USI SECURITIES, INC.

GLASTONBURY, Connecticut·9 registered advisors·CRD# 43793
SEC# 801-5657814860-652-3239
01

Firm Overview

AUM
—
Regulatory assets under management
Employees
24
Total firm employees
Advisors
9
Registered representatives
02

Services & Fees

Advisory Services
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: BUNDLED CONSULTING AND ADVISORY FEES
03

Advisors at USI SECURITIES, INC.

9 registered advisors
David L Kappus
GLASTONBURY, Connecticut
Ernest Joshua Newborn
GLASTONBURY, Connecticut
John Frank Vaughn
GLASTONBURY, Connecticut
Joseph John Jr Gritzer
GLASTONBURY, Connecticut
Lawrence Forbes Mcintosh
GLASTONBURY, Connecticut
Melinda Mcdonald Robidoux
GLASTONBURY, Connecticut
Richard Charles Bowman
GLASTONBURY, Connecticut
Susan Meredith Fullwood
GLASTONBURY, Connecticut
William Michael Tremko
GLASTONBURY, Connecticut
05

Office Locations

GLASTONBURY, Connecticut
9 advisors

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Data sourced from SEC Form ADV filings. USI SECURITIES, INC. (CRD# 43793) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.