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Richard Thomas Rego

ALPHA CAPITAL RESEARCH, LLC·GLASTONBURY, Connecticut
Series 3Clean record28 years registeredALPHA CAPITAL RESEARCH, LLC
701 HEBRON AVE., GLASTONBURY, CT 06033CRD# 2145140Firm CRD# 113330

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Thomas Rego · GLASTONBURY, CT
Registration
CRD #2145140 · ALPHA CAPITAL RESEARCH, LLC · 28 years registered
Brand Profile
Not yet started
01

Career History

ALPHA CAPITAL RESEARCH, LLC
Nov 1997 – present
02

Registrations & Exams

FINRA examinations passed
Series 3
Registration record
First registered · November 20, 1997
Years registered · 28
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ALPHA CAPITAL RESEARCH, LLC
CRD 113330 · SEC 801-58247
AUM
$58M
Regulatory assets under management
Employees
2
6 client accounts
Services offered by ALPHA CAPITAL RESEARCH, LLC
Per Form ADV
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at ALPHA CAPITAL RESEARCH, LLC →
Introduction

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05

Frequently Asked Questions

What services does Richard Thomas Rego offer?
Richard Thomas Rego specializes in Retirement Planning, Wealth Management. Contact their office in GLASTONBURY, Connecticut for a consultation.
What are Richard Thomas Rego's credentials?
Richard Thomas Rego is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Thomas Rego located?
Richard Thomas Rego is based in GLASTONBURY, Connecticut, working with ALPHA CAPITAL RESEARCH, LLC. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.
How does Richard Thomas Rego charge for services?
Richard Thomas Rego's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALPHA CAPITAL RESEARCH, LLC?
ALPHA CAPITAL RESEARCH, LLC has approximately 2 employees and manages $58M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Scott Nathaniel Brody
GLASTONBURY, CT

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