PRINCIPAL SECURITIES, INC.

DES MOINES, Iowa·33 registered advisors·CRD# 1137
SEC# 801-54949384888-774-6267
01

Firm Overview

AUM
$12.1B
Regulatory assets under management
Employees
1349
Total firm employees
Advisors
33
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: SEMINAR FEES, SOLICITORS FEES, SUBSCRIPTION CONSULTING FEES
03

Specialties

Financial PlanningInvestment Management
04

Advisors at PRINCIPAL SECURITIES, INC.

33 registered advisors
Amy Christine Friedrich
DES MOINES, Iowa
Anthony Shea Treadway
DES MOINES, Iowa
Brock Jeffrey Cooper
DES MOINES, Iowa
Carla Kay Beitzel
DES MOINES, Iowa
Catherine Meaghan Alvarez
DES MOINES, Iowa
Chad Thomas Claire
DES MOINES, Iowa
Cody Anthony Lawler
DES MOINES, Iowa
Craig Alan Spadafora
DES MOINES, Iowa
Curtis Brian Hollebrands
DES MOINES, Iowa
Daniel Simon Vanwinkle
DES MOINES, Iowa
David Andrew Rigler
DES MOINES, Iowa
Dawn Marie Roberts
DES MOINES, Iowa
Deanna Dawnette Strable-Soethout
DES MOINES, Iowa
Douglas Brian Hodgson
DES MOINES, Iowa
Douglas John Rants
DES MOINES, Iowa
Gina Graham
DES MOINES, Iowa
Gregory Bernard Elming
DES MOINES, Iowa
Jeffrey Alan Van Baale
DES MOINES, Iowa
Jennifer A R Litchfield
DES MOINES, Iowa
Jesus Manuel Beltran
DES MOINES, Iowa
John W Wetherell
DES MOINES, Iowa
Joyce Nixson Hoffman
DES MOINES, Iowa
Julia Marie Lawler
DES MOINES, Iowa
Julie Sinn Leclere
DES MOINES, Iowa
Kenneth Allen Mccullum
DES MOINES, Iowa
Lee Marvin Harms
DES MOINES, Iowa
Michael Dennis Roughton
DES MOINES, Iowa
Michael Francis Murray
DES MOINES, Iowa
Nathan Paul Schelhaas
DES MOINES, Iowa
Nora Mary Everett
DES MOINES, Iowa
Ralph Craig Eucher
DES MOINES, Iowa
Thomas John Drogan
DES MOINES, Iowa
Traci Lea Weldon
DES MOINES, Iowa
05

Office Locations

DES MOINES, Iowa
33 advisors

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Data sourced from SEC Form ADV filings. PRINCIPAL SECURITIES, INC. (CRD# 1137) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.