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David L Kappus

USI SECURITIES, INC.·GLASTONBURY, Connecticut
Unclaimed Profile
95 GLASTONBURY BLVD., GLASTONBURY, CT 06033CRD# 6837749Firm CRD# 43793
01

About

David L Kappus is a registered financial advisor based in GLASTONBURY, Connecticut, affiliated with USI SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
USI SECURITIES, INC.
USI SECURITIES, INC.
AUM
—
Regulatory assets under management
Employees
24
Total firm employees
View all advisors at USI SECURITIES, INC. →
Services
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: BUNDLED CONSULTING AND ADVISORY FEES
Regulatory
SEC/IARD CRD# 6837749
Firm CRD# 43793
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David L Kappus offer?
David L Kappus is a registered financial advisor in GLASTONBURY, Connecticut. Contact their office for details on services offered.
What are David L Kappus's credentials?
David L Kappus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David L Kappus located?
David L Kappus is based in GLASTONBURY, Connecticut, working with USI SECURITIES, INC.. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.
How does David L Kappus charge for services?
David L Kappus's firm is compensated through percentage of aum, hourly charges, subscription fees, other: bundled consulting and advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is USI SECURITIES, INC.?
USI SECURITIES, INC. has approximately 24 employees. The firm is registered with the SEC as an investment adviser.
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Other advisors in GLASTONBURY
Peter William Haas — HAAS, PETER WILLIAMAnn Jennie Terranova — APELLA CAPITAL, LLCBrian Joseph Sheehan — ROSSMORE PRIVATE CAPITAL, LLCErnest Joshua Newborn — USI SECURITIES, INC.John Frank Vaughn — USI SECURITIES, INC.
Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
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Research
Advisor Fees in ConnecticutNational Fee Analysis
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