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Stephen Robert Michaels

SMITH BROTHERS FINANCIAL, LLC·GLASTONBURY, Connecticut
Clean recordSMITH BROTHERS FINANCIAL, LLC
68 NATIONAL DRIVE, GLASTONBURY, CT 06033CRD# 4398984Firm CRD# 322951

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Robert Michaels · GLASTONBURY, CT
Registration
CRD #4398984 · SMITH BROTHERS FINANCIAL, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephen Robert Michaels is a registered financial advisor based in GLASTONBURY, Connecticut, affiliated with SMITH BROTHERS FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SMITH BROTHERS FINANCIAL, LLC
SMITH BROTHERS FINANCIAL, LLC
AUM
$847M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at SMITH BROTHERS FINANCIAL, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4398984
Firm CRD# 322951
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Robert Michaels offer?
Stephen Robert Michaels specializes in Financial Planning, Investment Management. Contact their office in GLASTONBURY, Connecticut for a consultation.
What are Stephen Robert Michaels's credentials?
Stephen Robert Michaels is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Robert Michaels located?
Stephen Robert Michaels is based in GLASTONBURY, Connecticut, working with SMITH BROTHERS FINANCIAL, LLC. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.
How does Stephen Robert Michaels charge for services?
Stephen Robert Michaels's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMITH BROTHERS FINANCIAL, LLC?
SMITH BROTHERS FINANCIAL, LLC has approximately 8 employees and manages $847M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SMITH BROTHERS FINANCIAL, LLC

Timothy Howard Prewitt
GLASTONBURY, CT
Andrea Elizabeth Camoin
GLASTONBURY, CT
Jeffrey Giantonio
GLASTONBURY, CT
Joseph Brian Smith
GLASTONBURY, CT

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