Fee Research

What Do Financial Advisors Cost in Connecticut?

2026 data · 1,051 firms · 4,400 advisors · SEC Form ADV filings
01

Market Overview

Total Advisors
4,400
In Connecticut
Total Firms
1,051
Registered firms
Comp. Types Reported
138
Distinct compensation types
02

Compensation Type Breakdown

How firms in Connecticut charge for their services, based on Form ADV disclosures.

Percentage of AUM827 firms · 44%
Performance-based fees509 firms · 27%
Subscription fees245 firms · 13%
Hourly charges119 firms · 6%
Commissions16 firms · 1%
Fixed fees9 firms · 0%
Other: CARRIED INTEREST4 firms · 0%
Other: REFERRAL FEES3 firms · 0%
Other: PERFORMANCE-BASED ALLOCATIONS3 firms · 0%
Other: MONITORING FEES3 firms · 0%
Other: SOLICITOR FEES2 firms · 0%
Other: NEGOTIATED FEE2 firms · 0%
Other: REIMBURSEMENT OF EXPENSES2 firms · 0%
Other: ADDITIONAL FEES AS DESCRIBED IN FORM ADV, PART 2A2 firms · 0%
Other: PERFORMANCE-BASED COMPENSATION2 firms · 0%
Other: WE RECEIVE A PERCENTAGE OF EBITDA FROM PORTFOLIO COMPANIES2 firms · 0%
Other: A PERCENTAGE OF EXPENSES1 firms · 0%
Other: A PERCENTAGE OF INVESTED AMOUNTS1 firms · 0%
Other: A PERCENTAGE OF THE NOTIONAL AMOUNT SUBJECT TO OUR STRATEGIES.1 firms · 0%
Other: ASSETS UNDER ADVISEMENT (FOR UMA)1 firms · 0%
Other: BUNDLED CONSULTING AND ADVISORY FEES1 firms · 0%
Other: CARRIED INTEREST AND OVERHEAD REIMBURSEMENT1 firms · 0%
Other: CARRIED INTEREST PAID TO GENERAL PARTNER1 firms · 0%
Other: CERTAIN EXPENSES AS DESCRIBED IN ITEM 5 OF PART 2A1 firms · 0%
Other: COMPENSATION BASED ON A PERCENTAGE OF COMMITTED CAPITAL1 firms · 0%
Other: COST/EXPENSE REIMBURSEMENT1 firms · 0%
Other: COST REIMBURSEMENT1 firms · 0%
Other: COST REIMBURSEMENT, AFFILIATE COMPENSATION (SEE PART 2A, ITEM 6)1 firms · 0%
Other: CURRENTLY FREE, MAY CHARGE SUBSCRIPTION FEE IN THE FUTURE1 firms · 0%
Other: DEBT CLOSING FEES1 firms · 0%
Other: EQUITY-TYPE INTEREST IN RELATED OR SEEDED MANAGERS1 firms · 0%
Other: EXPENSE PASS THROUGH1 firms · 0%
Other: EXPENSE PASS-THROUGH1 firms · 0%
Other: EXPENSE PAYMENT AMOUNT1 firms · 0%
Other: EXPENSE REIMBURSEMENT1 firms · 0%
Other: EXPENSE REIMBURSEMENT FOR CERTAIN OVERHEAD1 firms · 0%
Other: EXPENSE REIMBURSEMENT FROM NORTH ROCK1 firms · 0%
Other: EXPENSE REIMBURSEMENTS1 firms · 0%
Other: FAMILY OFFICE SERVICES FEES1 firms · 0%
Other: % FEE BASED ON ASSETS MANAGED BY A TPA1 firms · 0%
Other: FEE FOR FINANCIAL PLANNING SERVICES. FEES FOR TECHNOLOGY.1 firms · 0%
Other: FEE FOR SECURITIES TRADING IDEAS AND RESEARCH1 firms · 0%
Other: FEE PAID FOR SUB-ADVISOR SERVICES PROVIDED TO RIA1 firms · 0%
Other: FEES ALSO NEGOTIATED ON A CASE-BY-CASE BASIS1 firms · 0%
Other: FEES AS SUB-ADVISOR AND MODEL PROVIDER/STATEGIST1 firms · 0%
Other: FEES FOR TRUSTEE SERVICES (A PERCENTAGE OF ASSETS UNDER TRUST)1 firms · 0%
Other: FEES FROM PORTFOLIO COMPANIES1 firms · 0%
Other: FEES PAID BY CAPULA INVESTMENT MANAGEMENT LLP1 firms · 0%
Other: FEES RELATED TO ACQUISITION & MONITORING OF PORTFOLIO COMPANIES1 firms · 0%
Other: FIXED FEES AT DIFFERENT AUM THRESHOLDS1 firms · 0%
Other: FIXED FEES THAT VARY BASED ON LEVEL OF ASSETS UNDER MANAGEMENT1 firms · 0%
Other: FIXED QUARTERLY MANAGEMENT FEE1 firms · 0%
Other: FLAT FEE1 firms · 0%
Other: FOR CERTAIN PRIVATE FUNDS: ADMIN FEE; MONITORING FEE1 firms · 0%
Other: FULCRUM FEE; ASSET-BASED FEE CONTINGENT ON PERFORMANCE1 firms · 0%
Other: FUND SPONSOR FEES1 firms · 0%
Other: INCOME BASED FEE1 firms · 0%
Other: INVESTMENT ADVISORY SUPPORT SERVICES1 firms · 0%
Other: LICENSING FEES1 firms · 0%
Other: LIMITED TO DIRECT AND/OR INDIRECT COSTS1 firms · 0%
Other: MANAGEMENT FEES FROM THIRD PARTY MANAGERS.1 firms · 0%
Other: MINIMUM MONTHLY ACCOUNT FEE1 firms · 0%
Other: MONITORING AND OTHER FEES FROM PORTFOLIO COMPANIES1 firms · 0%
Other: MONITORING AND SERVICING FEES FOR LOANS1 firms · 0%
Other: MONITORING FEES, AND CERTAIN OTHER PORTFOLIO COMPANY FEES1 firms · 0%
Other: NEGOTIATED FEES1 firms · 0%
Other: NO LONGER CHARGING FEES1 firms · 0%
Other: % OF ASSETS UNDER CLIENTS' MANAGEMENT OR ADVISEMENT1 firms · 0%
Other: ON THE BASIS OF ACTUAL OR ALLOCABLE COSTS1 firms · 0%
Other: ORIGINATION FEES1 firms · 0%
Other: PASS THROUGH EXPENSE REIMBURSEMENT1 firms · 0%
Other: PASS-THROUGH REIMBURSEMENT1 firms · 0%
Other: PENSION CONSULTING FEES ON 11.5 BILLON IN AUA1 firms · 0%
Other: PER-ASSET ONBOARDING AND DEBOARDING DUE DILIGENCE FEES1 firms · 0%
Other: PERCENTAGE OF ASSETS UNDER ADVISEMENT1 firms · 0%
Other: PERCENTAGE OF CLIENT'S NET INVESTMENT INCOME1 firms · 0%
Other: PERCENTAGE OF COMMITTED OR INVESTED CAPITAL1 firms · 0%
Other: PERCENTAGE OF FEES1 firms · 0%
Other: PERCENTAGE OF INVESTED CAPITAL1 firms · 0%
Other: PERCENTAGE OF MANAGEMENT FEE1 firms · 0%
Other: PERCENTAGE OF OPERATIONS; PERCENTAGE OF ACQUISITIONS1 firms · 0%
Other: PERCENTAGE RETIREMENT PLAN ASSETS UNDER ADVISEMENT1 firms · 0%
Other: PERFORMANCE BASED ALLOCATION1 firms · 0%
Other: PERFORMANCE BASED FEES1 firms · 0%
Other: PLEASE REFER TO SCHEDULE D - MISCELLANEOUS1 firms · 0%
Other: PLEASE SEE ADDITIONAL INFORMATION DISCLOSED IN PART 2A1 firms · 0%
Other: PORTFOLIO SURVEILLANCE REPORTING FEES1 firms · 0%
Other: PROFITS INTEREST PAID TO AFFILIATED ENTITY1 firms · 0%
Other: PRO-RATA EXPENSE ALLOCATION1 firms · 0%
Other: REAL ESTATE ACQUISITION/DISPOSITION FEES1 firms · 0%
Other: REAL ESTATE RELATED FEES1 firms · 0%
Other: REALIZATION FEES1 firms · 0%
Other: REALIZATION WATERFALL1 firms · 0%
Other: REFERRAL FEES FROM THIRD-PARTY MONEY MANAGERS1 firms · 0%
Other: REIMBURSEMENT FOR RESEARCH EXPENSES1 firms · 0%
Other: REIMBURSEMENT OF COSTS1 firms · 0%
Other: REIMBURSEMENT OF DIRECT EXPENSES TO FIRST RESERVE1 firms · 0%
Other: RETIREMENT PLANS - PERCENTAGE OF PLAN ASSETS1 firms · 0%
Other: REVENUE SHARE WITH ANOTHER INVESTMENT ADVISER1 firms · 0%
Other: REVENUE SHARING FRS & ELIGIBLE CREDIT & CASH MANAGEMENT SOLUTION1 firms · 0%
Other: REVENUE SHARING WITH OUR AFFILIATE, FOCUS RISK SOLUTIONS1 firms · 0%
Other: SALARY1 firms · 0%
Other: SEE MISCELLANEOUS SECTION ON SCHEDULE D1 firms · 0%
Other: SEE SCHEDULE D MISCELLANEOUS1 firms · 0%
Other: SELECTION OF OTHER ADVISERS1 firms · 0%
Other: SENIOR AND SUBORDINATED COLLATERAL MANAGEMENT FEES1 firms · 0%
Other: SERVICE-BASED COMPENSATION AND RELATED REIMBURSEMENT1 firms · 0%
Other: SHARE IN 3RD PARTY MANAGER FEES1 firms · 0%
Other: SOLICITOR/REFERRAL FEES1 firms · 0%
Other: SPECIAL SERVICING FEES1 firms · 0%
Other: SUB-ADVISER OF POOLED INVESTMENT VEHICLE CHARGES A PERFORMANCE F1 firms · 0%
Other: SUBADVISOR AND MODEL PROVIDER/STRATEGIST FEES1 firms · 0%
Other: TRANSACTION FEE1 firms · 0%
Other: TRANSACTION FEES1 firms · 0%
Other: TRANSACTION FEES AS DESCRIBED IN PART 2A1 firms · 0%
Other: TRANSACTION FEES/MANAGEMENT FEES FROM PORTFOLIO CO.1 firms · 0%
Other: TRANSACTION FEES & MONITORING FEES1 firms · 0%
Other: TRANSACTION FEES & PORTFOLIO MONITORING FEES1 firms · 0%
Other: TRANSACTION MONITORING FEES; PARTICIPATION SERVICING FEES1 firms · 0%
Other: UPFRONT FEES1 firms · 0%
Other: VARIABLE, BASED ON SPECIFIC EQUITY RESEARCH SERVICE1 firms · 0%
Other: VFP DOES NOT RECEIVE FEES FOR INVESTMENT ADVICE1 firms · 0%
Other: SOURCING, DUE DILIGENCE AND STRUCTURING FEES1 firms · 0%
Other: ACQUISITION, DISPOSITION, AND MONITORING FEES1 firms · 0%
Other: ADDITIONAL INFO ON FEES CHARGED BY ADVISOR IN FORM ADV PART 21 firms · 0%
Other: ADMIN AND MONITORING FEES FOR VIG AND PECO PALLET1 firms · 0%
Other: ADMINISTRATION & SERVICING FEES1 firms · 0%
Other: ADVISER DOES NOT CURRENTLY HAVE ANY CLIENTS OF ITS OWN .1 firms · 0%
Other: ADVISORY FEES1 firms · 0%
Other: ADVISORY/MANAGEMENT FEES RELATED TO SPECIFIC PORTFOLIO COMPANIES1 firms · 0%
Other: ADVISORY, MONITORING, AND CERTAIN OTHER RELATED FEES.1 firms · 0%
Other: AFFILIATE OF REGISTRANT RECEIVES INCENTIVE REALLOCATIONS1 firms · 0%
Other: A MIX OF THE ABOVE COMPENSATION ARRANGEMENTS.1 firms · 0%
Other: ANNUALLY NEGOTIATED MANAGEMENT FEE1 firms · 0%
Other: A PERCENTAGE OF ASSETS UNDER ADVISEMENT1 firms · 0%
Other: A PERCENTAGE OF AUM OF CIT FUNDS FOR OVERLAY ADVISORY SERVICES1 firms · 0%
Other: A PERCENTAGE OF AUM SUBJECT TO A MINIMUM FEE1 firms · 0%
Other: A PERCENTAGE OF DRAWN INVESTED CAPITAL1 firms · 0%
03

Connecticut vs. National

Connecticut Advisors
4,400
1,051 firms
National Total
113,827
27,306 firms
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