Hennessy
PURCHASE, New York
CRD# 1988660
Norman Wilson Heusser
PURCHASE, New York
CRD# 1859711
Patricia Kay Fletcher
PURCHASE, New York
CRD# 1202060
Rajat Dhanda
PURCHASE, New York
CRD# 1994956
Raymond Albert Jr Harris
PURCHASE, New York
CRD# 1363371
Rose-Anne-Nancy Richter
PURCHASE, New York
CRD# 1771193
Sara Hassan Furber
PURCHASE, New York
CRD# 2912596
Shelley Suzanne O'connor
PURCHASE, New York
CRD# 1327260
Stephen R. Volk
PURCHASE, New York
CRD# 4440551
Steven Manuel Santos
PURCHASE, New York
CRD# 1832309
William Givens
PURCHASE, New York
CRD# 2790454
05
Office Locations
PURCHASE, New York
31 advisors
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Data sourced from SEC Form ADV filings. MORGAN STANLEY SMITH BARNEY LLC (CRD# 149777) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.