Unclaimed Profile

Devin J Garofalo

COLONIAL RIVER INVESTMENTS, LLC·MIDLOTHIAN, Virginia

SIE, Series 6, Series 7, Series 24, Series 63, Series 6516 years registeredCOLONIAL RIVER INVESTMENTS, LLC

340 BROWNS HILL COURT, MIDLOTHIAN, VA 23114CRD# 4853435Firm CRD# 284839

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Devin J Garofalo · MIDLOTHIAN, VA

Registration

CRD #4853435 · COLONIAL RIVER INVESTMENTS, LLC · 16 years registered

Brand Profile

Not yet started

Career History

COLONIAL RIVER WEALTH MANAGEMENT LLC

Oct 2016 – present

LPL FINANCIAL LLC

Oct 2016 – present

LINCOLN FINANCIAL ADVISORS CORPORATION

Jul 2013 – Dec 2016

NEWPORT NEWS, VA

STRATOS WEALTH PARTNERS, LTD

Aug 2011 – Jul 2013

GLEN ALLEN, VA

LPL FINANCIAL LLC

Jun 2010 – Aug 2011

GLEN ALLEN, VA

NEXT FINANCIAL GROUP, INC.

Jan 2010 – Jun 2010

GLEN ALLEN, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 26, 2010

Years registered · 16

Disclosure History

2024Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COLONIAL RIVER INVESTMENTS, LLC

CRD 284839 · SEC 801-113243

AUM

$275M

Regulatory assets under management

Employees

1,415 client accounts

Services offered by COLONIAL RIVER INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COLONIAL RIVER INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Devin J Garofalo offer?

Devin J Garofalo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MIDLOTHIAN, Virginia for a consultation.

What are Devin J Garofalo's credentials?

Devin J Garofalo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Devin J Garofalo located?

Devin J Garofalo is based in MIDLOTHIAN, Virginia, working with COLONIAL RIVER INVESTMENTS, LLC. Their office serves clients in the MIDLOTHIAN metropolitan area and surrounding communities.

How does Devin J Garofalo charge for services?

Devin J Garofalo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COLONIAL RIVER INVESTMENTS, LLC?

COLONIAL RIVER INVESTMENTS, LLC has approximately 16 employees and manages $275M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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