Unclaimed Profile

Jeffrey Spencer Sargent

HOLISTIC WEALTH ADVISORS·CLIFTON PARK, New York

SIE, Series 3, Series 4, Series 7, Series 7TO, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 65Clean record21 years registeredHOLISTIC WEALTH ADVISORS

5 SOUTHSIDE DRIVE, CLIFTON PARK, NY 12065CRD# 2167467Firm CRD# 332918

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Spencer Sargent · CLIFTON PARK, NY

Registration

CRD #2167467 · HOLISTIC WEALTH ADVISORS · 21 years registered

Brand Profile

Not yet started

Career History

STANSBERRY ASSET MANAGEMENT, LLC

Aug 2022 – present

LPL FINANCIAL LLC

Mar 2021 – Apr 2021

WEST HARTFORD, CT

NORTHSTAR WEALTH PARTNERS LLC

Jan 2018 – Feb 2021

WEST HARTFORD, CT

WESTPORT RESOURCES MANAGEMENT INC

Jul 2009 – Dec 2016

WESTPORT, CT

PRINCOR FINANCIAL SERVICES CORPORATION

Oct 2005 – Sep 2008

NORWALK, CT

NEW ENGLAND SECURITIES CORPORATION

Mar 2005 – Jun 2005

NORWALK, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 7TO

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · March 23, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HOLISTIC WEALTH ADVISORS

CRD 332918 · SEC 801-131511

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by HOLISTIC WEALTH ADVISORS

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HOLISTIC WEALTH ADVISORS →

Introduction

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Frequently Asked Questions

What services does Jeffrey Spencer Sargent offer?

Jeffrey Spencer Sargent specializes in Financial Planning, Investment Management. Contact their office in CLIFTON PARK, New York for a consultation.

What are Jeffrey Spencer Sargent's credentials?

Jeffrey Spencer Sargent is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Spencer Sargent located?

Jeffrey Spencer Sargent is based in CLIFTON PARK, New York, working with HOLISTIC WEALTH ADVISORS. Their office serves clients in the CLIFTON PARK metropolitan area and surrounding communities.

How does Jeffrey Spencer Sargent charge for services?

Jeffrey Spencer Sargent's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOLISTIC WEALTH ADVISORS?

HOLISTIC WEALTH ADVISORS has approximately 9 employees. The firm is registered with the SEC as an investment adviser.

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