Unclaimed Profile

Ryan Alexander Maul

FIRST ALLIED SECURITIES, INC.·SAN DIEGO, California

SIE, Series 4, Series 7, Series 24, Series 31, Series 52TO, Series 53, Series 63, Series 65, Series 99TOCFPClean record25 years registeredFIRST ALLIED SECURITIES, INC.

655 W. BROADWAY, SAN DIEGO, CA 92101-8114CRD# 4032145Firm CRD# 32444

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ryan Alexander Maul · SAN DIEGO, CA

Registration

CRD #4032145 · FIRST ALLIED SECURITIES, INC. · 25 years registered

Brand Profile

Not yet started

Career History

CETERA FINANCIAL SPECIALISTS LLC

Jul 2024 – present

CETERA INVESTMENT SERVICES LLC

Jul 2024 – present

CETERA WEALTH SERVICES, LLC

Jul 2024 – present

CETERA INVESTMENT ADVISERS LLC

Nov 2020 – present

CETERA ADVISORS LLC

Apr 2020 – present

CETERA ADVISORS LLC

Jan 2022 – Mar 2024

SAN DIEGO, CA

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2012 – Nov 2020

SAN DIEGO, CA

FIRST ALLIED SECURITIES, INC.

Feb 2009 – Jul 2012

SAN DIEGO, CA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Oct 2004 – Jan 2009

SANTA MONICA, CA

LINSCO/PRIVATE LEDGER CORP.

Mar 2004 – Oct 2004

SAN DIEGO, CA

WELLS FARGO INVESTMENTS, LLC

Jul 2001 – Jul 2003

BAKERSFIELD, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 31

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · July 31, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST ALLIED SECURITIES, INC.

CRD 32444 · SEC 801-47805

Employees

Total firm employees

Services offered by FIRST ALLIED SECURITIES, INC.

Per Form ADV

Other

View all advisors at FIRST ALLIED SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Ryan Alexander Maul offer?

Ryan Alexander Maul is a registered financial advisor in SAN DIEGO, California. Contact their office for details on services offered.

What are Ryan Alexander Maul's credentials?

Ryan Alexander Maul holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ryan Alexander Maul located?

Ryan Alexander Maul is based in SAN DIEGO, California, working with FIRST ALLIED SECURITIES, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Ryan Alexander Maul charge for services?

Ryan Alexander Maul's firm is compensated through other: no active clients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST ALLIED SECURITIES, INC.?

FIRST ALLIED SECURITIES, INC. has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

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