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Brian Joseph Sheehan

ROSSMORE PRIVATE CAPITAL, LLC·GLASTONBURY, Connecticut
SIE, Series 7, Series 66CFPClean record11 years registeredROSSMORE PRIVATE CAPITAL, LLC
628 HEBRON AVENUE, GLASTONBURY, CT 06033CRD# 6423131Firm CRD# 288453

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Joseph Sheehan · GLASTONBURY, CT
Registration
CRD #6423131 · ROSSMORE PRIVATE CAPITAL, LLC · 11 years registered
Brand Profile
Not yet started
01

Career History

ROSSMORE PRIVATE CAPITAL, LLC
Jul 2017 – present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Apr 2015 – May 2017
WEST HARTFORD, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · April 22, 2015
Years registered · 11
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ROSSMORE PRIVATE CAPITAL, LLC
CRD 288453 · SEC 801-110562
AUM
$1.1B
Regulatory assets under management
Employees
9
767 client accounts
Services offered by ROSSMORE PRIVATE CAPITAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ROSSMORE PRIVATE CAPITAL, LLC →
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05

Frequently Asked Questions

What services does Brian Joseph Sheehan offer?
Brian Joseph Sheehan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GLASTONBURY, Connecticut for a consultation.
What are Brian Joseph Sheehan's credentials?
Brian Joseph Sheehan holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Brian Joseph Sheehan located?
Brian Joseph Sheehan is based in GLASTONBURY, Connecticut, working with ROSSMORE PRIVATE CAPITAL, LLC. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.
How does Brian Joseph Sheehan charge for services?
Brian Joseph Sheehan's firm is compensated through percentage of aum, subscription fees, other: fees for trustee services (a percentage of assets under trust). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROSSMORE PRIVATE CAPITAL, LLC?
ROSSMORE PRIVATE CAPITAL, LLC has approximately 9 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ROSSMORE PRIVATE CAPITAL, LLC

Alejandro Alfonso Gomez
GLASTONBURY, CT
Andrew Guy Baldassarre
GLASTONBURY, CT
CFA
Matthew David Maclean
GLASTONBURY, CT

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