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Richard Charles Bowman

USI SECURITIES, INC.·GLASTONBURY, Connecticut
SIE, Series 6, Series 7, Series 24, Series 28, Series 52TO, Series 53, Series 63, Series 99TOClean recordUSI SECURITIES, INC.
95 GLASTONBURY BLVD., GLASTONBURY, CT 06033CRD# 2356525Firm CRD# 43793

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Charles Bowman · GLASTONBURY, CT
Registration
CRD #2356525 · USI SECURITIES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 28
Series 52TO
Series 53
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
USI SECURITIES, INC.
CRD 43793 · SEC 801-56578
Employees
24
Total firm employees
Services offered by USI SECURITIES, INC.
Per Form ADV
Security ratings or pricing services
View all advisors at USI SECURITIES, INC. →
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04

Frequently Asked Questions

What services does Richard Charles Bowman offer?
Richard Charles Bowman is a registered financial advisor in GLASTONBURY, Connecticut. Contact their office for details on services offered.
What are Richard Charles Bowman's credentials?
Richard Charles Bowman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Charles Bowman located?
Richard Charles Bowman is based in GLASTONBURY, Connecticut, working with USI SECURITIES, INC.. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.
How does Richard Charles Bowman charge for services?
Richard Charles Bowman's firm is compensated through percentage of aum, hourly charges, subscription fees, other: bundled consulting and advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is USI SECURITIES, INC.?
USI SECURITIES, INC. has approximately 24 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at USI SECURITIES, INC.

William Michael Tremko
GLASTONBURY, CT
Joseph John Jr Gritzer
GLASTONBURY, CT
Susan Meredith Fullwood
GLASTONBURY, CT
John Frank Vaughn
GLASTONBURY, CT
Melinda Mcdonald Robidoux
GLASTONBURY, CT

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