Fee Research

What Do Financial Advisors Cost in Connecticut?

2026 data · 561 firms · 1,290 advisors · SEC Form ADV filings
01

Market Overview

Total Advisors
1,290
In Connecticut
Total Firms
561
Registered firms
Comp. Types Reported
83
Distinct compensation types
02

Compensation Type Breakdown

How firms in Connecticut charge for their services, based on Form ADV disclosures.

Percentage of AUM494 firms · 44%
Performance-based fees211 firms · 19%
Subscription fees198 firms · 18%
Hourly charges114 firms · 10%
Commissions16 firms · 1%
Fixed fees5 firms · 0%
Other: REFERRAL FEES3 firms · 0%
Other: MONITORING FEES2 firms · 0%
Other: SOLICITOR FEES2 firms · 0%
Other: CARRIED INTEREST2 firms · 0%
Other: A PERCENTAGE OF INVESTED AMOUNTS1 firms · 0%
Other: ASSETS UNDER ADVISEMENT (FOR UMA)1 firms · 0%
Other: BUNDLED CONSULTING AND ADVISORY FEES1 firms · 0%
Other: CARRIED INTEREST AND OVERHEAD REIMBURSEMENT1 firms · 0%
Other: CARRIED INTEREST PAID TO GENERAL PARTNER1 firms · 0%
Other: CERTAIN EXPENSES AS DESCRIBED IN ITEM 5 OF PART 2A1 firms · 0%
Other: COMPENSATION BASED ON A PERCENTAGE OF COMMITTED CAPITAL1 firms · 0%
Other: COST/EXPENSE REIMBURSEMENT1 firms · 0%
Other: EQUITY-TYPE INTEREST IN RELATED OR SEEDED MANAGERS1 firms · 0%
Other: EXPENSE REIMBURSEMENTS1 firms · 0%
Other: FAMILY OFFICE SERVICES FEES1 firms · 0%
Other: % FEE BASED ON ASSETS MANAGED BY A TPA1 firms · 0%
Other: FEE FOR FINANCIAL PLANNING SERVICES. FEES FOR TECHNOLOGY.1 firms · 0%
Other: FEE PAID FOR SUB-ADVISOR SERVICES PROVIDED TO RIA1 firms · 0%
Other: FEES AS SUB-ADVISOR AND MODEL PROVIDER/STATEGIST1 firms · 0%
Other: FEES FOR TRUSTEE SERVICES (A PERCENTAGE OF ASSETS UNDER TRUST)1 firms · 0%
Other: FIXED QUARTERLY MANAGEMENT FEE1 firms · 0%
Other: FLAT FEE1 firms · 0%
Other: FULCRUM FEE; ASSET-BASED FEE CONTINGENT ON PERFORMANCE1 firms · 0%
Other: FUND SPONSOR FEES1 firms · 0%
Other: INCOME BASED FEE1 firms · 0%
Other: INVESTMENT ADVISORY SUPPORT SERVICES1 firms · 0%
Other: LICENSING FEES1 firms · 0%
Other: LIMITED TO DIRECT AND/OR INDIRECT COSTS1 firms · 0%
Other: MANAGEMENT FEES FROM THIRD PARTY MANAGERS.1 firms · 0%
Other: MINIMUM MONTHLY ACCOUNT FEE1 firms · 0%
Other: NEGOTIATED FEES1 firms · 0%
Other: NO LONGER CHARGING FEES1 firms · 0%
Other: % OF ASSETS UNDER CLIENTS' MANAGEMENT OR ADVISEMENT1 firms · 0%
Other: ON THE BASIS OF ACTUAL OR ALLOCABLE COSTS1 firms · 0%
Other: ORIGINATION FEES1 firms · 0%
Other: PASS-THROUGH REIMBURSEMENT1 firms · 0%
Other: PENSION CONSULTING FEES ON 11.5 BILLON IN AUA1 firms · 0%
Other: PER-ASSET ONBOARDING AND DEBOARDING DUE DILIGENCE FEES1 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER ADVISEMENT1 firms · 0%
Other: PERCENTAGE OF FEES1 firms · 0%
Other: PERCENTAGE OF INVESTED CAPITAL1 firms · 0%
Other: PERCENTAGE OF MANAGEMENT FEE1 firms · 0%
Other: PERCENTAGE OF OPERATIONS; PERCENTAGE OF ACQUISITIONS1 firms · 0%
Other: PERCENTAGE RETIREMENT PLAN ASSETS UNDER ADVISEMENT1 firms · 0%
Other: PERFORMANCE BASED ALLOCATION1 firms · 0%
Other: PERFORMANCE-BASED COMPENSATION1 firms · 0%
Other: PERFORMANCE BASED FEES1 firms · 0%
Other: REAL ESTATE ACQUISITION/DISPOSITION FEES1 firms · 0%
Other: REALIZATION FEES1 firms · 0%
Other: REFERRAL FEES FROM THIRD-PARTY MONEY MANAGERS1 firms · 0%
Other: REIMBURSEMENT OF COSTS1 firms · 0%
Other: REIMBURSEMENT OF EXPENSES1 firms · 0%
Other: RETIREMENT PLANS - PERCENTAGE OF PLAN ASSETS1 firms · 0%
Other: REVENUE SHARING WITH OUR AFFILIATE, FOCUS RISK SOLUTIONS1 firms · 0%
Other: SALARY1 firms · 0%
Other: SELECTION OF OTHER ADVISERS1 firms · 0%
Other: SHARE IN 3RD PARTY MANAGER FEES1 firms · 0%
Other: SOLICITOR/REFERRAL FEES1 firms · 0%
Other: SOURCING, DUE DILIGENCE AND STRUCTURING FEES1 firms · 0%
Other: SPECIAL SERVICING FEES1 firms · 0%
Other: SUBADVISOR AND MODEL PROVIDER/STRATEGIST FEES1 firms · 0%
Other: TRANSACTION FEE1 firms · 0%
Other: TRANSACTION FEES AS DESCRIBED IN PART 2A1 firms · 0%
Other: TRANSACTION FEES & PORTFOLIO MONITORING FEES1 firms · 0%
Other: UPFRONT FEES1 firms · 0%
Other: VARIABLE, BASED ON SPECIFIC EQUITY RESEARCH SERVICE1 firms · 0%
Other: VFP DOES NOT RECEIVE FEES FOR INVESTMENT ADVICE1 firms · 0%
Other: SUB-ADVISER OF POOLED INVESTMENT VEHICLE CHARGES A PERFORMANCE F1 firms · 0%
Other: ADDITIONAL INFO ON FEES CHARGED BY ADVISOR IN FORM ADV PART 21 firms · 0%
Other: ADMINISTRATION & SERVICING FEES1 firms · 0%
Other: ADVISORY FEES1 firms · 0%
Other: A MIX OF THE ABOVE COMPENSATION ARRANGEMENTS.1 firms · 0%
Other: ANNUALLY NEGOTIATED MANAGEMENT FEE1 firms · 0%
Other: A PERCENTAGE OF ASSETS UNDER ADVISEMENT1 firms · 0%
Other: A PERCENTAGE OF AUM OF CIT FUNDS FOR OVERLAY ADVISORY SERVICES1 firms · 0%
Other: A PERCENTAGE OF AUM SUBJECT TO A MINIMUM FEE1 firms · 0%
Other: A PERCENTAGE OF DRAWN INVESTED CAPITAL1 firms · 0%
03

Connecticut vs. National

Connecticut Advisors
1,290
561 firms
National Total
48,844
18,152 firms
View full national fee analysis →

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