Unclaimed Profile

Sally Shannon Orr

JAMES RIVER ASSET MANAGEMENT, LLC·MIDLOTHIAN, Virginia

SIE, Series 7TO, Series 24Clean recordJAMES RIVER ASSET MANAGEMENT, LLC

15521 MIDLOTHIAN TNPK., MIDLOTHIAN, VA 23113CRD# 5498407Firm CRD# 117917

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sally Shannon Orr · MIDLOTHIAN, VA

Registration

CRD #5498407 · JAMES RIVER ASSET MANAGEMENT, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JAMES RIVER ASSET MANAGEMENT, LLC

CRD 117917 · SEC 801-112743

AUM

$149M

Regulatory assets under management

Employees

646 client accounts

Services offered by JAMES RIVER ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JAMES RIVER ASSET MANAGEMENT, LLC →

Introduction

Speak with Sally

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Sally is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MIDLOTHIAN?

Browse all registered financial advisors in MIDLOTHIAN, Virginia or claim this profile if it's yours.

Browse MIDLOTHIAN Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Sally Shannon Orr offer?

Sally Shannon Orr specializes in Financial Planning, Investment Management. Contact their office in MIDLOTHIAN, Virginia for a consultation.

What are Sally Shannon Orr's credentials?

Sally Shannon Orr is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sally Shannon Orr located?

Sally Shannon Orr is based in MIDLOTHIAN, Virginia, working with JAMES RIVER ASSET MANAGEMENT, LLC. Their office serves clients in the MIDLOTHIAN metropolitan area and surrounding communities.

How does Sally Shannon Orr charge for services?

Sally Shannon Orr's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JAMES RIVER ASSET MANAGEMENT, LLC?

JAMES RIVER ASSET MANAGEMENT, LLC has approximately 10 employees and manages $149M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →