Unclaimed Profile

Tiy Lynn Oneal

FIRST ALLIED SECURITIES, INC.·SAN DIEGO, California

SIE, Series 4, Series 7, Series 24, Series 63Clean record19 years registeredFIRST ALLIED SECURITIES, INC.

655 W. BROADWAY, SAN DIEGO, CA 92101-8114CRD# 1868302Firm CRD# 32444

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tiy Lynn Oneal · SAN DIEGO, CA

Registration

CRD #1868302 · FIRST ALLIED SECURITIES, INC. · 19 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Sep 2020 – present

LUCIA CAPITAL GROUP

Mar 2015 – Dec 2020

SAN DIEGO, CA

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2012 – Jan 2015

SAN DIEGO, CA

FIRST ALLIED SECURITIES, INC.

Jan 2007 – Jul 2012

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Registration record

First registered · January 26, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST ALLIED SECURITIES, INC.

CRD 32444 · SEC 801-47805

Employees

Total firm employees

Services offered by FIRST ALLIED SECURITIES, INC.

Per Form ADV

Other

View all advisors at FIRST ALLIED SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Tiy Lynn Oneal offer?

Tiy Lynn Oneal is a registered financial advisor in SAN DIEGO, California. Contact their office for details on services offered.

What are Tiy Lynn Oneal's credentials?

Tiy Lynn Oneal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tiy Lynn Oneal located?

Tiy Lynn Oneal is based in SAN DIEGO, California, working with FIRST ALLIED SECURITIES, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Tiy Lynn Oneal charge for services?

Tiy Lynn Oneal's firm is compensated through other: no active clients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST ALLIED SECURITIES, INC.?

FIRST ALLIED SECURITIES, INC. has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

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