Unclaimed Profile

Jeffery Rollert

ALM ADVISORS, INC.·PASADENA, California

Series 7, Series 63, Series 65Clean record14 years registeredALM ADVISORS, INC.

251 S. LAKE AVENUE, PASADENA, CA 91101CRD# 1200053Firm CRD# 112350

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffery Rollert · PASADENA, CA

Registration

CRD #1200053 · ALM ADVISORS, INC. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALM ADVISORS, INC.

ALM ADVISORS, INC.

Jan 2017 – Dec 2019

Pasadena, CA

ALM ADVISORS, INC.

Jun 2012 – Dec 2016

PASADENA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · June 26, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALM ADVISORS, INC.

CRD 112350 · SEC 801-49797

AUM

$55M

Regulatory assets under management

Employees

23 client accounts

Services offered by ALM ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ALM ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Jeffery Rollert offer?

Jeffery Rollert specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Jeffery Rollert's credentials?

Jeffery Rollert is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffery Rollert located?

Jeffery Rollert is based in PASADENA, California, last registered with ALM ADVISORS, INC..

How does Jeffery Rollert charge for services?

Jeffery Rollert's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALM ADVISORS, INC.?

ALM ADVISORS, INC. has approximately 1 employees and manages $55M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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