Unclaimed Profile

Mark A Sheptoff

MARK SHEPTOFF FINANCIAL PLANNING LLC·GLASTONBURY, Connecticut

Clean record28 years registeredMARK SHEPTOFF FINANCIAL PLANNING LLC

703 HEBRON AVE 3RD FLOOR, GLASTONBURY, CT 06033CRD# 4634537Firm CRD# 108742

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark A Sheptoff · GLASTONBURY, CT

Registration

CRD #4634537 · MARK SHEPTOFF FINANCIAL PLANNING LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARK SHEPTOFF FINANCIAL PLANNING LLC

MARK SHEPTOFF FINANCIAL PLANNING LLC

Jul 2020 – Dec 2023

GLASTONBURY, CT

MARK SHEPTOFF FINANCIAL PLANNING LLC

Oct 1997 – Dec 2014

GLASTONBURY, CT

Registrations & Exams

Registration record

First registered · October 16, 1997

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARK SHEPTOFF FINANCIAL PLANNING LLC

CRD 108742 · SEC 801-57744

AUM

$406M

Regulatory assets under management

Employees

810 client accounts

Services offered by MARK SHEPTOFF FINANCIAL PLANNING LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MARK SHEPTOFF FINANCIAL PLANNING LLC →

Introduction

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Frequently Asked Questions

What services does Mark A Sheptoff offer?

Mark A Sheptoff specializes in Financial Planning, Investment Management, Wealth Management.

What are Mark A Sheptoff's credentials?

Mark A Sheptoff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark A Sheptoff located?

Mark A Sheptoff is based in GLASTONBURY, Connecticut, last registered with MARK SHEPTOFF FINANCIAL PLANNING LLC.

How does Mark A Sheptoff charge for services?

Mark A Sheptoff's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARK SHEPTOFF FINANCIAL PLANNING LLC?

MARK SHEPTOFF FINANCIAL PLANNING LLC has approximately 3 employees and manages $406M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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