Unclaimed Profile

Alvin Hudson Miller

JAMES RIVER ASSET MANAGEMENT, LLC·MIDLOTHIAN, Virginia

SIE, Series 5, Series 7, Series 63, Series 65Clean record30 years registeredJAMES RIVER ASSET MANAGEMENT, LLC

15521 MIDLOTHIAN TNPK., MIDLOTHIAN, VA 23113CRD# 1074249Firm CRD# 117917

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alvin Hudson Miller · MIDLOTHIAN, VA

Registration

CRD #1074249 · JAMES RIVER ASSET MANAGEMENT, LLC · 30 years registered

Brand Profile

Not yet started

Career History

JAMES RIVER ASSET MANAGEMENT, LLC

Jun 1996 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 5

Series 7

Series 63

Series 65

Registration record

First registered · June 26, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JAMES RIVER ASSET MANAGEMENT, LLC

CRD 117917 · SEC 801-112743

AUM

$149M

Regulatory assets under management

Employees

646 client accounts

Services offered by JAMES RIVER ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JAMES RIVER ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Alvin Hudson Miller offer?

Alvin Hudson Miller specializes in Financial Planning, Investment Management. Contact their office in MIDLOTHIAN, Virginia for a consultation.

What are Alvin Hudson Miller's credentials?

Alvin Hudson Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alvin Hudson Miller located?

Alvin Hudson Miller is based in MIDLOTHIAN, Virginia, working with JAMES RIVER ASSET MANAGEMENT, LLC. Their office serves clients in the MIDLOTHIAN metropolitan area and surrounding communities.

How does Alvin Hudson Miller charge for services?

Alvin Hudson Miller's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JAMES RIVER ASSET MANAGEMENT, LLC?

JAMES RIVER ASSET MANAGEMENT, LLC has approximately 10 employees and manages $149M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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