Unclaimed Profile

Elizabeth Whitney Bullock

WESCOM FINANCIAL SERVICES, LLC·PASADENA, California

SIE, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 66Clean record6 years registeredWESCOM FINANCIAL SERVICES, LLC

123 SO. MARENGO AVE, PASADENA, CA 91101CRD# 4445102Firm CRD# 125650

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Elizabeth Whitney Bullock · PASADENA, CA

Registration

CRD #4445102 · WESCOM FINANCIAL SERVICES, LLC · 6 years registered

Brand Profile

Not yet started

Career History

AMERIPRISE FINANCIAL SERVICES, LLC

Oct 2024 – present

AMERIPRISE FINANCIAL SERVICES, LLC

Oct 2024 – present

LPL FINANCIAL LLC

Jan 2020 – Oct 2024

WOODLAND HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · January 10, 2020

Years registered · 6

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESCOM FINANCIAL SERVICES, LLC

CRD 125650 · SEC 801-113359

AUM

$226M

Regulatory assets under management

Employees

1,138 client accounts

Services offered by WESCOM FINANCIAL SERVICES, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WESCOM FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Elizabeth Whitney Bullock offer?

Elizabeth Whitney Bullock specializes in Investment Management, Wealth Management. Contact their office in PASADENA, California for a consultation.

What are Elizabeth Whitney Bullock's credentials?

Elizabeth Whitney Bullock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Elizabeth Whitney Bullock located?

Elizabeth Whitney Bullock is based in PASADENA, California, working with WESCOM FINANCIAL SERVICES, LLC. Their office serves clients in the PASADENA metropolitan area and surrounding communities.

How does Elizabeth Whitney Bullock charge for services?

Elizabeth Whitney Bullock's firm is compensated through percentage of aum, other: fees collected from third-party managers are paid to applicant. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESCOM FINANCIAL SERVICES, LLC?

WESCOM FINANCIAL SERVICES, LLC has approximately 31 employees and manages $226M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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