Unclaimed Profile

Andrew Gregory Guzzetti

DLG WEALTH MANAGEMENT LLC·CLIFTON PARK, New York

SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 23, Series 24, Series 63, Series 65, Series 79TO, Series 99TO22 years registeredDLG WEALTH MANAGEMENT LLC

6 EXECUTIVE PARK ROAD, CLIFTON PARK, NY 12065CRD# 1222508Firm CRD# 151046

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Gregory Guzzetti · CLIFTON PARK, NY

Registration

CRD #1222508 · DLG WEALTH MANAGEMENT LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DLG WEALTH MANAGEMENT LLC

DLG WEALTH MANAGEMENT LLC

Feb 2010 – Mar 2018

CLIFTON PARK, NY

MCGINN, SMITH ADVISORS LLC

Feb 2006 – Apr 2009

ALBANY, NY

KEYSTONE ASSET ADVISORS, L.P.

Mar 2004 – Sep 2004

OAKS, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 9

Series 10

Series 23

Series 24

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · March 2, 2004

Years registered · 22

Disclosure History

2013Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ETICO WEALTH MANAGEMENT LLC

CRD 151046 · SEC 801-70445

AUM

$226K

Regulatory assets under management

Employees

2 client accounts

Services offered by ETICO WEALTH MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ETICO WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Andrew Gregory Guzzetti offer?

Andrew Gregory Guzzetti specializes in Investment Management, Fee-Only Advisory.

What are Andrew Gregory Guzzetti's credentials?

Andrew Gregory Guzzetti is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Gregory Guzzetti located?

Andrew Gregory Guzzetti is based in CLIFTON PARK, New York, last registered with DLG WEALTH MANAGEMENT LLC.

How does Andrew Gregory Guzzetti charge for services?

Andrew Gregory Guzzetti's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DLG WEALTH MANAGEMENT LLC?

DLG WEALTH MANAGEMENT LLC has approximately 2 employees and manages $226K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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