Unclaimed Profile

Stacy Ann Clifford

HOLISTIC WEALTH ADVISORS·CLIFTON PARK, New York

SIE, Series 6, Series 7, Series 63, Series 66Clean record13 years registeredHOLISTIC WEALTH ADVISORS

5 SOUTHSIDE DRIVE, CLIFTON PARK, NY 12065CRD# 4577816Firm CRD# 332918

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stacy Ann Clifford · CLIFTON PARK, NY

Registration

CRD #4577816 · HOLISTIC WEALTH ADVISORS · 13 years registered

Brand Profile

Not yet started

Career History

HOLISTIC WEALTH ADVISORS

Dec 2024 – present

LPL FINANCIAL LLC

Dec 2017 – present

STRATOS WEALTH PARTNERS, LTD

Dec 2017 – Dec 2024

Clifton Park, NY

CETERA INVESTMENT ADVISERS LLC

Jul 2015 – Dec 2017

CLIFTON PARK, NY

HOLISTIC WEALTH ADVISORS, LLC

Dec 2012 – Oct 2014

CLIFTON PARK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · December 10, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HOLISTIC WEALTH ADVISORS

CRD 332918 · SEC 801-131511

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by HOLISTIC WEALTH ADVISORS

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HOLISTIC WEALTH ADVISORS →

Introduction

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Frequently Asked Questions

What services does Stacy Ann Clifford offer?

Stacy Ann Clifford specializes in Financial Planning, Investment Management. Contact their office in CLIFTON PARK, New York for a consultation.

What are Stacy Ann Clifford's credentials?

Stacy Ann Clifford is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stacy Ann Clifford located?

Stacy Ann Clifford is based in CLIFTON PARK, New York, working with HOLISTIC WEALTH ADVISORS. Their office serves clients in the CLIFTON PARK metropolitan area and surrounding communities.

How does Stacy Ann Clifford charge for services?

Stacy Ann Clifford's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOLISTIC WEALTH ADVISORS?

HOLISTIC WEALTH ADVISORS has approximately 9 employees. The firm is registered with the SEC as an investment adviser.

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