Unclaimed Profile

David L Kappus

USI SECURITIES, INC.·GLASTONBURY, Connecticut

Clean recordUSI SECURITIES, INC.

95 GLASTONBURY BLVD., GLASTONBURY, CT 06033CRD# 6837749Firm CRD# 43793

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David L Kappus · GLASTONBURY, CT

Registration

CRD #6837749 · USI SECURITIES, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

David L Kappus is a registered financial advisor based in GLASTONBURY, Connecticut, affiliated with USI SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

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Introduction

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Firm Overview

Firm

USI SECURITIES, INC.

AUM

—

Regulatory assets under management

Employees

Total firm employees

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Services

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Other: BUNDLED CONSULTING AND ADVISORY FEES

Regulatory

SEC/IARD CRD# 6837749

Firm CRD# 43793

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Frequently Asked Questions

What services does David L Kappus offer?

David L Kappus is a registered financial advisor in GLASTONBURY, Connecticut. Contact their office for details on services offered.

What are David L Kappus's credentials?

David L Kappus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David L Kappus located?

David L Kappus is based in GLASTONBURY, Connecticut, working with USI SECURITIES, INC.. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.

How does David L Kappus charge for services?

David L Kappus's firm is compensated through percentage of aum, hourly charges, subscription fees, other: bundled consulting and advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is USI SECURITIES, INC.?

USI SECURITIES, INC. has approximately 24 employees. The firm is registered with the SEC as an investment adviser.

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