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Stephen Robert Michaels

SMITH BROTHERS FINANCIAL, LLC·GLASTONBURY, Connecticut
SIE, Series 7, Series 63, Series 66Clean record12 years registeredSMITH BROTHERS FINANCIAL, LLC
68 NATIONAL DRIVE, GLASTONBURY, CT 06033CRD# 4398984Firm CRD# 322951

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Robert Michaels · GLASTONBURY, CT
Registration
CRD #4398984 · SMITH BROTHERS FINANCIAL, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

SMITH BROTHERS FINANCIAL, LLC
Oct 2022 – present
WOODBURY FINANCIAL SERVICES, INC.
Mar 2014 – Oct 2022
GLASTONBURY, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 66
Registration record
First registered · March 7, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SMITH BROTHERS FINANCIAL, LLC
CRD 322951 · SEC 801-126687
AUM
$847M
Regulatory assets under management
Employees
8
387 client accounts
Services offered by SMITH BROTHERS FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SMITH BROTHERS FINANCIAL, LLC →
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05

Frequently Asked Questions

What services does Stephen Robert Michaels offer?
Stephen Robert Michaels specializes in Financial Planning, Investment Management. Contact their office in GLASTONBURY, Connecticut for a consultation.
What are Stephen Robert Michaels's credentials?
Stephen Robert Michaels is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Robert Michaels located?
Stephen Robert Michaels is based in GLASTONBURY, Connecticut, working with SMITH BROTHERS FINANCIAL, LLC. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.
How does Stephen Robert Michaels charge for services?
Stephen Robert Michaels's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMITH BROTHERS FINANCIAL, LLC?
SMITH BROTHERS FINANCIAL, LLC has approximately 8 employees and manages $847M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Andrea Elizabeth Camoin
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Joseph Brian Smith
GLASTONBURY, CT
Jeffrey Giantonio
GLASTONBURY, CT

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