Unclaimed Profile

Lucas Lee Swygard

JAMES RIVER ASSET MANAGEMENT, LLC·MIDLOTHIAN, Virginia

Clean recordJAMES RIVER ASSET MANAGEMENT, LLC

15521 MIDLOTHIAN TNPK., MIDLOTHIAN, VA 23113CRD# 5752897Firm CRD# 117917

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lucas Lee Swygard · MIDLOTHIAN, VA

Registration

CRD #5752897 · JAMES RIVER ASSET MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Lucas Lee Swygard is a registered financial advisor based in MIDLOTHIAN, Virginia, affiliated with JAMES RIVER ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

JAMES RIVER ASSET MANAGEMENT, LLC

AUM

$149M

Regulatory assets under management

Employees

Total firm employees

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Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 5752897

Firm CRD# 117917

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Frequently Asked Questions

What services does Lucas Lee Swygard offer?

Lucas Lee Swygard specializes in Financial Planning, Investment Management. Contact their office in MIDLOTHIAN, Virginia for a consultation.

What are Lucas Lee Swygard's credentials?

Lucas Lee Swygard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lucas Lee Swygard located?

Lucas Lee Swygard is based in MIDLOTHIAN, Virginia, working with JAMES RIVER ASSET MANAGEMENT, LLC. Their office serves clients in the MIDLOTHIAN metropolitan area and surrounding communities.

How does Lucas Lee Swygard charge for services?

Lucas Lee Swygard's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JAMES RIVER ASSET MANAGEMENT, LLC?

JAMES RIVER ASSET MANAGEMENT, LLC has approximately 10 employees and manages $149M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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