Unclaimed Profile

Jan William Rogers

FIRST ALLIED SECURITIES, INC.·SAN DIEGO, California

SIE, Series 4, Series 7, Series 24, Series 66, Series 99TOClean record12 years registeredFIRST ALLIED SECURITIES, INC.

655 W. BROADWAY, SAN DIEGO, CA 92101-8114CRD# 2414139Firm CRD# 32444

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jan William Rogers · SAN DIEGO, CA

Registration

CRD #2414139 · FIRST ALLIED SECURITIES, INC. · 12 years registered

Brand Profile

Not yet started

Career History

AVANTAX PLANNING PARTNERS, INC.

Jul 2024 – present

CETERA INVESTMENT ADVISERS LLC

Nov 2020 – present

CETERA ADVISORS LLC

May 2016 – present

CETERA FINANCIAL SPECIALISTS LLC

May 2016 – present

CETERA INVESTMENT SERVICES LLC

May 2016 – present

CETERA WEALTH SERVICES, LLC

Jan 2016 – present

AVANTAX ADVISORY SERVICES

Jul 2024 – Sep 2025

SAN DIEGO, CA

FIRST ALLIED ADVISORY SERVICES, INC.

Apr 2014 – Nov 2020

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · April 7, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST ALLIED SECURITIES, INC.

CRD 32444 · SEC 801-47805

Employees

Total firm employees

Services offered by FIRST ALLIED SECURITIES, INC.

Per Form ADV

Other

View all advisors at FIRST ALLIED SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Jan William Rogers offer?

Jan William Rogers is a registered financial advisor in SAN DIEGO, California. Contact their office for details on services offered.

What are Jan William Rogers's credentials?

Jan William Rogers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jan William Rogers located?

Jan William Rogers is based in SAN DIEGO, California, working with FIRST ALLIED SECURITIES, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Jan William Rogers charge for services?

Jan William Rogers's firm is compensated through other: no active clients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST ALLIED SECURITIES, INC.?

FIRST ALLIED SECURITIES, INC. has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

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