Unclaimed Profile

Liza Guse Marquardt

FIRST ALLIED SECURITIES, INC.·SAN DIEGO, California

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 99TOClean recordFIRST ALLIED SECURITIES, INC.

655 W. BROADWAY, SAN DIEGO, CA 92101-8114CRD# 1013879Firm CRD# 32444

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Liza Guse Marquardt · SAN DIEGO, CA

Registration

CRD #1013879 · FIRST ALLIED SECURITIES, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST ALLIED SECURITIES, INC.

CRD 32444 · SEC 801-47805

Employees

Total firm employees

Services offered by FIRST ALLIED SECURITIES, INC.

Per Form ADV

Other

View all advisors at FIRST ALLIED SECURITIES, INC. →

Introduction

Speak with Liza Guse

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Liza Guse is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN DIEGO?

Browse all registered financial advisors in SAN DIEGO, California or claim this profile if it's yours.

Browse SAN DIEGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Liza Guse Marquardt offer?

Liza Guse Marquardt is a registered financial advisor in SAN DIEGO, California. Contact their office for details on services offered.

What are Liza Guse Marquardt's credentials?

Liza Guse Marquardt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Liza Guse Marquardt located?

Liza Guse Marquardt is based in SAN DIEGO, California, working with FIRST ALLIED SECURITIES, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Liza Guse Marquardt charge for services?

Liza Guse Marquardt's firm is compensated through other: no active clients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST ALLIED SECURITIES, INC.?

FIRST ALLIED SECURITIES, INC. has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →