Unclaimed Profile

Walton Aldrich Williams

CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC·CLIFTON PARK, New York

Clean record4 years registeredCAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC

10 MAXWELL DRIVE, CLIFTON PARK, NY 12065CRD# 4649489Firm CRD# 125689

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Walton Aldrich Williams · CLIFTON PARK, NY

Registration

CRD #4649489 · CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC

CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC

Nov 2021 – Dec 2022

CLIFTON PARK, NY

Registrations & Exams

Registration record

First registered · November 12, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC

CRD 125689 · SEC 801-69021

AUM

$217M

Regulatory assets under management

Employees

568 client accounts

Services offered by CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC →

Introduction

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Frequently Asked Questions

What services does Walton Aldrich Williams offer?

Walton Aldrich Williams specializes in Financial Planning, Investment Management.

What are Walton Aldrich Williams's credentials?

Walton Aldrich Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Walton Aldrich Williams located?

Walton Aldrich Williams is based in CLIFTON PARK, New York, last registered with CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC.

How does Walton Aldrich Williams charge for services?

Walton Aldrich Williams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC?

CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC has approximately 1 employees and manages $217M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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