Unclaimed Profile

Brian Thomas Hennaman

JAMES RIVER ASSET MANAGEMENT, LLC·MIDLOTHIAN, Virginia

SIE, Series 6, Series 7, Series 63, Series 65CFP24 years registeredJAMES RIVER ASSET MANAGEMENT, LLC

15521 MIDLOTHIAN TNPK., MIDLOTHIAN, VA 23113CRD# 3084766Firm CRD# 117917

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Thomas Hennaman · MIDLOTHIAN, VA

Registration

CRD #3084766 · JAMES RIVER ASSET MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

JUST A CONVERSATION, LLC

Feb 2026 – present

JAMES RIVER ASSET MANAGEMENT, LLC

Feb 2012 – Feb 2020

MIDLOTHIAN, VA

INVESTORS SECURITY COMPANY, INC.

Nov 2007 – Feb 2012

MIDLOTHIAN, VA

OLD DOMINION ASSET MANAGEMENT INC.

Sep 2006 – Nov 2007

RICHMOND, VA

QA3 FINANCIAL LLC

Dec 2005 – Sep 2006

RICHMOND, VA

CAPITAL INVESTMENT ADVISORS

Jul 2002 – Dec 2005

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · July 31, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

2023Criminal·Final Disposition

2020Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

JAMES RIVER ASSET MANAGEMENT, LLC

CRD 117917 · SEC 801-112743

AUM

$149M

Regulatory assets under management

Employees

646 client accounts

Services offered by JAMES RIVER ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JAMES RIVER ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Thomas Hennaman offer?

Brian Thomas Hennaman specializes in Financial Planning, Investment Management. Contact their office in MIDLOTHIAN, Virginia for a consultation.

What are Brian Thomas Hennaman's credentials?

Brian Thomas Hennaman holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brian Thomas Hennaman located?

Brian Thomas Hennaman is based in MIDLOTHIAN, Virginia, working with JAMES RIVER ASSET MANAGEMENT, LLC. Their office serves clients in the MIDLOTHIAN metropolitan area and surrounding communities.

How does Brian Thomas Hennaman charge for services?

Brian Thomas Hennaman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JAMES RIVER ASSET MANAGEMENT, LLC?

JAMES RIVER ASSET MANAGEMENT, LLC has approximately 10 employees and manages $149M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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