Unclaimed Profile

William Charles Jerome

CAPITAL FINANCIAL SERVICES LLC·CLIFTON PARK, New York

20 years registeredCAPITAL FINANCIAL SERVICES LLC

855 ROUTE 146, CLIFTON PARK, NY 12065CRD# 4341505Firm CRD# 107960

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Charles Jerome · CLIFTON PARK, NY

Registration

CRD #4341505 · CAPITAL FINANCIAL SERVICES LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL FINANCIAL SERVICES LLC

CAPITAL FINANCIAL SERVICES LLC

May 2006 – Jan 2023

CLIFTON PARK, NY

Registrations & Exams

Registration record

First registered · May 15, 2006

Years registered · 20

Disclosure History

1993Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL FINANCIAL SERVICES LLC

CRD 107960 · SEC 801-57725

AUM

$128M

Regulatory assets under management

Employees

484 client accounts

Services offered by CAPITAL FINANCIAL SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL FINANCIAL SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does William Charles Jerome offer?

William Charles Jerome specializes in Financial Planning, Investment Management.

What are William Charles Jerome's credentials?

William Charles Jerome is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Charles Jerome located?

William Charles Jerome is based in CLIFTON PARK, New York, last registered with CAPITAL FINANCIAL SERVICES LLC.

How does William Charles Jerome charge for services?

William Charles Jerome's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL FINANCIAL SERVICES LLC?

CAPITAL FINANCIAL SERVICES LLC has approximately 5 employees and manages $128M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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