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FIRST ALLIED SECURITIES, INC.
FIRST ALLIED SECURITIES, INC.
SAN DIEGO, California
·
9 registered advisors
·
CRD# 32444
SEC# 801-47805
0
619-702-9600
01
Firm Overview
AUM
—
Regulatory assets under management
Employees
1
Total firm employees
Advisors
9
Registered representatives
02
Services & Fees
Advisory Services
Other
Compensation
Other: NO ACTIVE CLIENTS
03
Advisors at FIRST ALLIED SECURITIES, INC.
9 registered advisors
James Vere Reynolds-Hale
SAN DIEGO, California
CRD# 2396006
Jan William Rogers
SAN DIEGO, California
CRD# 2414139
Joel Elliot Marks
SAN DIEGO, California
CRD# 1189929
Liza Guse Marquardt
SAN DIEGO, California
CRD# 1013879
Mark David Quinn
SAN DIEGO, California
CRD# 1057361
Rivers Herrington
SAN DIEGO, California
CRD# 3213308
Ryan Alexander Maul
SAN DIEGO, California
CFP
CRD# 4032145
Shannon Rose Condra
SAN DIEGO, California
CRD# 1358344
Tiy Lynn Oneal
SAN DIEGO, California
CRD# 1868302
05
Office Locations
SAN DIEGO, California
9 advisors
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Data sourced from SEC Form ADV filings. FIRST ALLIED SECURITIES, INC. (CRD# 32444) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.