Unclaimed Profile

Robert Lloyd Fitch

JAMES RIVER ASSET MANAGEMENT, LLC·MIDLOTHIAN, Virginia

SIE, Series 1, Series 7TO, Series 63ChFCClean record30 years registeredJAMES RIVER ASSET MANAGEMENT, LLC

15521 MIDLOTHIAN TNPK., MIDLOTHIAN, VA 23113CRD# 208913Firm CRD# 117917

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Lloyd Fitch · MIDLOTHIAN, VA

Registration

CRD #208913 · JAMES RIVER ASSET MANAGEMENT, LLC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JAMES RIVER ASSET MANAGEMENT, LLC

JAMES RIVER ASSET MANAGEMENT, LLC

Jun 1996 – Jun 2021

Midlothian, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 63

Registration record

First registered · June 26, 1996

Years registered · 30

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JAMES RIVER ASSET MANAGEMENT, LLC

CRD 117917 · SEC 801-112743

AUM

$149M

Regulatory assets under management

Employees

646 client accounts

Services offered by JAMES RIVER ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JAMES RIVER ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Lloyd Fitch offer?

Robert Lloyd Fitch specializes in Financial Planning, Investment Management.

What are Robert Lloyd Fitch's credentials?

Robert Lloyd Fitch holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Robert Lloyd Fitch located?

Robert Lloyd Fitch is based in MIDLOTHIAN, Virginia, last registered with JAMES RIVER ASSET MANAGEMENT, LLC.

How does Robert Lloyd Fitch charge for services?

Robert Lloyd Fitch's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JAMES RIVER ASSET MANAGEMENT, LLC?

JAMES RIVER ASSET MANAGEMENT, LLC has approximately 10 employees and manages $149M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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