How to Choose a Financial Advisor in DARIEN, CT

A data-driven guide based on 48 registered advisors in DARIEN

Local Market Overview

There are 48 registered financial advisors in DARIEN, Connecticut. Approximately 85% report fee-based compensation, while 2% include commission-based compensation. The average firm serving DARIEN manages $6.1B in assets.

Registered Advisors

In DARIEN, CT

Avg Firm AUM

$6.1B

Assets under management

Top Credential

CFA

1 advisors

Compensation Types Reported

Percentage of AUM

85% of advisors · 41 total

Subscription fees

50% of advisors · 24 total

Performance-based fees

38% of advisors · 18 total

Hourly charges

10% of advisors · 5 total

Other: SALARY

2% of advisors · 1 total

Other: PERFORMANCE BASED FEES

2% of advisors · 1 total

What to Look For

Check their credentials

The CFP (Certified Financial Planner) is the gold standard for comprehensive financial planning. A CFA (Chartered Financial Analyst) signals deep investment expertise, while a ChFC (Chartered Financial Consultant) covers insurance and estate planning.

Understand fee structures

Fee-only advisors charge only for their advice (hourly, flat fee, or % of AUM). Fee-based advisors may also earn commissions on products they sell. Commission-only advisors earn money from product sales. Fee-only is generally considered the least conflicted model. See Connecticut fee analysis →

Verify their registration

Every legitimate advisor should be registered with the SEC or their state. Check FINRA BrokerCheck for disciplinary history, disclosures, and registration status. All advisors on AdvisorOS are sourced from official SEC/FINRA registration data.

Ask about account minimums

Some advisors require $250,000 or more to open an account. Others work with any portfolio size. Ask upfront to avoid wasting time on advisors who aren't a fit.

Review their Form CRS

The Form CRS (Client Relationship Summary) is a 2-page document every advisor must provide. It explains services, fees, conflicts of interest, and disciplinary history in plain language. Ask for it before your first meeting.

Browse Advisors in DARIEN

48 advisors in DARIEN, CT

Search the full directory of registered financial advisors in DARIEN. Compare credentials, specialties, and firm details — all based on SEC and FINRA public data.

Browse DARIEN Advisors All Cities in Connecticut

Frequently Asked Questions

How many financial advisors are in DARIEN, CT?

There are 48 registered financial advisors in DARIEN, Connecticut, according to SEC and FINRA registration data.

What credentials should a financial advisor in DARIEN have?

Look for CFP (Certified Financial Planner) for comprehensive planning, CFA for investment management, or ChFC for insurance and estate planning. The most common credential among DARIEN advisors is CFA.

Are financial advisors in DARIEN required to be fiduciaries?

Registered Investment Advisors (RIAs) have a fiduciary duty to act in your best interest. Broker-dealers follow a suitability standard. Always ask your advisor about their fiduciary status and get it in writing.

What do financial advisors in DARIEN charge?

Fees vary widely. Fee-only advisors typically charge 0.5%–1.5% of assets under management, $150–$400/hour, or flat fees of $1,000–$7,500+ per plan. Commission-based advisors may not charge fees directly but earn commissions on products.

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Browse DARIEN Advisors by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

More Research

What Do Financial Advisors Cost in Connecticut? →National Fee Analysis →