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Wendy-Sue Elliott

ETICO WEALTH MANAGEMENT LLC·CLIFTON PARK, New York
SIE, Series 7, Series 24, Series 63, Series 99TOClean recordETICO WEALTH MANAGEMENT LLC
1795 ROUTE 9, CLIFTON PARK, NY 12065CRD# 5790567Firm CRD# 151046

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Wendy-Sue Elliott · CLIFTON PARK, NY
Registration
CRD #5790567 · ETICO WEALTH MANAGEMENT LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ETICO WEALTH MANAGEMENT LLC
CRD 151046 · SEC 801-70445
AUM
$226K
Regulatory assets under management
Employees
2
2 client accounts
Services offered by ETICO WEALTH MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at ETICO WEALTH MANAGEMENT LLC →
Introduction

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Frequently Asked Questions

What services does Wendy-Sue Elliott offer?
Wendy-Sue Elliott specializes in Investment Management, Fee-Only Advisory. Contact their office in CLIFTON PARK, New York for a consultation.
What are Wendy-Sue Elliott's credentials?
Wendy-Sue Elliott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wendy-Sue Elliott located?
Wendy-Sue Elliott is based in CLIFTON PARK, New York, working with ETICO WEALTH MANAGEMENT LLC. Their office serves clients in the CLIFTON PARK metropolitan area and surrounding communities.
How does Wendy-Sue Elliott charge for services?
Wendy-Sue Elliott's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ETICO WEALTH MANAGEMENT LLC?
ETICO WEALTH MANAGEMENT LLC has approximately 2 employees and manages $226K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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