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Richard Charles Bowman

USI SECURITIES, INC.·GLASTONBURY, Connecticut
Clean recordUSI SECURITIES, INC.
95 GLASTONBURY BLVD., GLASTONBURY, CT 06033CRD# 2356525Firm CRD# 43793

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Charles Bowman · GLASTONBURY, CT
Registration
CRD #2356525 · USI SECURITIES, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Richard Charles Bowman is a registered financial advisor based in GLASTONBURY, Connecticut, affiliated with USI SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

Introduction

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03

Firm Overview

Firm
USI SECURITIES, INC.
USI SECURITIES, INC.
AUM
Regulatory assets under management
Employees
24
Total firm employees
Services
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: BUNDLED CONSULTING AND ADVISORY FEES
Regulatory
SEC/IARD CRD# 2356525
Firm CRD# 43793
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05

Frequently Asked Questions

What services does Richard Charles Bowman offer?
Richard Charles Bowman is a registered financial advisor in GLASTONBURY, Connecticut. Contact their office for details on services offered.
What are Richard Charles Bowman's credentials?
Richard Charles Bowman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Charles Bowman located?
Richard Charles Bowman is based in GLASTONBURY, Connecticut, working with USI SECURITIES, INC.. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.
How does Richard Charles Bowman charge for services?
Richard Charles Bowman's firm is compensated through percentage of aum, hourly charges, subscription fees, other: bundled consulting and advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is USI SECURITIES, INC.?
USI SECURITIES, INC. has approximately 24 employees. The firm is registered with the SEC as an investment adviser.
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